AUM
Employee Count
Main Office
| Discretion | AUM |
|---|---|
| Discretionary | $13.0 |
| Non-Discretionary | $0.1 |
| Total | $13.0 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $9.0 |
| Institutional | $4.0 |
| Total | $13.0 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 0 | $0.0 |
| Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
| Custodian | Location | AUM |
|---|---|---|
| MUFG BANK LTD | TOKYO--JPN | $1.6 |
| THE BANK OF NEW YORK MELLON | LONDON,--GBR | $1.5 |
| THE NORTHERN TRUST COMPANY | CHICAGO-IL-USA | $1.3 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $4.0 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $4.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 92% | $3.7 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 1% | $0.0 |
| HY Credit | 1% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 2% | $0.1 |
| Cash | 4% | $0.2 |
| Other | 0% | $0.0 |
| Total | 100% | $4.0 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| NOMURA ASSET MANAGEMENT CO., LTD. | $514.3 | 110814 | |
| NOMURA CORPORATE RESEARCH AND ASSET MANAGEMENT INC | $36.4 | 110411 | |
| NOMURA ASSET MANAGEMENT U.S.A. INC | $0.6 | 108222 | |
| NOMURA SINGAPORE LIMITED | $0.0 | broker-dealer | - |
| INSTINET SINGAPORE SERVICES PTE LTD | $0.0 | broker-dealer | - |
| NOMURA ASSET MANAGEMENT HONG KONG LIMITED | $0.0 | 108226 |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| No control persons found |
ADVDB.CO • SOURCE: SEC
| No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-08-01 | $13.0 | $0.0 | 0% | 43 | 0 | 0% |
| 2025-04-21 | $13.8 | -$0.8 | -6% | 54 | -11 | -20% |
| 2024-04-02 | $10.1 | $2.9 | 29% | 58 | -15 | -26% |
| 2023-04-04 | $12.5 | $0.5 | 4% | 52 | -9 | -17% |
| 2022-04-01 | $13.4 | -$0.3 | -3% | 54 | -11 | -20% |
| 2021-04-05 | $10.3 | $2.7 | 26% | 56 | -13 | -23% |
| 2020-04-01 | $14.9 | -$1.9 | -13% | 56 | -13 | -23% |
| 2019-04-01 | $16.3 | -$3.3 | -20% | 51 | -8 | -16% |
| 2018-04-02 | $10.6 | $2.4 | 22% | 55 | -12 | -22% |
| 2017-04-01 | $9.4 | $3.6 | 39% | 53 | -10 | -19% |
| 2016-04-01 | $12.6 | $0.5 | 4% | 61 | -18 | -30% |
| 2015-04-01 | $12.2 | $0.8 | 6% | 58 | -15 | -26% |
| 2014-04-01 | $13.3 | -$0.3 | -2% | 59 | -16 | -27% |
| 2013-04-01 | $12.0 | $1.0 | 9% | 58 | -15 | -26% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| STATE REGISTRATIONS |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV