OFS CAPITAL MANAGEMENT, LLC
Latest filing: May 15, 2025 (89 days ago)
AUM
$1,923,070,129
-23% change vs. 1 year ago
10% change vs. 3 years ago
52% change vs. 5 years ago
9% change vs. 10 years ago
Employee Count
50
-6% change vs. 1 year ago
0% change vs. 3 years ago
14% change vs. 5 years ago
43% change vs. 10 years ago
Main Office
CHICAGO, IL
222 WEST ADAMS, CHICAGO, IL, UNITED STATES, 60606
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $1.9 |
| Non-Discretionary | $0.0 |
| Total | $1.9 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $1.9 |
| Institutional | $0.0 |
| Total | $1.9 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 0 | $0.0 |
| Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| U.S. BANK | MILWAUKEE-WI-USA | $0.0 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.0 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 0% | $0.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 4% | $0.0 |
| Other | 96% | $0.0 |
| Total | 100% | $0.0 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| CIM CAPITAL, LLC | $2.5 | 277038 | |
| CIM CAPITAL IC MANAGEMENT, LLC | $1.1 | 301416 | |
| OFS CLO MANAGEMENT II, LLC | $1.1 | 323411 | |
| OFS CLO MANAGEMENT, LLC | $0.9 | 288373 | |
| CIM CAPITAL SA MANAGEMENT, LLC | $0.1 | 306166 | |
| OCV MANAGEMENT, LLC | $0.0 | 291680 | |
| 4750 CO-INVESTOR, LLC | $0.0 | - | |
| CCLA SMA I OPERATOR, LTD | $0.0 | - | |
| CIM GROUP, LP | $0.0 | - | |
| CIM RE DEBT MANAGEMENT, LLC | $0.0 | - | |
| CIM CONTROLLED COMPANY MANAGEMENT, LLC | $0.0 | - | |
| CIM CAPITAL SECURITIES MANAGEMENT, LLC | $0.0 | - | |
| CIM IL MANAGEMENT, LLC | $0.0 | - | |
| CIM MANAGEMENT, INC. | $0.0 | - | |
| OCV I GP, LLC | $0.0 | - | |
| CIM CAPITAL RE DEBT MANAGEMENT, LLC | $0.0 | - | |
| CIM JAPAN, LTD | $0.0 | broker-dealer | - |
| CIM CAPITAL CONTROLLED COMPANY MANAGEMENT, LLC | $0.0 | - | |
| CIM GROUP (AUSTRALIA) PTY LTD | $0.0 | broker-dealer | - |
| CIM NY MANAGEMENT, LLC | $0.0 | - | |
| CIM CAPITAL REAL PROPERTY MANAGEMENT, LLC | $0.0 | - | |
| 432 PARK MANAGEMENT, LLC | $0.0 | - | |
| CIM VA MANAGEMENT, LLC | $0.0 | - | |
| CREI ADVISORS, LLC | $0.0 | - | |
| CIM INFRASTRUCTURE II-A GP, LLC | $0.0 | - | |
| CIM REAL ESTATE FINANCE MANAGEMENT, LLC | $0.0 | - | |
| CCO GROUP, LLC | $0.0 | - | |
| CIM MD MANAGEMENT, LLC | $0.0 | - | |
| CIM GROUP MANAGEMENT, LLC | $0.0 | - | |
| CIM REAL ESTATE SERVICES, LLC | $0.0 | - | |
| CIM INFRASTRUCTURE III GP (LUX), S.A R.L. | $0.0 | - | |
| CIM INFRASTRUCTURE FUND III GP, LLC | $0.0 | - | |
| CIM INFRASTRUCTURE II GP, LLC | $0.0 | - | |
| CCO CAPITAL, LLC | $0.0 | broker-dealer | 31147 |
| CIM TX MANAGEMENT, LLC | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
12 active
| Name | Title |
|---|---|
| CERNY, JEFFREY, ALAN | CHIEF ACCOUNTING OFFICER/SENIOR MANAGING DIRECTOR |
| RASHID, BILAL, (NMN) | PRESIDENT/SENIOR MANAGING DIRECTOR |
| REICHERT, TOD, KEVIN | MANAGING DIRECTOR, GENERAL COUNSEL & SECRETARY |
| PORTER, MUKYA, SUE DENISE | CHIEF COMPLIANCE OFFICER |
| RESSLER, RICHARD, SCOTT | TRUSTEE |
ADVDB.CO • SOURCE: SEC
Representatives
| No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-08-01 | $1.9 | $0.0 | 0% | 50 | 0 | 0% |
| 2025-04-21 | $1.9 | $0.0 | 0% | 50 | 0 | 0% |
| 2024-04-02 | $2.5 | -$0.6 | -23% | 53 | -3 | -6% |
| 2023-04-04 | $2.5 | -$0.6 | -23% | 50 | 0 | 0% |
| 2022-04-01 | $1.7 | $0.2 | 10% | 50 | 0 | 0% |
| 2021-04-05 | $1.3 | $0.6 | 49% | 48 | 2 | 4% |
| 2020-04-01 | $1.3 | $0.7 | 52% | 44 | 6 | 14% |
| 2019-04-01 | $1.3 | $0.6 | 48% | 48 | 2 | 4% |
| 2018-04-02 | $1.4 | $0.5 | 33% | 43 | 7 | 16% |
| 2017-04-01 | $1.5 | $0.4 | 25% | 44 | 6 | 14% |
| 2016-04-01 | $1.9 | $0.1 | 4% | 37 | 13 | 35% |
| 2015-04-01 | $1.8 | $0.2 | 9% | 35 | 15 | 43% |
| 2014-04-01 | $1.1 | $0.9 | 83% | 40 | 10 | 25% |
| 2013-04-01 | $0.6 | $1.3 | 198% | 28 | 22 | 79% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| IL, CA-01/14/2016, IL-10/23/2013, NY-01/14/2016 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT (RIC) PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV