OVERBROOK MANAGEMENT CORPORATION
Latest filing: Mar 14, 2025 (109 days ago)
AUM
$1,051,959,375
-14% change vs. 1 year ago
-18% change vs. 3 years ago
9% change vs. 5 years ago
0% change vs. 10 years ago
Employee Count
14
-7% change vs. 1 year ago
8% change vs. 3 years ago
17% change vs. 5 years ago
-12% change vs. 10 years ago
Main Office
NEW YORK, NY
280 PARK AVENUE, NEW YORK, NY, UNITED STATES, 10017
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $0.7 |
| Non-Discretionary | $0.3 |
| Total | $1.1 |
| Client | AUM |
|---|---|
| Retail | $0.6 |
| Pooled | $0.1 |
| Institutional | $0.4 |
| Total | $1.1 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 99 | $0.6 |
| Average HNW AUM | $6,170,840 | |
| Retail Total | 99 | $0.6 |
| Average Retail AUM | $6,170,840 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| NATIONAL FINANCIAL SERVICES LLC | BOSTON-MA-USA | $0.5 |
| CHARLES SCHWAB & CO., INC. | SAN FRANCISCO-CA-USA | $0.3 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $1.0 |
| Retail SMA AUM | $0.6 |
| Institutional SMA AUM | $0.4 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 59% | $0.6 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 13% | $0.1 |
| Other | 28% | $0.3 |
| Total | 100% | $1.0 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| OVERBROOK MANAGEMENT ADVISORS, LP (RELYING ADVISER) | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
Representatives
2 active representatives found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| JONATHAN SHABAN | NEW YORK | NY | CHARTERED FINANCIAL ANALYST | ||||||
| RICHARD ZENKER | NEW YORK | NY | S63|1990-02-06 | ||||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-06-02 | $1.1 | $0.0 | 0% | 14 | 0 | 0% |
| 2025-04-21 | $1.1 | $0.0 | 0% | 14 | 0 | 0% |
| 2024-04-02 | $1.2 | -$0.2 | -14% | 15 | -1 | -7% |
| 2023-04-04 | $1.1 | $0.0 | -2% | 15 | -1 | -7% |
| 2022-04-01 | $1.3 | -$0.2 | -18% | 13 | 1 | 8% |
| 2021-04-05 | $1.1 | -$0.1 | -6% | 14 | 0 | 0% |
| 2020-04-01 | $1.0 | $0.1 | 9% | 12 | 2 | 17% |
| 2019-04-01 | $1.0 | $0.1 | 8% | 15 | -1 | -7% |
| 2018-04-02 | $1.0 | $0.0 | 5% | 15 | -1 | -7% |
| 2017-04-01 | $0.9 | $0.2 | 20% | 16 | -2 | -12% |
| 2016-04-01 | $0.9 | $0.1 | 16% | 16 | -2 | -12% |
| 2015-04-01 | $1.1 | $0.0 | 0% | 16 | -2 | -12% |
| 2014-04-01 | $0.8 | $0.3 | 39% | 15 | -1 | -7% |
| 2013-04-01 | $0.6 | $0.4 | 70% | 14 | 0 | 0% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| NY, CA-06/18/2009, CO-03/29/2017, CT-12/21/2001, FL-11/30/2006, MA-06/18/2009, ME-11/29/2007, NH-06/18/2009, NJ-06/18/2009, NY-12/21/2001 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) MANAGER SELECTION |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV