AUM
Employee Count
Main Office
| Discretion | AUM |
|---|---|
| Discretionary | $0.1 |
| Non-Discretionary | $0.0 |
| Total | $0.1 |
| Client | AUM |
|---|---|
| Retail | $0.1 |
| Pooled | $0.0 |
| Institutional | $0.0 |
| Total | $0.1 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 197 | $0.1 |
| Average Individual AUM | $331,064 | |
| HNW | 17 | $0.0 |
| Average HNW AUM | $1,638,910 | |
| Retail Total | 214 | $0.1 |
| Average Retail AUM | $434,958 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
| Custodian | Location | AUM |
|---|---|---|
| NATIONAL FINANCIAL SERVICES LLC | BOSTON-MA-USA | $0.1 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.1 |
| Retail SMA AUM | $0.1 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 8% | $0.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 1% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 1% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 76% | $0.1 |
| Other Pools | 0% | $0.0 |
| Cash | 15% | $0.0 |
| Other | 0% | $0.0 |
| Total | 101% | $0.1 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| ANDRES T. MOEN | $0.0 | law firm | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
3 active representatives found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| JAMES MCCARTHY | CAMILLUS | NY | S65|2004-11-16|S66|1999-08-24 | ||||||
| JACK IRWIN | CAMILLUS | NY | S66|2023-12-18 | ||||||
| ANDREW MOEN | CAMILLUS | NY | S63|1997-11-19|S65|2004-11-30 | ||||||
ADVDB.CO • SOURCE: SEC
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-06-02 | $0.1 | $0.0 | 0% | 2 | 0 | 0% |
| 2025-04-21 | $0.1 | $0.0 | 0% | 2 | 0 | 0% |
| 2024-04-02 | $0.1 | $0.0 | 8% | 2 | 0 | 0% |
| 2023-04-04 | $0.1 | $0.0 | 31% | 2 | 0 | 0% |
| 2022-04-01 | $0.1 | $0.0 | -3% | 3 | -1 | -33% |
| 2021-04-05 | $0.1 | $0.0 | -1% | 0 | 0 | 0% |
| 2020-04-01 | $0.1 | $0.0 | -1% | 0 | 0 | 0% |
| 2019-04-01 | $0.1 | $0.0 | 21% | 0 | 0 | 0% |
| 2018-04-02 | $0.1 | $0.0 | 11% | 0 | 0 | 0% |
| 2017-04-01 | $0.1 | $0.0 | 26% | 0 | 0 | 0% |
| 2016-04-01 | $0.1 | $0.0 | 53% | 0 | 0 | 0% |
| 2015-04-01 | $0.1 | $0.0 | 56% | 0 | 0 | 0% |
| 2014-04-01 | $0.1 | $0.0 | 72% | 0 | 0 | 0% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| STATE REGISTRATIONS |
| NY, FL-03/06/2014, NY-03/06/2014, TX-01/09/2024 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT |
| OTHER ACTIVITIES |
|
REP BROKER DEALER INSURANCE AGENT |
ADVDB.CO • SOURCE: SEC FORM ADV