AUM
Employee Count
Main Office
| Discretion | AUM |
|---|---|
| Discretionary | $0.2 |
| Non-Discretionary | $0.1 |
| Total | $0.3 |
| Client | AUM |
|---|---|
| Retail | $0.2 |
| Pooled | $0.0 |
| Institutional | $0.1 |
| Total | $0.3 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 445 | $0.1 |
| Average Individual AUM | $284,532 | |
| HNW | 28 | $0.0 |
| Average HNW AUM | $1,655,303 | |
| Retail Total | 473 | $0.2 |
| Average Retail AUM | $365,677 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
| Custodian | Location | AUM |
|---|---|---|
| WELLS FARGO CLEARING SERVICES, LLC | ST. LOUIS-MO-USA | $0.1 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.2 |
| Retail SMA AUM | $0.2 |
| Institutional SMA AUM | $0.1 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 38% | $0.1 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 1% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 55% | $0.1 |
| Other Pools | 0% | $0.0 |
| Cash | 6% | $0.0 |
| Other | 0% | $0.0 |
| Total | 100% | $0.2 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| PINNACLE INVESTMENTS, LLC | $1.1 | broker-dealer | 142910 |
| CONFIDENTIAL PLANNING I, LLC | $0.1 | 145807 |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| No control persons found |
ADVDB.CO • SOURCE: SEC
| No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-04-21 | $0.3 | $0.0 | 0% | 6 | 0 | 0% |
| 2024-04-02 | $0.2 | $0.0 | 15% | 6 | 0 | 0% |
| 2023-04-04 | $0.2 | $0.0 | 15% | 6 | 0 | 0% |
| 2022-04-01 | $0.2 | $0.1 | 67% | 3 | 3 | 100% |
| 2021-04-05 | $0.1 | $0.1 | 108% | 6 | 0 | 0% |
| 2020-04-01 | $0.1 | $0.1 | 91% | 6 | 0 | 0% |
| 2019-04-01 | $0.1 | $0.1 | 82% | 7 | -1 | -14% |
| 2018-04-02 | $0.1 | $0.1 | 99% | 8 | -2 | -25% |
| 2017-04-01 | $0.1 | $0.1 | 99% | 8 | -2 | -25% |
| 2016-04-01 | $0.1 | $0.2 | 144% | 5 | 1 | 20% |
| 2015-04-01 | $0.1 | $0.2 | 158% | 5 | 1 | 20% |
| 2014-04-01 | $0.1 | $0.2 | 158% | 5 | 1 | 20% |
| 2013-04-01 | $0.1 | $0.2 | 276% | 5 | 1 | 20% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| STATE REGISTRATIONS |
| NY, FL-04/01/2025, MA-04/05/2021, NY-04/05/2021 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (RIC) PORTFOLIO MANAGEMENT (SMB) NEWSLETTERS EDUCATIONAL WORKSHOPS |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV