AUM
Employee Count
Main Office
Discretion | AUM |
---|---|
Discretionary | $2.5 |
Non-Discretionary | $0.0 |
Total | $2.5 |
Client | AUM |
---|---|
Retail | $2.5 |
Pooled | $0.0 |
Institutional | $0.0 |
Total | $2.5 |
Retail | Accounts | AUM |
---|---|---|
Individual | 50 | $0.0 |
Average Individual AUM | $781,444 | |
HNW | 125 | $2.5 |
Average HNW AUM | $19,915,668 | |
Retail Total | 175 | $2.5 |
Average Retail AUM | $14,448,746 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
Custodian | Location | AUM |
---|---|---|
FIDELITY BROKERAGE SERVICES LLC | BOSTON-MA-USA | $2.0 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Breakdown | AUM |
---|---|
Total SMA AUM | $2.5 |
Retail SMA AUM | $2.5 |
Institutional SMA AUM | $0.0 |
Asset Class | % | AUM |
---|---|---|
Equity Exch | 25% | $0.6 |
Equity Non-Exch | 0% | $0.0 |
Govt Agency | 1% | $0.0 |
Municipal | 4% | $0.1 |
Sovereign | 0% | $0.0 |
IG Credit | 2% | $0.1 |
HY Credit | 0% | $0.0 |
Derivatives | 0% | $0.0 |
Investment Companies | 48% | $1.2 |
Other Pools | 0% | $0.0 |
Cash | 6% | $0.2 |
Other | 13% | $0.3 |
Total | 99% | $2.5 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
16 active representatives found
Name | City | State | Exams | Designations | |||||
---|---|---|---|---|---|---|---|---|---|
HARLAN SHULEVITZ | BELLEVUE | WA | S66|2016-11-15 | CERTIFIED FINANCIAL PLANNER|CHARTERED FINANCIAL ANALYST | |||||
DIEGO ARIAS | BELLEVUE | WA | S65|2024-04-25 | ||||||
PETER BARNES | BELLEVUE | WA | S63|2021-02-11|S65|2022-06-30 | ||||||
BRENDAN SULLIVAN | BELLEVUE | WA | S66|2008-09-30 | ||||||
KEVIN PENNER | BELLEVUE | WA | S65|2016-07-21 | CERTIFIED FINANCIAL PLANNER | |||||
PETER BESEL | BELLEVUE | WA | S65|2021-02-22 | CERTIFIED FINANCIAL PLANNER | |||||
KEVIN CHEN | BELLEVUE | WA | S65|2024-02-16 | ||||||
TERRANCE COOK | BELLEVUE | WA | S63|1993-07-20|S65|1993-07-28 | ||||||
JENNIFER NAGAI | BELLEVUE | WA | S66|2006-01-25 | ||||||
KATHLEEN CARBONE | BELLEVUE | WA | S66|2015-11-30 | CERTIFIED FINANCIAL PLANNER | |||||
TIM BOND | BELLEVUE | WA | S65|2003-06-16 | ||||||
STACY HEMPHILL | BELLEVUE | WA | S65|2018-09-13 | ||||||
MCKENZIE TONANI | BELLEVUE | WA | S66|2018-10-05 | ||||||
JACOB MAHONEY | BELLEVUE | WA | S63|2010-02-08|S65|2019-07-08 | ||||||
STACEE KRATOVIL | BELLEVUE | WA | CERTIFIED FINANCIAL PLANNER | ||||||
OWEN HYMEL | BELLEVUE | WA | S65|2023-03-03 |
ADVDB.CO • SOURCE: SEC
Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
---|---|---|---|---|---|---|
2025-06-02 | $2.5 | $0.0 | 0% | 25 | 0 | 0% |
2025-04-21 | $2.5 | $0.0 | 0% | 25 | 0 | 0% |
2024-04-02 | $2.2 | $0.3 | 15% | 29 | -4 | -14% |
2023-04-04 | $1.7 | $0.8 | 45% | 28 | -3 | -11% |
2022-04-01 | $2.1 | $0.4 | 20% | 22 | 3 | 14% |
2021-04-05 | $1.5 | $1.0 | 66% | 20 | 5 | 25% |
2020-04-01 | $1.1 | $1.4 | 124% | 2 | 23 | 1150% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
STATE REGISTRATIONS |
WA, AK-01/09/2023, AZ-01/09/2023, CA-03/23/2021, ID-01/09/2023, OR-10/25/2019, TX-10/25/2019, UT-01/09/2023, WA-10/25/2019 |
ADVISER ACTIVITIES |
FINANCIAL PLANNING PORTFOLIO MANAGEMENT MANAGER SELECTION |
OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV