OPTIVISE ADVISORY SERVICES LLC
Latest filing: Mar 31, 2025 (64 days ago)
AUM
$267,384,088
5% change vs. 1 year ago
3% change vs. 3 years ago
0% change vs. 5 years ago
0% change vs. 10 years ago
Employee Count
25
9% change vs. 1 year ago
4% change vs. 3 years ago
0% change vs. 5 years ago
0% change vs. 10 years ago
Main Office
FRANKLIN, TN
109 HOLIDAY CT, FRANKLIN, TN, UNITED STATES, 37067
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $0.3 |
| Non-Discretionary | $0.0 |
| Total | $0.3 |
| Client | AUM |
|---|---|
| Retail | $0.3 |
| Pooled | $0.0 |
| Institutional | $0.0 |
| Total | $0.3 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 1,168 | $0.1 |
| Average Individual AUM | $123,377 | |
| HNW | 39 | $0.1 |
| Average HNW AUM | $3,042,160 | |
| Retail Total | 1,207 | $0.3 |
| Average Retail AUM | $217,687 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| CHARLES SCHWAB & CO., INC. | WESTLAKE-TX-USA | $0.1 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.3 |
| Retail SMA AUM | $0.3 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 19% | $0.1 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 1% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 2% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 69% | $0.2 |
| Other Pools | 0% | $0.0 |
| Cash | 9% | $0.0 |
| Other | 0% | $0.0 |
| Total | 100% | $0.3 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| MICHAEL R WALLIN | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
Representatives
21 active representatives found, showing 20 random
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| RORY DAVIS | FRANKLIN | TN | S63|2000-09-14|S66|2008-08-05|S65|2016-03-28 | ||||||
| JAMES SKILLINGS | FRANKLIN | TN | S63|2003-05-09|S66|2017-07-07 | ||||||
| PAUL DYER | FRANKLIN | TN | S63|2005-09-06|S65|2015-05-18 | ||||||
| STEVEN BASSETTO | FRANKLIN | TN | S63|1987-10-20|S66|2006-09-12 | ||||||
| ALLEN HARGIS | FRANKLIN | TN | S66|2002-12-23 | ||||||
| JENNIFER MONGELLUZZO | FRANKLIN | TN | S63|2013-09-30|S66|2017-08-07 | ||||||
| DALE WALKER | FRANKLIN | TN | S63|2004-04-06|S65|2010-12-07 | ||||||
| KYLE LEWIE | FRANKLIN | TN | S63|1994-02-01|S65|1994-02-09 | ||||||
| STACEY ANDRES | FRANKLIN | TN | S65|2014-07-15 | ||||||
| CORY COLQUETTE | FRANKLIN | TN | S65|2008-06-05 | PERSONAL FINANCIAL SPECIALIST | |||||
| BRITTON OUELLETTE | FRANKLIN | TN | S63|2010-11-15|S65|2015-06-08 | ||||||
| CRAIG BLACK | FRANKLIN | TN | S63|2011-11-08|S65|2019-05-24 | ||||||
| LAURA STOVER | FRANKLIN | TN | S63|2002-09-03 | ||||||
| JAMES SCHUMAKER | FRANKLIN | TN | S66|2018-08-21 | ||||||
| BRETT WRIGHT | FRANKLIN | TN | S65|2023-05-03 | ||||||
| GARY ROBERTSON | FRANKLIN | TN | S65|2010-06-29|S63|2010-11-09 | ||||||
| KEVIN MOSS | FRANKLIN | TN | S63|2007-03-12|S65|2016-05-14 | ||||||
| FRANK AKRIDGE | FRANKLIN | TN | S66|2000-09-19 | CERTIFIED FINANCIAL PLANNER | |||||
| JUDITH TUCKER | FRANKLIN | TN | S63|1997-08-07 | CERTIFIED FINANCIAL PLANNER | |||||
| MICHAEL WALLIN | FRANKLIN | TN | S63|2000-09-20|S65|2008-03-15 | ||||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-05-02 | $0.3 | $0.0 | 0% | 25 | 0 | 0% |
| 2025-04-21 | $0.3 | $0.0 | 0% | 25 | 0 | 0% |
| 2024-04-02 | $0.3 | $0.0 | 5% | 23 | 2 | 9% |
| 2023-04-04 | $0.2 | $0.0 | 14% | 20 | 5 | 25% |
| 2022-04-01 | $0.3 | $0.0 | 3% | 24 | 1 | 4% |
| 2021-04-05 | $0.2 | $0.1 | 43% | 28 | -3 | -11% |
| 2020-04-01 | $0.0 | $0.0 | 0% | 25 | 0 | 0% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| TN, AL-01/14/2021, AR-01/04/2021, CA-01/05/2021, CO-06/12/2019, FL-06/13/2019, GA-01/06/2021, IN-01/04/2021, KS-01/05/2021, LA-01/14/2021, ME-01/05/2021, NC-01/06/2021, OH-07/19/2019, OK-01/05/2021, PA-03/26/2024, TN-01/04/2021, TX-01/04/2021, WI-02/03/2021 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT PENSION CONSULTING MANAGER SELECTION EDUCATIONAL WORKSHOPS |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV