AUM
Employee Count
Main Office
| Discretion | AUM |
|---|---|
| Discretionary | $0.3 |
| Non-Discretionary | $0.0 |
| Total | $0.3 |
| Client | AUM |
|---|---|
| Retail | $0.3 |
| Pooled | $0.0 |
| Institutional | $0.0 |
| Total | $0.3 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 181 | $0.1 |
| Average Individual AUM | $515,208 | |
| HNW | 88 | $0.2 |
| Average HNW AUM | $2,199,820 | |
| Retail Total | 269 | $0.3 |
| Average Retail AUM | $1,066,308 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
| Custodian | Location | AUM |
|---|---|---|
| CHARLES SCHWAB & CO., INC. | WESTLAKE-TX-USA | $0.2 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.3 |
| Retail SMA AUM | $0.3 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 77% | $0.2 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 2% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 20% | $0.1 |
| Other Pools | 0% | $0.0 |
| Cash | 1% | $0.0 |
| Other | 0% | $0.0 |
| Total | 100% | $0.3 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
3 active representatives found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| CYNTHIA SCOTT | DEWITT | NY | S63|1982-01-19|S66|2000-04-12 | CHARTERED FINANCIAL CONSULTANT | |||||
| BRIAN JENNINGS | DEWITT | NY | S65|2022-10-14 | ||||||
| GREGORY JENNINGS | DEWITT | NY | S63|1991-09-06|S66|2000-04-24 | ||||||
ADVDB.CO • SOURCE: SEC
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-06-02 | $0.3 | $0.0 | 0% | 7 | 0 | 0% |
| 2025-04-21 | $0.3 | $0.0 | 0% | 7 | 0 | 0% |
| 2024-04-02 | $0.2 | $0.1 | 27% | 7 | 0 | 0% |
| 2023-04-04 | $0.2 | $0.1 | 56% | 5 | 2 | 40% |
| 2022-04-01 | $0.2 | $0.1 | 27% | 4 | 3 | 75% |
| 2021-04-05 | $0.2 | $0.1 | 42% | 4 | 3 | 75% |
| 2020-04-01 | $0.2 | $0.1 | 75% | 4 | 3 | 75% |
| 2019-04-01 | $0.1 | $0.2 | 118% | 4 | 3 | 75% |
| 2018-04-02 | $0.1 | $0.2 | 114% | 4 | 3 | 75% |
| 2017-04-01 | $0.1 | $0.2 | 153% | 4 | 3 | 75% |
| 2016-04-01 | $0.1 | $0.2 | 159% | 4 | 3 | 75% |
| 2015-04-01 | $0.1 | $0.2 | 157% | 1 | 6 | 600% |
| 2014-04-01 | $0.1 | $0.2 | 176% | 1 | 6 | 600% |
| 2013-04-01 | $0.1 | $0.2 | 220% | 1 | 6 | 600% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| STATE REGISTRATIONS |
| NY, FL-03/03/2014, NC-09/20/2023, NH-07/05/2023, NY-05/12/1987, PA-03/28/2025, SC-05/25/2022, TX-05/28/2019 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV