AUM
Employee Count
Main Office
| Discretion | AUM |
|---|---|
| Discretionary | $0.5 |
| Non-Discretionary | $0.0 |
| Total | $0.5 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $0.0 |
| Institutional | $0.5 |
| Total | $0.5 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 1 | $0.0 |
| Average HNW AUM | $471,413 | |
| Retail Total | 1 | $0.0 |
| Average Retail AUM | $471,413 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
| Custodian | Location | AUM |
|---|---|---|
| PNC BANK | DALLAS-TX-USA | $0.2 |
| COMERICA BANK | DALLAS-TX-USA | $0.2 |
| THE BANK OF NEW YORK MELLON | NEW YORK CITY-NY-USA | $0.1 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.5 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $0.5 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 4% | $0.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 74% | $0.4 |
| Municipal | 0% | $0.0 |
| Sovereign | 5% | $0.0 |
| IG Credit | 17% | $0.1 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 0% | $0.0 |
| Other | 0% | $0.0 |
| Total | 100% | $0.5 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| OPTIMUM ASSET MANAGEMENT INC. | $0.0 | - | |
| OPTIMUM RE INSURANCE COMPANY | $0.0 | - | |
| OPTIMUM GESTION FINANCIERE S.A. | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
18 active
| Name | Title |
|---|---|
| PAGE, JEAN-CLAUDE | DIRECTOR, CHAIR |
| BLONDEAU, ANABELLE | DIRECTOR, VICE CHAIR |
| LAMONDE, CLAUDE | DIRECTOR, PRESIDENT |
| BLONDEAU, SEBASTIEN | DIRECTOR, VICE PRESIDENT |
| BRULE, CHANTAL | TREASURER |
| BLONDEAU, GILLES | SHAREHOLDER CATEGORY B |
| GASCON, BRIGITTE | SENIOR VICE PRESIDENT OPERATIONS & DEVELOPMENT |
| WARNERYD, JAN, ERIK | CHIEF INVESTMENT OFFICER |
| HENSLEY, SUSAN, L | CHIEF COMPLIANCE OFFICER |
| TREPANIER, VICKY | SECRETARY |
| CYR, CLAUDE | DIRECTOR, EXECUTIVE VICE PRESIDENT |
| AUSSANT, JEAN, MARTIN | VICE PRESIDENT |
| GIBBONS, GORDON, ANDREW | DIRECTOR |
ADVDB.CO • SOURCE: SEC
| No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-06-02 | $0.5 | $0.0 | 0% | 4 | 0 | 0% |
| 2025-04-21 | $0.5 | $0.0 | 0% | 4 | 0 | 0% |
| 2024-04-02 | $0.6 | $0.0 | -8% | 5 | -1 | -20% |
| 2023-04-04 | $0.5 | $0.0 | 0% | 5 | -1 | -20% |
| 2022-04-01 | $0.6 | -$0.1 | -14% | 8 | -4 | -50% |
| 2021-04-05 | $0.7 | -$0.2 | -29% | 8 | -4 | -50% |
| 2020-04-01 | $0.8 | -$0.3 | -35% | 7 | -3 | -43% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| STATE REGISTRATIONS |
| TX, CT-05/16/2019, TX-04/26/2019 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (SMB) |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV