PENSION & WEALTH MANAGEMENT ADVISORS
Latest filing: Apr 29, 2025 (124 days ago)
AUM
$452,222,623
50% change vs. 1 year ago
253% change vs. 3 years ago
0% change vs. 5 years ago
0% change vs. 10 years ago
Employee Count
9
12% change vs. 1 year ago
12% change vs. 3 years ago
0% change vs. 5 years ago
0% change vs. 10 years ago
Main Office
WALTHAM, MA
800 SOUTH STREET, WALTHAM, MA, UNITED STATES, 02453
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $0.4 |
| Non-Discretionary | $0.0 |
| Total | $0.5 |
| Client | AUM |
|---|---|
| Retail | $0.4 |
| Pooled | $0.0 |
| Institutional | $0.1 |
| Total | $0.5 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 232 | $0.1 |
| Average Individual AUM | $326,502 | |
| HNW | 101 | $0.3 |
| Average HNW AUM | $3,122,791 | |
| Retail Total | 333 | $0.4 |
| Average Retail AUM | $1,174,626 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| FIDELITY BROKERAGE SERVICES LLC | SMITHFIELD-RI-USA | $0.2 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.5 |
| Retail SMA AUM | $0.4 |
| Institutional SMA AUM | $0.1 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 10% | $0.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 83% | $0.4 |
| Other Pools | 0% | $0.0 |
| Cash | 5% | $0.0 |
| Other | 1% | $0.0 |
| Total | 99% | $0.4 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Control Persons
Representatives
5 active representatives found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| ANNA NICASTRO | WALTHAM | MA | S66|2004-11-04 | CERTIFIED FINANCIAL PLANNER | |||||
| BRIAN GASBARRO | WALTHAM | MA | S63|2012-10-24|S65|2014-10-28 | ||||||
| JAMES BOYD | WALTHAM | MA | S63|1993-09-10 | CHARTERED FINANCIAL ANALYST | |||||
| GEORGE WEBB | WALTHAM | MA | S63|1996-08-05|S66|2019-10-09 | ||||||
| NEIL MCINNIS | WALTHAM | MA | S63|1989-01-27|S65|2000-01-18 | CERTIFIED FINANCIAL PLANNER | |||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-08-01 | $0.5 | $0.0 | 0% | 9 | 0 | 0% |
| 2025-04-21 | $0.3 | $0.2 | 50% | 8 | 1 | 12% |
| 2024-04-02 | $0.3 | $0.2 | 50% | 8 | 1 | 12% |
| 2023-04-04 | $0.2 | $0.3 | 174% | 8 | 1 | 12% |
| 2022-04-01 | $0.1 | $0.3 | 253% | 8 | 1 | 12% |
| 2021-04-05 | $0.1 | $0.3 | 253% | 8 | 1 | 12% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| MA, AZ-07/06/2020, CA-07/06/2020, CT-06/18/2022, FL-06/18/2022, IL-04/29/2025, IN-10/07/2024, MA-07/06/2020, NH-07/06/2020, NJ-06/18/2022, PA-06/18/2022, TX-06/18/2022 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV