NOKOMIS CAPITAL, L.L.C.

Latest filing: Mar 28, 2025 (74 days ago)
View on IAPD
Adviser Website

AUM

$621,196,000
-3% change vs. 1 year ago
60% change vs. 3 years ago
0% change vs. 5 years ago
50% change vs. 10 years ago

Employee Count

5
0% change vs. 1 year ago
25% change vs. 3 years ago
-17% change vs. 5 years ago
-29% change vs. 10 years ago

Main Office

DALLAS, TX
1717 MCKINNEY AVENUE, DALLAS, TX, UNITED STATES, 75202

Client AUM

Discretion AUM
Discretionary $0.6
Non-Discretionary $0.0
Total $0.6
Client AUM
Retail $0.0
Pooled $0.5
Institutional $0.1
Total $0.6
Retail Accounts AUM
Individual 0 $0.0
Average Individual AUM $0
HNW 0 $0.0
Average HNW AUM $0
Retail Total 0 $0.0
Average Retail AUM $0

ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV

SMA Custodians

Custodian Location AUM
NATIONAL FINANCIAL SERVICES LLC BOSTON-MA-USA $0.2

ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV

Separately Managed Assets

Breakdown AUM
Total SMA AUM $0.1
Retail SMA AUM $0.0
Institutional SMA AUM $0.1
Asset Class % AUM
Equity Exch 100% $0.1
Equity Non-Exch 0% $0.0
Govt Agency 0% $0.0
Municipal 0% $0.0
Sovereign 0% $0.0
IG Credit 0% $0.0
HY Credit 0% $0.0
Derivatives 0% $0.0
Investment Companies 0% $0.0
Other Pools 0% $0.0
Cash 0% $0.0
Other 0% $0.0
Total 100% $0.1

ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV

Affiliates

Affiliates AUM Business Types CRD Number
NOKOMIS CAPITAL ADVISORS, L.P. $0.0 -

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Control Persons

2 active

Name Title
HENDRICKSON, BRETT, ALLEN MANAGER AND MEMBER
KUTTY, SUVARNA CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER

ADVDB.CO • SOURCE: SEC

Representatives

1 active representative found

Name City State Exams Designations
BRETT HENDRICKSON DALLAS TX S63|1998-09-08|S65|2007-10-26

ADVDB.CO • SOURCE: SEC

History

Date AUM AUM ∆ AUM % ∆ Empl Empl ∆ Empl % ∆
2025-05-02 $0.6 $0.0 0% 5 0 0%
2025-04-21 $0.6 $0.0 0% 5 0 0%
2024-04-02 $0.6 $0.0 -3% 5 0 0%
2023-04-04 $0.5 $0.1 17% 4 1 25%
2022-04-01 $0.4 $0.2 60% 4 1 25%
2021-04-05 $0.4 $0.2 52% 5 0 0%
2020-04-01 $0.6 $0.0 0% 6 -1 -17%
2019-04-01 $1.1 -$0.4 -41% 7 -2 -29%
2018-04-02 $0.5 $0.2 35% 7 -2 -29%
2017-04-01 $0.5 $0.1 25% 7 -2 -29%
2016-04-01 $0.5 $0.1 30% 7 -2 -29%
2015-04-01 $0.4 $0.2 50% 7 -2 -29%
2014-04-01 $0.3 $0.3 114% 7 -2 -29%
2013-04-01 $0.3 $0.3 96% 6 -1 -17%

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Other

STATE REGISTRATIONS
TX, CA-03/30/2023, TX-02/22/2013
ADVISER ACTIVITIES
PORTFOLIO MANAGEMENT (POOLS)
PORTFOLIO MANAGEMENT (SMB)
OTHER ACTIVITIES

ADVDB.CO • SOURCE: SEC FORM ADV