AUM
Employee Count
Main Office
| Discretion | AUM |
|---|---|
| Discretionary | $0.6 |
| Non-Discretionary | $0.0 |
| Total | $0.6 |
| Client | AUM |
|---|---|
| Retail | $0.6 |
| Pooled | $0.0 |
| Institutional | $0.0 |
| Total | $0.6 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 92 | $0.6 |
| Average Individual AUM | $6,516,189 | |
| HNW | 89 | $0.0 |
| Average HNW AUM | $319,244 | |
| Retail Total | 181 | $0.6 |
| Average Retail AUM | $3,469,072 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
| Custodian | Location | AUM |
|---|---|---|
| PERSHING LLC | JERSEY CITY-NJ-USA | $0.6 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.6 |
| Retail SMA AUM | $0.6 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 80% | $0.5 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 2% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 8% | $0.1 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 10% | $0.1 |
| Other | 0% | $0.0 |
| Total | 100% | $0.6 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| NEW VERNON ADVISERS LP | $0.9 | 160231 | |
| NEW VERNON INVESTMENT MANAGEMENT LLC | $0.1 | 160247 | |
| SF INVESTMENTS, INC. | $0.0 | broker-dealer | 6564 |
| NEW VERNON PARTNERS LLC | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
9 active
| Name | Title |
|---|---|
| SHAPIRO, DANIEL, MARK | MEMBER, MANAGER, TRUSTEE OF DANIEL SHAPIRO GIFT TRUST |
| SHAPIRO, STEVEN, ARTHUR | MEMBER, MANAGER, CHIEF INVESTMENT OFFICER, TRUSTEE STEVEN SHAPIRO GIFT TRUST |
| JUST, GARY, ALAN | CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER |
| ZAKARIA, MANSOOR, RAFIQ | MEMBER, MANAGER |
| ZAKARIA, ARSHAD, RAFIQ | MEMBER, MEMBER, MANAGER, CHAIRMAN OF BOARD |
ADVDB.CO • SOURCE: SEC
1 active representative found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| DANIEL SHAPIRO | HIGHLAND PARK | IL | S63|1994-12-14|S65|2006-03-01 | ||||||
ADVDB.CO • SOURCE: SEC
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-04-21 | $0.6 | $0.0 | 0% | 8 | 0 | 0% |
| 2024-04-02 | $0.6 | $0.1 | 14% | 8 | 0 | 0% |
| 2023-04-04 | $0.4 | $0.2 | 46% | 10 | -2 | -20% |
| 2022-04-01 | $0.5 | $0.1 | 28% | 11 | -3 | -27% |
| 2021-04-05 | $0.4 | $0.2 | 43% | 11 | -3 | -27% |
| 2020-04-01 | $0.4 | $0.2 | 65% | 12 | -4 | -33% |
| 2019-04-01 | $0.4 | $0.2 | 49% | 12 | -4 | -33% |
| 2018-04-02 | $0.4 | $0.2 | 54% | 13 | -5 | -38% |
| 2017-04-01 | $0.4 | $0.2 | 52% | 11 | -3 | -27% |
| 2016-04-01 | $0.5 | $0.2 | 36% | 11 | -3 | -27% |
| 2015-04-01 | $0.4 | $0.2 | 49% | 11 | -3 | -27% |
| 2014-04-01 | $0.4 | $0.2 | 46% | 11 | -3 | -27% |
| 2013-04-01 | $0.4 | $0.2 | 47% | 13 | -5 | -38% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| STATE REGISTRATIONS |
| IL, CA-03/26/2013, CT-11/20/2013, FL-03/26/2013, IL-03/27/2013, NJ-03/26/2013, NY-03/26/2013, TX-03/26/2013 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV