OPAL WEALTH ADVISORS, LLC
Latest filing: May 29, 2025 (48 days ago)
AUM
$1,029,200,585
25% change vs. 1 year ago
53% change vs. 3 years ago
156% change vs. 5 years ago
0% change vs. 10 years ago
Employee Count
17
6% change vs. 1 year ago
31% change vs. 3 years ago
112% change vs. 5 years ago
0% change vs. 10 years ago
Main Office
JERICHO, NY
2 JERICHO PLAZA, JERICHO, NY, UNITED STATES, 11753
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $0.5 |
| Non-Discretionary | $0.5 |
| Total | $1.0 |
| Client | AUM |
|---|---|
| Retail | $0.9 |
| Pooled | $0.0 |
| Institutional | $0.1 |
| Total | $1.0 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 371 | $0.1 |
| Average Individual AUM | $304,614 | |
| HNW | 288 | $0.8 |
| Average HNW AUM | $2,670,642 | |
| Retail Total | 659 | $0.9 |
| Average Retail AUM | $1,338,629 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| CHARLES SCHWAB & CO., INC. | WESTLAKE-TX-USA | $0.8 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $1.0 |
| Retail SMA AUM | $0.9 |
| Institutional SMA AUM | $0.1 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 10% | $0.1 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 7% | $0.1 |
| Municipal | 7% | $0.1 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 66% | $0.7 |
| Other Pools | 7% | $0.1 |
| Cash | 3% | $0.0 |
| Other | 0% | $0.0 |
| Total | 100% | $1.0 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| OPAL INSURANCE AGENCY LLC | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
4 active
| Name | Title |
|---|---|
| GIORDANO, JESSE, JAMES | MANAGING MEMBER AND PRINCIPAL |
| KORN, LEE, A | MANAGING MEMBER AND PRINCIPAL |
| FILOSA, JOSEPH, NINO | MANAGING MEMBER AND PRINCIPAL |
| CLASEN, CHRISTOPHER, H | CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER |
ADVDB.CO • SOURCE: SEC
Representatives
8 active representatives found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| KATHERINE DEAN-STAHL | JERICHO | NY | S65|1999-03-11|S66|2002-11-09 | CERTIFIED FINANCIAL PLANNER | |||||
| JESSE GIORDANO | JERICHO | NY | S66|2004-04-20 | CERTIFIED FINANCIAL PLANNER | |||||
| LEE KORN | JERICHO | NY | S63|1997-10-15|S65|2004-09-27 | ||||||
| CHRISTINE NARDELLA | JERICHO | NY | |||||||
| JOSEPH FILOSA | JERICHO | NY | S63|2004-06-11|S65|2006-12-04 | CERTIFIED FINANCIAL PLANNER | |||||
| GINO CAROLLO | JERICHO | NY | S63|1996-09-16|S65|2002-01-05 | ||||||
| MATTHEW KROUSE | JERICHO | NY | S63|2002-05-10 | CERTIFIED FINANCIAL PLANNER | |||||
| CHELSEA BARROWS | JERICHO | NY | S63|2011-08-30|S65|2013-02-15 | CERTIFIED FINANCIAL PLANNER | |||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-06-02 | $1.0 | $0.0 | 0% | 17 | 0 | 0% |
| 2025-04-21 | $1.0 | $0.0 | 0% | 17 | 0 | 0% |
| 2024-04-02 | $0.8 | $0.2 | 25% | 16 | 1 | 6% |
| 2023-04-04 | $0.6 | $0.4 | 63% | 15 | 2 | 13% |
| 2022-04-01 | $0.7 | $0.4 | 53% | 13 | 4 | 31% |
| 2021-04-05 | $0.5 | $0.6 | 118% | 9 | 8 | 89% |
| 2020-04-01 | $0.4 | $0.6 | 156% | 8 | 9 | 112% |
| 2019-04-01 | $0.4 | $0.7 | 189% | 8 | 9 | 112% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| NY, CA-05/28/2019, CT-05/28/2019, FL-01/18/2019, MA-03/17/2020, MD-05/28/2019, NC-12/12/2022, NH-12/12/2022, NJ-03/06/2019, NY-01/18/2019, PA-02/06/2024, TN-03/20/2025, TX-01/18/2019, VA-05/28/2019 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (SMB) MANAGER SELECTION EDUCATIONAL WORKSHOPS |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV