NVEST FINANCIAL, LLC
Latest filing: Mar 14, 2025 (100 days ago)
AUM
$523,359,300
38% change vs. 1 year ago
91% change vs. 3 years ago
0% change vs. 5 years ago
0% change vs. 10 years ago
Employee Count
13
8% change vs. 1 year ago
30% change vs. 3 years ago
0% change vs. 5 years ago
0% change vs. 10 years ago
Main Office
PORTSMOUTH, NH
TWO INTERNATIONAL DRIVE, PORTSMOUTH, NH, UNITED STATES, 03801
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $0.5 |
| Non-Discretionary | $0.0 |
| Total | $0.5 |
| Client | AUM |
|---|---|
| Retail | $0.5 |
| Pooled | $0.0 |
| Institutional | $0.0 |
| Total | $0.5 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 480 | $0.2 |
| Average Individual AUM | $419,271 | |
| HNW | 129 | $0.3 |
| Average HNW AUM | $2,395,773 | |
| Retail Total | 609 | $0.5 |
| Average Retail AUM | $837,939 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| NATIONAL FINANCIAL SERVICES LLC | BOSTON-MA-USA | $0.4 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.5 |
| Retail SMA AUM | $0.5 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 20% | $0.1 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 1% | $0.0 |
| Municipal | 1% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 11% | $0.1 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 56% | $0.3 |
| Other Pools | 0% | $0.0 |
| Cash | 10% | $0.1 |
| Other | 1% | $0.0 |
| Total | 100% | $0.5 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Control Persons
Representatives
5 active representatives found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| DINON HUGHES | PORTSMOUTH | NH | S65|2022-08-26|S63|2023-09-20 | ||||||
| JUSTIN HAPP | PORTSMOUTH | NH | S63|1998-12-04|S65|2022-04-13 | ||||||
| NICHOLE RAFTOPOULOS | PORTSMOUTH | NH | S63|1996-02-16|S65|1996-03-01 | CERTIFIED FINANCIAL PLANNER | |||||
| DAPHNE LAFAZAN | PORTSMOUTH | NH | S63|2018-08-13|S65|2018-03-02 | CERTIFIED FINANCIAL PLANNER | |||||
| MEAGAN MACKINNON | PORTSMOUTH | NH | S66|2019-06-12 | ||||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-05-02 | $0.5 | $0.0 | 0% | 13 | 0 | 0% |
| 2025-04-21 | $0.5 | $0.0 | 0% | 13 | 0 | 0% |
| 2024-04-02 | $0.4 | $0.1 | 38% | 12 | 1 | 8% |
| 2023-04-04 | $0.3 | $0.3 | 95% | 12 | 1 | 8% |
| 2022-04-01 | $0.3 | $0.2 | 91% | 10 | 3 | 30% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| NH, CA-11/14/2024, CT-11/14/2024, FL-03/04/2022, LA-11/14/2024, MA-03/04/2022, ME-03/04/2022, NC-01/31/2025, NH-03/04/2022, NY-03/04/2022, SC-01/12/2023, TX-03/04/2022 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (SMB) PENSION CONSULTING MANAGER SELECTION |
| OTHER ACTIVITIES |
|
REP BROKER DEALER |
ADVDB.CO • SOURCE: SEC FORM ADV