PENOBSCOT INVESTMENT MANAGEMENT COMPANY, INC.
Latest filing: Mar 26, 2025 (93 days ago)
AUM
$1,390,600,540
33% change vs. 1 year ago
63% change vs. 3 years ago
113% change vs. 5 years ago
237% change vs. 10 years ago
Employee Count
14
-7% change vs. 1 year ago
8% change vs. 3 years ago
8% change vs. 5 years ago
40% change vs. 10 years ago
Main Office
BOSTON, MA
155 FEDERAL STREET, BOSTON, MA, UNITED STATES, 2210
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $1.4 |
| Non-Discretionary | $0.0 |
| Total | $1.4 |
| Client | AUM |
|---|---|
| Retail | $1.2 |
| Pooled | $0.0 |
| Institutional | $0.2 |
| Total | $1.4 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 233 | $0.1 |
| Average Individual AUM | $462,189 | |
| HNW | 293 | $1.1 |
| Average HNW AUM | $3,824,646 | |
| Retail Total | 526 | $1.2 |
| Average Retail AUM | $2,335,193 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| CHARLES SCHWAB & CO., INC. | BOSTON-MA-USA | $0.7 |
| FIDELITY BROKERAGE SERVICES LLC | BOSTON-MA-USA | $0.3 |
| FIDUCIARY TRUST BOSTON | BOSTON-MA-USA | $0.1 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $1.4 |
| Retail SMA AUM | $1.2 |
| Institutional SMA AUM | $0.2 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 81% | $1.1 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 4% | $0.1 |
| Municipal | 1% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 3% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 8% | $0.1 |
| Other | 3% | $0.0 |
| Total | 100% | $1.4 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Control Persons
Representatives
7 active representatives found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| CHRISTOPHER CHILDS | BOSTON | MA | CHARTERED FINANCIAL ANALYST | ||||||
| EUGENE CLAPP | BOSTON | MA | |||||||
| DOUGLAS HART | BOSTON | MA | |||||||
| JONATHAN PHILLIPS | BOSTON | MA | |||||||
| COLLEEN MACPHERSON | BOSTON | MA | S63|2014-05-24|S65|2016-07-29 | CHARTERED FINANCIAL ANALYST | |||||
| CHARLES KANE | BOSTON | MA | S63|1981-01-28|S66|2010-12-30 | ||||||
| DANIEL FORD | BOSTON | MA | S65|2009-12-03 | ||||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-06-02 | $1.4 | $0.0 | 0% | 14 | 0 | 0% |
| 2025-04-21 | $1.4 | $0.0 | 0% | 14 | 0 | 0% |
| 2024-04-02 | $1.0 | $0.3 | 33% | 15 | -1 | -7% |
| 2023-04-04 | $0.7 | $0.7 | 101% | 14 | 0 | 0% |
| 2022-04-01 | $0.9 | $0.5 | 63% | 13 | 1 | 8% |
| 2021-04-05 | $0.7 | $0.7 | 94% | 12 | 2 | 17% |
| 2020-04-01 | $0.7 | $0.7 | 113% | 13 | 1 | 8% |
| 2019-04-01 | $0.5 | $0.9 | 161% | 13 | 1 | 8% |
| 2018-04-02 | $0.6 | $0.8 | 148% | 12 | 2 | 17% |
| 2017-04-01 | $0.4 | $1.0 | 276% | 11 | 3 | 27% |
| 2016-04-01 | $0.4 | $1.0 | 237% | 10 | 4 | 40% |
| 2015-04-01 | $0.4 | $1.0 | 237% | 10 | 4 | 40% |
| 2014-04-01 | $0.4 | $1.0 | 285% | 9 | 5 | 56% |
| 2013-04-01 | $0.3 | $1.1 | 377% | 9 | 5 | 56% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| MA, CA-08/02/2023, CO-08/02/2023, CT-08/10/2022, FL-03/20/2024, MA-03/24/2008, ME-03/24/2008, NH-12/05/2013, NY-12/15/2016, TX-04/02/2012, VT-03/26/2025, WA-08/02/2023 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (SMB) |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV