AUM
Employee Count
Main Office
| Discretion | AUM |
|---|---|
| Discretionary | $0.6 |
| Non-Discretionary | $0.0 |
| Total | $0.6 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $0.6 |
| Institutional | $0.0 |
| Total | $0.6 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 0 | $0.0 |
| Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
| Custodian | Location | AUM |
|---|
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.0 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 0% | $0.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 0% | $0.0 |
| Other | 0% | $0.0 |
| Total | 0% | $0.0 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| PERMIT CAPITAL GP, L.P. | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
5 active
| Name | Title |
|---|---|
| WORLEY, RICHARD, BROWN | PARTNER |
| BRODERICK, JOHN, CHARLES | PARTNER |
| BAROSSI, JAMES, THOMAS | VICE PRESIDENT AND CHIEF OPERATING OFFICER |
| RITTER, CAROLINE, JUNE | PARTNER |
| DILLON, BRIAN, CHRISTOPHER | CHIEF COMPLIANCE OFFICER |
ADVDB.CO • SOURCE: SEC
| No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-06-02 | $0.6 | $0.0 | 0% | 6 | 0 | 0% |
| 2025-04-21 | $0.6 | $0.0 | 0% | 6 | 0 | 0% |
| 2024-04-02 | $0.5 | $0.0 | 1% | 6 | 0 | 0% |
| 2023-04-04 | $0.5 | $0.0 | 4% | 3 | 3 | 100% |
| 2022-04-01 | $0.7 | -$0.1 | -20% | 3 | 3 | 100% |
| 2021-04-05 | $0.5 | $0.0 | 3% | 3 | 3 | 100% |
| 2020-04-01 | $0.5 | $0.0 | 9% | 4 | 2 | 50% |
| 2019-04-01 | $0.4 | $0.2 | 44% | 4 | 2 | 50% |
| 2018-04-02 | $0.4 | $0.1 | 34% | 4 | 2 | 50% |
| 2017-04-01 | $0.4 | $0.2 | 53% | 4 | 2 | 50% |
| 2016-04-01 | $0.4 | $0.2 | 52% | 4 | 2 | 50% |
| 2015-04-01 | $0.4 | $0.2 | 39% | 4 | 2 | 50% |
| 2014-04-01 | $0.4 | $0.2 | 49% | 6 | 0 | 0% |
| 2013-04-01 | $1.5 | -$0.9 | -63% | 10 | -4 | -40% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| STATE REGISTRATIONS |
| PA, PA-01/27/2006 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT (POOLS) MANAGER SELECTION |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV