PAYDEN & RYGEL
Latest filing: Mar 28, 2025 (82 days ago)
AUM
$150,947,495,804
6% change vs. 1 year ago
4% change vs. 3 years ago
38% change vs. 5 years ago
80% change vs. 10 years ago
Employee Count
190
4% change vs. 1 year ago
-4% change vs. 3 years ago
1% change vs. 5 years ago
2% change vs. 10 years ago
Main Office
LOS ANGELES, CA
333 S. GRAND AVENUE, LOS ANGELES, CA, UNITED STATES, 90071
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $150.9 |
| Non-Discretionary | $0.1 |
| Total | $150.9 |
| Client | AUM |
|---|---|
| Retail | $2.0 |
| Pooled | $17.6 |
| Institutional | $131.3 |
| Total | $150.9 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 10 | $0.0 |
| Average Individual AUM | $342,703 | |
| HNW | 80 | $2.0 |
| Average HNW AUM | $25,395,308 | |
| Retail Total | 90 | $2.0 |
| Average Retail AUM | $22,611,685 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| THE BANK OF NEW YORK MELLON | NEW YORK-NY-USA | $57.2 |
| THE NORTHERN TRUST COMPANY | CHICAGO-IL-USA | $23.1 |
| STATE STREET BANK AND TRUST COMPANY | BOSTON-MA-USA | $18.7 |
| U.S. BANCORP | MINNEAPOLIS-MN-USA | $14.8 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $133.3 |
| Retail SMA AUM | $2.0 |
| Institutional SMA AUM | $131.3 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 1% | $1.3 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 29% | $38.7 |
| Municipal | 2% | $2.7 |
| Sovereign | 5% | $6.7 |
| IG Credit | 27% | $36.0 |
| HY Credit | 3% | $4.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 17% | $22.7 |
| Other | 15% | $20.0 |
| Total | 99% | $132.0 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| METZLER-PAYDEN, LLC | $1.2 | 108870 | |
| PAYDEN & RYGEL DISTRIBUTORS | $0.0 | broker-dealer | 29868 |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
Representatives
16 active representatives found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| GARY GREENBERG | LOS ANGELES | CA | S63|1996-07-29|S66|1995-12-04 | ||||||
| ASHA JOSHI | LOS ANGELES | CA | S63|1995-06-26|S65|1996-02-07 | ||||||
| STEPHANIE WALKER | LOS ANGELES | CA | S63|2010-06-18|S65|2017-03-08 | ||||||
| LILING DENG | LOS ANGELES | CA | S66|2018-01-31 | ||||||
| MARY SYAL | LOS ANGELES | CA | S63|1992-12-19|S65|1993-11-04 | ||||||
| KYLE SIGNOR | LOS ANGELES | CA | S66|2014-10-21 | ||||||
| MARK HOLLICK | LOS ANGELES | CA | S63|1992-05-01|S66|2004-10-15 | ||||||
| BRIAN MATTHEWS | LOS ANGELES | CA | S63|1992-09-02|S65|1996-03-15 | CHARTERED INVESTMENT COUNSELOR | |||||
| EVA WEBER BOGDAN | LOS ANGELES | CA | S66|2015-02-13 | ||||||
| JOAN PAYDEN | LOS ANGELES | CA | S63|1992-08-10 | ||||||
| BRETT WAKASA | LOS ANGELES | CA | S66|2005-02-02 | ||||||
| JAMES SARNI | LOS ANGELES | CA | S63|1991-12-12|S65|1993-12-16 | ||||||
| DAVID BALLANTINE | LOS ANGELES | CA | S63|1993-11-03|S65|1993-09-01 | ||||||
| LUIS SY | LOS ANGELES | CA | S63|2020-11-14|S65|2020-12-12 | ||||||
| NICOLAS MANLEY | LOS ANGELES | CA | S66|2010-12-22|S65|2014-10-10 | ||||||
| MICHAEL SALVAY | LOS ANGELES | CA | S63|1998-02-26|S65|1995-01-23 | ||||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-05-02 | $150.9 | $0.0 | 0% | 190 | 0 | 0% |
| 2025-04-21 | $150.9 | $0.0 | 0% | 190 | 0 | 0% |
| 2024-04-02 | $142.3 | $8.7 | 6% | 183 | 7 | 4% |
| 2023-04-04 | $126.9 | $24.1 | 19% | 183 | 7 | 4% |
| 2022-04-01 | $144.7 | $6.2 | 4% | 198 | -8 | -4% |
| 2021-04-05 | $134.3 | $16.6 | 12% | 187 | 3 | 2% |
| 2020-04-01 | $109.1 | $41.8 | 38% | 188 | 2 | 1% |
| 2019-04-01 | $109.1 | $41.8 | 38% | 188 | 2 | 1% |
| 2018-04-02 | $114.3 | $36.6 | 32% | 179 | 11 | 6% |
| 2017-04-01 | $106.0 | $45.0 | 42% | 177 | 13 | 7% |
| 2016-04-01 | $95.3 | $55.6 | 58% | 178 | 12 | 7% |
| 2015-04-01 | $83.8 | $67.2 | 80% | 186 | 4 | 2% |
| 2014-04-01 | $82.8 | $68.1 | 82% | 160 | 30 | 19% |
| 2013-04-01 | $81.8 | $69.1 | 84% | 143 | 47 | 33% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| CA, AK-03/30/2007, AL-09/19/1996, AR-06/06/1996, AZ-08/31/1994, CA-05/31/1984, CO-03/31/2022, CT-09/19/1997, DC-04/09/1996, DE-04/21/2003, FL-05/13/1987, GA-01/16/1991, HI-10/08/1996, IA-01/01/1999, ID-04/23/1996, IL-09/27/2000, IN-02/13/2001, KS-12/08/1997, KY-03/25/1996, LA-10/15/2001, MA-04/14/1994, MD-11/26/1990, ME-05/19/1996, MI-01/31/2001, MN-06/06/1990, MO-08/15/1995, MS-12/18/1997, MT-01/01/1997, NC-01/31/2001, ND-03/26/2003, NE-08/02/2001, NH-08/03/1990, NJ-02/20/1996, NM-03/05/1996, NV-12/10/1990, NY-02/22/1996, OH-03/31/1999, OK-01/01/1998, OR-01/31/2001, PA-10/16/1996, RI-01/01/1993, SC-10/04/1996, SD-03/01/1996, TN-01/26/1987, TX-01/28/1987, UT-01/02/1996, VA-02/06/2001, VT-01/06/1995, WA-04/01/1989, WI-01/28/1986, WV-05/01/1996, WY-03/31/2022 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (RIC) PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) |
| OTHER ACTIVITIES |
|
COMMODITY TRADING ADVISOR |
ADVDB.CO • SOURCE: SEC FORM ADV