NEWEDGE ADVISORS

Latest filing: Apr 30, 2025 (45 days ago)

View on IAPD

Adviser Website

AUM

$27,379,149,905

49% change vs. 1 year ago

118% change vs. 3 years ago

557% change vs. 5 years ago

6022% change vs. 10 years ago

Employee Count

768

35% change vs. 1 year ago

77% change vs. 3 years ago

363% change vs. 5 years ago

8433% change vs. 10 years ago

Main Office

NEW ORLEANS, LA

858 CAMP STREET, NEW ORLEANS, LA, UNITED STATES, 70130

Client AUM

Discretion	AUM
Discretionary	$26.7
Non-Discretionary	$0.7
Total	$27.4

Client	AUM
Retail	$25.5
Pooled	$0.0
Institutional	$1.8
Total	$27.4

Retail	Accounts	AUM
Individual	30,808	$8.4
Average Individual AUM		$273,069
HNW	11,252	$17.1
Average HNW AUM		$1,522,209
Retail Total	42,060	$25.5
Average Retail AUM		$607,242

ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV

SMA Custodians

Custodian	Location	AUM
LPL FINANCIAL LLC	BOSTON-MA-USA	$8.1
FIDELITY BROKERAGE SERVICES LLC	SMITHFIELD-RI-USA	$3.4
CHARLES SCHWAB & CO., INC.	WESTLAKE-TX-USA	$2.7
RAYMOND JAMES & ASSOCIATES, INC.	ST. PETERSBURG-FL-USA	$2.4
NATIONAL FINANCIAL SERVICES LLC	BOSTON-MA-USA	$1.4
MID ATLANTIC TRUST COMPANY	PIERRE-SD-USA	$0.1

ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV

Separately Managed Assets

Breakdown	AUM
Total SMA AUM	$27.4
Retail SMA AUM	$25.5
Institutional SMA AUM	$1.8

Asset Class	%	AUM
Equity Exch	30%	$8.2
Equity Non-Exch	0%	$0.0
Govt Agency	1%	$0.3
Municipal	2%	$0.5
Sovereign	0%	$0.0
IG Credit	2%	$0.5
HY Credit	0%	$0.0
Derivatives	0%	$0.0
Investment Companies	57%	$15.6
Other Pools	0%	$0.0
Cash	8%	$2.2
Other	0%	$0.0
Total	100%	$27.4

ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV

Affiliates

Affiliates	AUM	Business Types	CRD Number
NEWEDGE WEALTH, LLC	$12.1		307771
LPA INSURANCE AGENCY, INC.	$0.0		-
MID ATLANTIC CLEARING & SETTLEMENT CORPORATION	$0.0	broker-dealer	37466
MID ATLANTIC TRUST COMPANY	$0.0	trust company	-
NEWEDGE SECURITIES, INC.	$0.0	broker-dealer	10674

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Control Persons

18 active

Name	Title
TURNER, NEIL, DICKMAN IAPD Broker	CHIEF EXECUTIVE OFFICER
CUTLER, JEFFREY, STONE IAPD Broker	CHIEF EXPERIENCE OFFICER
SMITH, KYLE, PETER IAPD Broker	VICE PRESIDENT
BANCO, JOSEPH, FRANKLIN IAPD Broker	CHIEF FINANCIAL OFFICER AND TREASURER
SARVER-CORBETT, ERIN, PAIGE IAPD Broker	VICE PRESIDENT, MANAGING DIRECTOR - OPERATIONS
BRAND, WILLIAM, CARL IAPD Broker	CHIEF COMPLIANCE OFFICER
GOSS, ALEXANDER, THOMAS IAPD Broker	CHIEF EXECUTIVE OFFICER
PIRIGYI, STEPHEN, ANTHONY IAPD Broker	PRESIDENT

ADVDB.CO • SOURCE: SEC

Representatives

423 active representatives found, showing 20 random

Name	City	State	Exams	Designations
CHARLES STOWMAN	NEW ORLEANS	LA	S63\|2004-04-14\|S66\|2018-03-13
JOSEPH DIMAURO	NEW ORLEANS	LA	S66\|2005-02-14\|S65\|2021-09-25
EMIL WEHRLE	NEW ORLEANS	LA	S63\|1990-08-08\|S66\|2000-12-20
DANE COOPER	NEW ORLEANS	LA	S63\|2011-04-04\|S65\|2011-09-28
CHAD DUFRENE	NEW ORLEANS	LA	S63\|2002-01-23\|S66\|2002-12-23
KENNETH BRACE	NEW ORLEANS	LA	S66\|2021-09-24
RAJNISH BHUYAN	NEW ORLEANS	LA	S63\|1990-12-05\|S66\|2007-10-04
ANDREW WEESE	NEW ORLEANS	LA	S65\|2023-02-16
CURTIS HEARN	NEW ORLEANS	LA		CERTIFIED FINANCIAL PLANNER
JOEL BICKMORE	NEW ORLEANS	LA	S66\|2006-06-26	CERTIFIED FINANCIAL PLANNER
ELI MOALLEM	NEW ORLEANS	LA	S63\|1997-11-13\|S65\|2006-02-06
ALEXANDRE THERIOT	NEW ORLEANS	LA	S63\|1989-10-31
RYAN GESCHKE	NEW ORLEANS	LA	S66\|2008-04-25
PERRY BOHL	NEW ORLEANS	LA	S63\|1989-06-19\|S65\|1999-12-29	CERTIFIED FINANCIAL PLANNER
MICHAEL NEILL	NEW ORLEANS	LA		CHARTERED FINANCIAL ANALYST
RONALD LEGNION	NEW ORLEANS	LA	S63\|1988-08-18
JOHN KUCSERKA	NEW ORLEANS	LA	S63\|1999-04-06\|S65\|1999-04-06
STEFAN GRONVOLD	NEW ORLEANS	LA	S63\|2012-09-10\|S65\|2013-10-15
BRIAN WEESE	NEW ORLEANS	LA	S63\|1990-12-07\|S65\|1993-09-24
JENNIFER SHELLEY	NEW ORLEANS	LA	S65\|2012-07-12

ADVDB.CO • SOURCE: SEC

History

Date	AUM	AUM ∆	AUM % ∆	Empl	Empl ∆	Empl % ∆
2025-05-02	$27.4	$0.0	0%	768	0	0%
2025-04-21	$27.4	$0.0	0%	768	0	0%
2024-04-02	$18.4	$8.9	49%	570	198	35%
2023-04-04	$12.7	$14.7	116%	499	269	54%
2022-04-01	$12.6	$14.8	118%	434	334	77%
2021-04-05	$5.7	$21.7	382%	178	590	331%
2020-04-01	$4.2	$23.2	557%	166	602	363%
2019-04-01	$2.5	$24.8	979%	160	608	380%
2018-04-02	$1.3	$26.1	2035%	40	728	1820%
2017-04-01	$0.7	$26.7	3757%	34	734	2159%
2016-04-01	$0.3	$27.1	10653%	10	758	7580%
2015-04-01	$0.4	$26.9	6022%	9	759	8433%

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Other

STATE REGISTRATIONS

LA, AK-02/25/2019, AL-01/25/2016, AR-11/17/2017, AZ-09/18/2018, CA-02/04/2015, CO-03/22/2018, CT-11/21/2019, DC-11/21/2019, DE-02/06/2020, FL-04/14/2016, GA-01/30/2017, HI-09/18/2018, IA-09/18/2018, ID-09/18/2018, IL-09/19/2018, IN-09/18/2018, KS-04/14/2016, KY-02/25/2019, LA-06/20/2014, MA-01/30/2017, MD-02/25/2019, ME-09/18/2018, MI-09/18/2018, MN-02/08/2018, MO-09/18/2018, MS-02/04/2015, MT-09/18/2018, NC-01/30/2017, ND-02/08/2018, NE-02/25/2019, NH-09/18/2018, NJ-10/10/2018, NM-09/18/2018, NV-02/25/2019, NY-07/18/2019, OH-01/30/2017, OK-01/30/2017, OR-09/18/2018, PA-02/25/2019, PR-11/05/2021, RI-07/18/2019, SC-03/22/2018, SD-02/08/2018, TN-03/22/2018, TX-06/24/2014, UT-09/18/2018, VA-01/30/2017, VI-11/05/2021, VT-02/06/2020, WA-09/18/2018, WI-02/08/2018, WV-02/06/2020, WY-09/18/2018

ADVISER ACTIVITIES

FINANCIAL PLANNING
PORTFOLIO MANAGEMENT
PORTFOLIO MANAGEMENT (SMB)
PENSION CONSULTING
MANAGER SELECTION
EDUCATIONAL WORKSHOPS

OTHER ACTIVITIES

ADVDB.CO • SOURCE: SEC FORM ADV