PERMCAP INVESTMENT OFFICE
Latest filing: Mar 28, 2025 (60 days ago)
AUM
$4,932,477,414
11% change vs. 1 year ago
10% change vs. 3 years ago
7% change vs. 5 years ago
100% change vs. 10 years ago
Employee Count
16
0% change vs. 1 year ago
7% change vs. 3 years ago
7% change vs. 5 years ago
78% change vs. 10 years ago
Main Office
CHARLESTON, SC
18 N. ADGERS WHARF, CHARLESTON, SC, UNITED STATES, 29401
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $2.1 |
| Non-Discretionary | $2.8 |
| Total | $4.9 |
| Client | AUM |
|---|---|
| Retail | $3.1 |
| Pooled | $0.0 |
| Institutional | $1.9 |
| Total | $4.9 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 23 | $3.1 |
| Average HNW AUM | $132,677,471 | |
| Retail Total | 23 | $3.1 |
| Average Retail AUM | $132,677,471 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| CHARLES SCHWAB & CO., INC. | NEW YORK-NY-USA | $0.9 |
| PERSHING LLC | JERSEY CITY-NJ-USA | $0.5 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $4.9 |
| Retail SMA AUM | $3.1 |
| Institutional SMA AUM | $1.9 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 29% | $1.4 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 1% | $0.0 |
| IG Credit | 19% | $0.9 |
| HY Credit | 16% | $0.8 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 10% | $0.5 |
| Other Pools | 24% | $1.2 |
| Cash | 2% | $0.1 |
| Other | 0% | $0.0 |
| Total | 101% | $5.0 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| PERMANENS ASSOCIATES II LLC | $0.0 | - | |
| PERMANENS CAPITAL ADVISORS LLC | $0.0 | - | |
| PERMANENS ASSOCIATES LLC | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
Representatives
4 active representatives found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| ALEXANDER GOLDFARB | CHARLESTON | SC | |||||||
| JOSHUA BAXA | CHARLESTON | SC | S65|2023-06-23 | ||||||
| CONNOR CAREW | CHARLESTON | SC | |||||||
| JOHN REGAN | CHARLESTON | SC | |||||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-05-02 | $4.9 | $0.0 | 0% | 16 | 0 | 0% |
| 2025-04-21 | $4.9 | $0.0 | 0% | 16 | 0 | 0% |
| 2024-04-02 | $4.5 | $0.5 | 11% | 16 | 0 | 0% |
| 2023-04-04 | $4.2 | $0.7 | 18% | 16 | 0 | 0% |
| 2022-04-01 | $4.5 | $0.5 | 10% | 15 | 1 | 7% |
| 2021-04-05 | $3.7 | $1.2 | 32% | 15 | 1 | 7% |
| 2020-04-01 | $4.6 | $0.3 | 7% | 15 | 1 | 7% |
| 2019-04-01 | $3.6 | $1.3 | 37% | 15 | 1 | 7% |
| 2018-04-02 | $3.9 | $1.0 | 27% | 13 | 3 | 23% |
| 2017-04-01 | $3.0 | $1.9 | 62% | 14 | 2 | 14% |
| 2016-04-01 | $2.7 | $2.2 | 82% | 12 | 4 | 33% |
| 2015-04-01 | $2.5 | $2.5 | 100% | 9 | 7 | 78% |
| 2014-04-01 | $2.3 | $2.6 | 110% | 7 | 9 | 129% |
| 2013-04-01 | $1.6 | $3.3 | 204% | 7 | 9 | 129% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| SC, CO-03/27/2019, DE-03/27/2019, NH-03/29/2022, NY-03/28/2018, SC-03/29/2022, TX-03/28/2018, VA-03/30/2020 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) MANAGER SELECTION |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV