AUM
Employee Count
Main Office
| Discretion | AUM |
|---|---|
| Discretionary | $4.6 |
| Non-Discretionary | $0.0 |
| Total | $4.6 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $4.6 |
| Institutional | $0.0 |
| Total | $4.6 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 0 | $0.0 |
| Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
| Custodian | Location | AUM |
|---|
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.0 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 0% | $0.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 0% | $0.0 |
| Other | 0% | $0.0 |
| Total | 0% | $0.0 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| PEAK ROCK CAPITAL EXECUTIVE CREDIT HOLDINGS III LLC | $0.0 | - | |
| PEAK ROCK CAPITAL CREDIT HOLDINGS III LP | $0.0 | - | |
| PEAK ROCK CAPITAL CREDIT LLC | $0.0 | - | |
| PEAK ROCK REAL ESTATE HOLDINGS I LP | $0.0 | - | |
| PEAK ROCK CAPITAL EXECUTIVE HOLDINGS II LLC | $0.0 | - | |
| PEAK ROCK CAPITAL CREDIT DIRECTORS LP | $0.0 | - | |
| PEAK ROCK CAPITAL REAL ESTATE DIRECTORS LP | $0.0 | - | |
| PEAK ROCK CAPITAL EXECUTIVE HOLDINGS III LLC | $0.0 | - | |
| PEAK ROCK CAPITAL EXECUTIVE HOLDINGS I LLC | $0.0 | - | |
| PEAK ROCK CAPITAL HOLDINGS II LP | $0.0 | - | |
| PEAK ROCK CAPITAL EXECUTIVE CREDIT HOLDINGS II LLC | $0.0 | - | |
| PEAK ROCK CAPITAL HOLDINGS III LP | $0.0 | - | |
| PEAK ROCK EXECUTIVE REAL ESTATE HOLDINGS I LLC | $0.0 | - | |
| PEAK ROCK CAPITAL DIRECTORS LP | $0.0 | - | |
| PEAK ROCK CAPITAL HOLDINGS I LP | $0.0 | - | |
| PEAK ROCK CAPITAL CREDIT HOLDINGS II LP | $0.0 | - | |
| PEAK ROCK CAPITAL EUROPE LLP | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
10 active
| Name | Title |
|---|---|
| MARTINEZ, STEVEN, EDWARD | MANAGING DIRECTOR, TRUSTEE |
| DISIMONE, ANTHONY, KURT | MEMBER, AND CHIEF EXECUTIVE OFFICER, MEMBER |
| LEIBMAN, PETER, JOHN | MEMBER AND MANAGING DIRECTOR |
| MARTINEZ, WENDY, BLUE | TRUSTEE |
| DISIMONE, SARAH, WARREN | MEMBER |
| CHOI, JUNG, WOO | CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER |
ADVDB.CO • SOURCE: SEC
| No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-05-02 | $4.6 | $0.0 | 0% | 59 | 0 | 0% |
| 2025-04-21 | $4.6 | $0.0 | 0% | 59 | 0 | 0% |
| 2024-04-02 | $4.5 | $0.0 | 1% | 54 | 5 | 9% |
| 2023-04-04 | $3.9 | $0.7 | 17% | 52 | 7 | 13% |
| 2022-04-01 | $3.6 | $0.9 | 25% | 51 | 8 | 16% |
| 2021-04-05 | $3.0 | $1.6 | 53% | 48 | 11 | 23% |
| 2020-04-01 | $1.8 | $2.8 | 155% | 45 | 14 | 31% |
| 2019-04-01 | $2.0 | $2.5 | 125% | 39 | 20 | 51% |
| 2018-04-02 | $2.2 | $2.4 | 110% | 38 | 21 | 55% |
| 2017-04-01 | $1.1 | $3.5 | 312% | 31 | 28 | 90% |
| 2016-04-01 | $0.7 | $3.9 | 558% | 28 | 31 | 111% |
| 2015-04-01 | $0.7 | $3.8 | 542% | 24 | 35 | 146% |
| 2014-04-01 | $0.7 | $3.8 | 543% | 17 | 42 | 247% |
| 2013-04-01 | $0.4 | $4.2 | 1106% | 10 | 49 | 490% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| STATE REGISTRATIONS |
| TX, |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT (POOLS) |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV