PERENNIAL FINANCIAL SERVICES
Latest filing: May 28, 2025 (32 days ago)
AUM
$1,898,116,372
28% change vs. 1 year ago
145% change vs. 3 years ago
421% change vs. 5 years ago
0% change vs. 10 years ago
Employee Count
50
47% change vs. 1 year ago
150% change vs. 3 years ago
257% change vs. 5 years ago
0% change vs. 10 years ago
Main Office
LOS ANGELES, CA
11620 WILSHIRE BOULEVARD, LOS ANGELES, CA, UNITED STATES, 90025
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $1.9 |
| Non-Discretionary | $0.0 |
| Total | $1.9 |
| Client | AUM |
|---|---|
| Retail | $1.8 |
| Pooled | $0.0 |
| Institutional | $0.1 |
| Total | $1.9 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 2,086 | $0.5 |
| Average Individual AUM | $219,597 | |
| HNW | 709 | $1.3 |
| Average HNW AUM | $1,844,964 | |
| Retail Total | 2,795 | $1.8 |
| Average Retail AUM | $631,900 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| LPL FINANCIAL LLC | BOSTON-MA-USA | $1.4 |
| FIDELITY BROKERAGE SERVICES LLC | BOSTON-MA-USA | $0.1 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $1.9 |
| Retail SMA AUM | $1.8 |
| Institutional SMA AUM | $0.1 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 47% | $0.9 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 1% | $0.0 |
| Municipal | 1% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 2% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 46% | $0.9 |
| Other Pools | 0% | $0.0 |
| Cash | 3% | $0.1 |
| Other | 0% | $0.0 |
| Total | 100% | $1.9 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| PERENNIAL LEGACY LLC | $0.0 | - | |
| PERENNIAL FINANCIAL & INSURANCE SERVICES, LLC | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
9 active
| Name | Title |
|---|---|
| NOWAKOWSKI, CHRISTOPHER, ANDREW | MANAGING MEMBER |
| PETRICK, JOHN, BENNETT | MANAGING MEMBER |
| HARRIS, BRADLEY, BENJAMIN | PRESIDENT |
| STREETER, DANE, CHRISTOPHER | MANAGING MEMBER |
| LEE, ANTHONY, SEO | CHIEF COMPLIANCE OFFICER |
| MARTINEZ, ALFRED, K | CHIEF TECHNOLOGY OFFICER |
ADVDB.CO • SOURCE: SEC
Representatives
32 active representatives found, showing 20 random
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| ZACHARY MADICK | LOS ANGELES | CA | |||||||
| MICHAEL FULLER | LOS ANGELES | CA | S63|1996-05-14 | ||||||
| EVIDIO MAYEA | LOS ANGELES | CA | S66|2006-01-26 | ||||||
| JASON GOOD | LOS ANGELES | CA | S66|2015-03-31 | ||||||
| SHIRLEY TAN | LOS ANGELES | CA | S66|2008-11-29 | ||||||
| JOHN PETRICK | LOS ANGELES | CA | S66|2003-03-28 | ||||||
| CHRISTOPHER NOWAKOWSKI | LOS ANGELES | CA | S66|2003-01-17 | ||||||
| EDDIE CHAN | LOS ANGELES | CA | S63|1992-10-28|S65|1998-06-18 | ||||||
| ROBERT KYLE | LOS ANGELES | CA | S66|2000-06-01 | ||||||
| THANE MCCREADY | LOS ANGELES | CA | S63|1996-06-10|S65|2005-07-12 | CERTIFIED FINANCIAL PLANNER | |||||
| ERIN REDMOND | LOS ANGELES | CA | S66|2017-02-01 | ||||||
| KENT TANAKA | LOS ANGELES | CA | S66|1999-05-25 | ||||||
| AMY JOHNSON | LOS ANGELES | CA | S63|2013-08-17|S66|2015-01-05 | ||||||
| DAVID ARONOVITCH | LOS ANGELES | CA | S66|2005-04-01 | ||||||
| BEN LAWLER | LOS ANGELES | CA | S66|2006-09-02 | ||||||
| XIMENA SILVA-AVILA | LOS ANGELES | CA | S66|2020-09-12 | CERTIFIED FINANCIAL PLANNER | |||||
| BART ALBRIGO | LOS ANGELES | CA | S63|1988-01-26|S65|2006-12-19 | ||||||
| MARYAM HABIBI | LOS ANGELES | CA | |||||||
| ANTHONY LEE | LOS ANGELES | CA | S65|2008-05-09|S66|2000-04-14 | ||||||
| CARLOS LLUCH | LOS ANGELES | CA | S63|1991-07-18 | CERTIFIED FINANCIAL PLANNER | |||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-06-02 | $1.9 | $0.0 | 0% | 50 | 0 | 0% |
| 2025-04-21 | $1.9 | $0.0 | 0% | 50 | 0 | 0% |
| 2024-04-02 | $1.5 | $0.4 | 28% | 34 | 16 | 47% |
| 2023-04-04 | $0.7 | $1.2 | 177% | 22 | 28 | 127% |
| 2022-04-01 | $0.8 | $1.1 | 145% | 20 | 30 | 150% |
| 2021-04-05 | $0.5 | $1.4 | 266% | 15 | 35 | 233% |
| 2020-04-01 | $0.4 | $1.5 | 421% | 14 | 36 | 257% |
| 2019-04-01 | $0.3 | $1.6 | 622% | 14 | 36 | 257% |
| 2018-04-02 | $0.1 | $1.8 | 1215% | 12 | 38 | 317% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| CA, AZ-10/30/2018, CA-06/12/2017, CO-11/17/2021, FL-03/12/2020, GA-03/29/2024, HI-03/29/2024, ID-01/24/2018, IL-03/29/2024, MI-03/28/2025, MN-01/30/2024, MO-03/28/2025, MT-03/29/2024, NC-03/29/2024, ND-03/28/2025, NE-09/19/2024, NH-03/28/2025, NJ-03/29/2024, NM-03/28/2025, NV-03/12/2020, NY-06/12/2017, OH-03/28/2025, OK-03/29/2024, OR-03/10/2021, PA-09/04/2024, SC-03/28/2025, SD-03/19/2019, TN-03/29/2024, TX-06/12/2017, UT-03/12/2020, VA-11/17/2021, WA-03/19/2019, WI-03/29/2024 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (SMB) PENSION CONSULTING MANAGER SELECTION |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV