NORTHCAPE WEALTH MANAGEMENT
Latest filing: Mar 19, 2025 (87 days ago)
AUM
$614,524,913
9% change vs. 1 year ago
19% change vs. 3 years ago
0% change vs. 5 years ago
0% change vs. 10 years ago
Employee Count
6
0% change vs. 1 year ago
20% change vs. 3 years ago
0% change vs. 5 years ago
0% change vs. 10 years ago
Main Office
WILLIAMSVILLE, NY
6565 MAIN STREET, WILLIAMSVILLE, NY, UNITED STATES, 14221
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $0.6 |
| Non-Discretionary | $0.0 |
| Total | $0.6 |
| Client | AUM |
|---|---|
| Retail | $0.6 |
| Pooled | $0.0 |
| Institutional | $0.0 |
| Total | $0.6 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 471 | $0.1 |
| Average Individual AUM | $305,365 | |
| HNW | 139 | $0.4 |
| Average HNW AUM | $3,143,236 | |
| Retail Total | 610 | $0.6 |
| Average Retail AUM | $952,027 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| WELLS FARGO CLEARING SERVICES, LLC | ST. LOUIS-MO-USA | $0.6 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.6 |
| Retail SMA AUM | $0.6 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 55% | $0.3 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 14% | $0.1 |
| Municipal | 2% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 1% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 27% | $0.2 |
| Other Pools | 0% | $0.0 |
| Cash | 1% | $0.0 |
| Other | 0% | $0.0 |
| Total | 100% | $0.6 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Control Persons
Representatives
4 active representatives found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| RENEE' HASENOEHRL | WILLIAMSVILLE | NY | S63|2002-07-19|S66|2018-07-09 | ||||||
| PATRICK MARKEY | WILLIAMSVILLE | NY | S63|1984-02-03|S65|2016-02-23 | CERTIFIED FINANCIAL PLANNER | |||||
| ERIK O'NEILL | WILLIAMSVILLE | NY | S63|1995-07-17|S65|2008-06-30|S66|2007-04-10 | CERTIFIED FINANCIAL PLANNER | |||||
| KENJI KIMURA | WILLIAMSVILLE | NY | S66|2004-09-16 | ||||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-05-02 | $0.6 | $0.0 | 0% | 6 | 0 | 0% |
| 2025-04-21 | $0.6 | $0.0 | 0% | 6 | 0 | 0% |
| 2024-04-02 | $0.6 | $0.0 | 9% | 6 | 0 | 0% |
| 2023-04-04 | $0.5 | $0.1 | 25% | 6 | 0 | 0% |
| 2022-04-01 | $0.5 | $0.1 | 19% | 5 | 1 | 20% |
| 2021-04-05 | $0.0 | $0.0 | 0% | 5 | 1 | 20% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| NY, AZ-09/08/2021, CA-03/10/2022, CO-03/09/2023, CT-03/09/2023, FL-06/24/2021, GA-06/24/2021, IL-03/22/2023, MA-06/24/2021, MD-03/09/2023, NC-06/24/2021, NH-06/24/2021, NJ-06/30/2021, NY-03/04/2021, OH-06/24/2021, PA-03/09/2023, SC-03/09/2023, TX-06/24/2021, VA-06/24/2021 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (SMB) PENSION CONSULTING MANAGER SELECTION |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV