PIEDMONT CAPITAL MANAGEMENT, LLC
Latest filing: Mar 14, 2025 (141 days ago)
AUM
$407,650,320
10% change vs. 1 year ago
17% change vs. 3 years ago
118% change vs. 5 years ago
0% change vs. 10 years ago
Employee Count
26
13% change vs. 1 year ago
-7% change vs. 3 years ago
550% change vs. 5 years ago
0% change vs. 10 years ago
Main Office
GREENBORO, NC
800 GREEN VALLEY RD., STE 203, GREENBORO, NC, UNITED STATES, 27408
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $0.4 |
| Non-Discretionary | $0.0 |
| Total | $0.4 |
| Client | AUM |
|---|---|
| Retail | $0.3 |
| Pooled | $0.1 |
| Institutional | $0.0 |
| Total | $0.4 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 32 | $0.0 |
| Average Individual AUM | $223,554 | |
| HNW | 59 | $0.3 |
| Average HNW AUM | $4,248,657 | |
| Retail Total | 91 | $0.3 |
| Average Retail AUM | $2,833,236 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| NATIONAL FINANCIAL SERVICES LLC | BOSTON-MA-USA | $0.2 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.3 |
| Retail SMA AUM | $0.3 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 22% | $0.1 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 1% | $0.0 |
| Municipal | 4% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 56% | $0.2 |
| Other Pools | 7% | $0.0 |
| Cash | 10% | $0.0 |
| Other | 0% | $0.0 |
| Total | 100% | $0.3 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| RICHARDSON PROPERTIES | $0.0 | - | |
| PIEDMONT TRUST COMPANY | $0.0 | trust company | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
6 active
| Name | Title |
|---|---|
| SIMMS, JOHN, MEREDITH | CHIEF INVESTMENT STRATEGIST |
| GLEASON, SUSAN, BENSON | CEO / PRESIDENT / TREASURER |
| STURGES, MARIA, LYNN | CHIEF OPERATING OFFICER / CHIEF COMPLIANCE OFFICER |
| SMITH, DANIEL, FELTON | CHIEF INVESTMENT OFFICER |
ADVDB.CO • SOURCE: SEC
Representatives
5 active representatives found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| DANIEL SMITH | GREENBORO | NC | CERTIFIED FINANCIAL PLANNER|CHARTERED FINANCIAL ANALYST | ||||||
| MICHAEL SHIELDS | GREENBORO | NC | S63|1994-08-02|S65|1993-08-11|S66|2010-08-20 | CHARTERED FINANCIAL ANALYST | |||||
| LOUISE BRISTOL | GREENBORO | NC | S65|2017-05-05 | ||||||
| JOHN SIMMS | GREENBORO | NC | S65|1996-07-03 | CHARTERED FINANCIAL ANALYST | |||||
| JAMESINE KILLORIN | GREENBORO | NC | S66|2006-06-15 | CERTIFIED FINANCIAL PLANNER|PERSONAL FINANCIAL SPECIALIST | |||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-06-02 | $0.4 | $0.0 | 0% | 26 | 0 | 0% |
| 2025-04-21 | $0.4 | $0.0 | 0% | 26 | 0 | 0% |
| 2024-04-02 | $0.4 | $0.0 | 10% | 23 | 3 | 13% |
| 2023-04-04 | $0.4 | $0.1 | 16% | 25 | 1 | 4% |
| 2022-04-01 | $0.3 | $0.1 | 17% | 28 | -2 | -7% |
| 2021-04-05 | $0.3 | $0.1 | 57% | 4 | 22 | 550% |
| 2020-04-01 | $0.2 | $0.2 | 118% | 4 | 22 | 550% |
| 2019-04-01 | $0.1 | $0.3 | 175% | 4 | 22 | 550% |
| 2018-04-02 | $0.1 | $0.3 | 200% | 4 | 22 | 550% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| NC, FL-03/24/2022, NC-04/05/2017, NM-03/24/2022, NY-03/24/2022, TN-03/24/2022, TX-08/27/2021, VA-03/24/2022 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) MANAGER SELECTION |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV