NEUBERGER BERMAN BD LLC
Latest filing: Mar 28, 2025 (93 days ago)
AUM
$0
0% change vs. 1 year ago
0% change vs. 3 years ago
0% change vs. 5 years ago
-100% change vs. 10 years ago
Employee Count
1,058
-3% change vs. 1 year ago
16% change vs. 3 years ago
26% change vs. 5 years ago
73% change vs. 10 years ago
Main Office
NEW YORK, NY
1290 AVENUE OF THE AMERICAS, NEW YORK, NY, UNITED STATES, 10104
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $0.0 |
| Non-Discretionary | $0.0 |
| Total | $0.0 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $0.0 |
| Institutional | $0.0 |
| Total | $0.0 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 0 | $0.0 |
| Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.0 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 0% | $0.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 0% | $0.0 |
| Other | 0% | $0.0 |
| Total | 0% | $0.0 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| NEUBERGER BERMAN INVESTMENT ADVISERS LLC | $362.7 | 124687 | |
| NB ALTERNATIVES ADVISERS LLC | $135.0 | 149822 | |
| NEUBERGER BERMAN EUROPE LIMITED | $80.0 | 162267 | |
| NEUBERGER BERMAN SINGAPORE PTE. LIMITED | $26.1 | 167947 | |
| NEUBERGER BERMAN CANADA ULC | $11.7 | 284803 | |
| NEUBERGER BERMAN LOAN ADVISERS II LLC | $9.2 | 306601 | |
| NEUBERGER BERMAN ASIA LIMITED | $6.9 | 154286 | |
| NEUBERGER BERMAN LOAN ADVISERS LLC | $6.0 | 285579 | |
| NEUBERGER BERMAN LOAN ADVISERS IV LLC | $3.4 | 324282 | |
| NEUBERGER BERMAN AIFM SARL | $0.0 | 300813 | |
| NEUBERGER BERMAN ASSET MANAGEMENT IRELAND LIMITED | $0.0 | 300727 |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
8 active
| Name | Title |
|---|---|
| CETRON, BRAD ELLIOT | CHIEF COMPLIANCE OFFICER, MANAGING DIRECTOR |
| AMATO, JOSEPH VINCENT | PRESIDENT, CHIEF EXECUTIVE OFFICER |
| HENTON, LORIN FRED | SENIOR VICE PRESIDENT, BRANCH OFFICE MANAGER, TEXAS |
| CHINNI, MICHAEL | SENIOR VICE PRESIDENT AND CHIEF FINANCIAL OFFICER |
ADVDB.CO • SOURCE: SEC
Representatives
838 active representatives found, showing 20 random
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| JEANNETTE DONKERVOET | NEW YORK | NY | S66|2008-09-15 | ||||||
| TRISTRAM PERKINS | NEW YORK | NY | S66|2012-03-02 | ||||||
| ERNEST GYASI | NEW YORK | NY | S66|2017-02-27 | ||||||
| SCOTT HOINA | NEW YORK | NY | S63|2006-09-14 | CHARTERED FINANCIAL ANALYST | |||||
| FREDERICK EDWARDS | NEW YORK | NY | S66|2014-06-29 | CHARTERED FINANCIAL ANALYST | |||||
| TODD TAMAGNINI | NEW YORK | NY | S63|2023-05-05 | CHARTERED FINANCIAL ANALYST | |||||
| COURTNEY OBRIEN | NEW YORK | NY | S66|2020-10-23 | ||||||
| HOPE CRYSTAL | NEW YORK | NY | S66|2022-10-08 | ||||||
| HOLLY KROFT | NEW YORK | NY | S63|1999-03-25|S66|2006-02-02 | ||||||
| CHRISTOPHER KOCINSKI | NEW YORK | NY | S63|2012-12-06 | CHARTERED FINANCIAL ANALYST | |||||
| MICHAEL SANDOW | NEW YORK | NY | S63|1994-08-05|S65|2009-08-13 | ||||||
| CHRISTOPHER HAAS | NEW YORK | NY | S66|2023-05-18 | ||||||
| MATTHEW BIRD | NEW YORK | NY | S66|2015-02-12 | ||||||
| KRITI VERMA | NEW YORK | NY | S66|2023-04-10 | ||||||
| MICHAEL COHEN | NEW YORK | NY | S63|1998-01-02 | ||||||
| BRETT BUCHALTER | NEW YORK | NY | S66|2011-09-15 | ||||||
| DARREN CARTER | NEW YORK | NY | S66|2015-10-26 | ||||||
| GREGORY HOHMANN | NEW YORK | NY | S63|1998-09-24|S65|2006-03-20 | ||||||
| BORYANA KARASTOYANOVA | NEW YORK | NY | S63|2010-03-05|S65|2020-08-25 | ||||||
| SCOTT WOODCOCK | NEW YORK | NY | S63|2001-09-05 | CHARTERED FINANCIAL ANALYST | |||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-06-02 | $0.0 | $0.0 | 0% | 1,058 | 0 | 0% |
| 2025-04-21 | $0.0 | $0.0 | 0% | 1,058 | 0 | 0% |
| 2024-04-02 | $0.0 | $0.0 | 0% | 1,094 | -36 | -3% |
| 2023-04-04 | $0.0 | $0.0 | 0% | 973 | 85 | 9% |
| 2022-04-01 | $0.0 | $0.0 | 0% | 914 | 144 | 16% |
| 2021-04-05 | $0.0 | $0.0 | 0% | 924 | 134 | 15% |
| 2020-04-01 | $0.0 | $0.0 | 0% | 840 | 218 | 26% |
| 2019-04-01 | $0.0 | $0.0 | 0% | 894 | 164 | 18% |
| 2018-04-02 | $0.0 | $0.0 | 0% | 888 | 170 | 19% |
| 2017-04-01 | $0.0 | $0.0 | 0% | 932 | 126 | 14% |
| 2016-04-01 | $52.6 | -$52.6 | -100% | 615 | 443 | 72% |
| 2015-04-01 | $122.1 | -$122.1 | -100% | 610 | 448 | 73% |
| 2014-04-01 | $119.5 | -$119.5 | -100% | 560 | 498 | 89% |
| 2013-04-01 | $95.4 | -$95.4 | -100% | 550 | 508 | 92% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| NY, AK-02/24/1993, AL-03/01/1991, AR-11/01/1996, CA-07/08/1997, CO-10/05/2020, CT-08/27/1997, DC-12/01/1993, DE-05/16/2003, FL-08/01/1986, GA-06/08/1998, HI-11/01/1996, IA-01/01/1999, ID-03/09/1987, IL-12/06/1979, IN-02/05/2001, KS-09/02/1997, KY-07/30/1982, LA-10/12/2001, MD-10/01/1990, ME-01/01/1998, MI-11/05/1999, MN-11/25/1986, MO-10/08/1986, MS-11/29/2000, MT-11/23/1997, NC-01/22/2001, ND-03/15/1995, NE-08/27/1997, NH-11/07/1986, NJ-12/07/1960, NM-05/01/1979, NV-11/26/1990, NY-01/03/1974, OH-04/14/1999, OK-12/31/2000, OR-01/22/2001, PA-10/27/1981, PR-04/02/2001, RI-01/01/1993, SC-09/23/2003, SD-02/08/1993, TN-09/10/1997, TX-11/01/1996, UT-03/25/1992, VA-09/04/1987, VI-04/21/2005, VT-10/27/1994, WA-11/12/1985, WI-09/05/1997, WV-02/09/1987 |
| ADVISER ACTIVITIES |
|
MANAGER SELECTION |
| OTHER ACTIVITIES |
|
BROKER DEALER COMMODITY TRADING ADVISOR |
ADVDB.CO • SOURCE: SEC FORM ADV