AUM
Employee Count
Main Office
| Discretion | AUM |
|---|---|
| Discretionary | $0.1 |
| Non-Discretionary | $0.0 |
| Total | $0.1 |
| Client | AUM |
|---|---|
| Retail | $0.1 |
| Pooled | $0.0 |
| Institutional | $0.0 |
| Total | $0.1 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 301 | $0.1 |
| Average Individual AUM | $272,443 | |
| HNW | 8 | $0.0 |
| Average HNW AUM | $1,653,759 | |
| Retail Total | 309 | $0.1 |
| Average Retail AUM | $308,205 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
| Custodian | Location | AUM |
|---|---|---|
| PERSHING LLC | JERSEY CITY-NJ-USA | $0.1 |
| CHARLES SCHWAB & CO., INC. | SAN FRANCISCO-CA-USA | $0.0 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.1 |
| Retail SMA AUM | $0.1 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 85% | $0.1 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 1% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 12% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 2% | $0.0 |
| Other | 0% | $0.0 |
| Total | 100% | $0.1 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| PORTFOLIO RESOURCES GROUP, INC. | $0.0 | broker-dealer | 31155 |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
13 active representatives found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| ROBERTO ISASI | MIAMI | FL | S63|2003-01-22 | CERTIFIED FINANCIAL PLANNER | |||||
| AARON KATSMAN | MIAMI | FL | S63|2004-11-17|S65|2005-05-24 | ||||||
| ANDREA NOGUEROLES | MIAMI | FL | S66|2022-06-21 | ||||||
| NANCY BAQUERO DE JIMENEZ | MIAMI | FL | S65|2010-09-21 | ||||||
| ANTONIO CAMEJO | MIAMI | FL | S63|1987-05-29|S66|2005-03-17 | ||||||
| GUSTAVO DEGWITZ COSSON | MIAMI | FL | S63|2019-08-01|S65|2020-09-25 | ||||||
| NORA CAMEJO | MIAMI | FL | S65|2020-09-02 | ||||||
| STEPHEN FOSTER | MIAMI | FL | CERTIFIED FINANCIAL PLANNER|CHARTERED FINANCIAL CONSULTANT | ||||||
| JOYCE MOORE | MIAMI | FL | S63|1992-04-27|S65|1998-02-24 | CHARTERED FINANCIAL CONSULTANT | |||||
| DOUGLAS GOLDSTEIN | MIAMI | FL | S63|1992-05-11|S65|2005-02-15 | CERTIFIED FINANCIAL PLANNER | |||||
| DAVID DIAZ MONROY | MIAMI | FL | S66|2016-07-05 | ||||||
| RICARDO LARRAZABAL | MIAMI | FL | S65|2020-12-19 | ||||||
| JHONNY GEORGES PARRA | MIAMI | FL | S66|2020-08-06 | ||||||
ADVDB.CO • SOURCE: SEC
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-05-02 | $0.1 | $0.0 | 0% | 16 | 0 | 0% |
| 2025-04-21 | $0.1 | $0.0 | 0% | 16 | 0 | 0% |
| 2024-04-02 | $0.1 | $0.0 | 8% | 18 | -2 | -11% |
| 2023-04-04 | $0.1 | $0.0 | 17% | 15 | 1 | 7% |
| 2022-04-01 | $0.1 | $0.0 | 5% | 13 | 3 | 23% |
| 2021-04-05 | $0.2 | $0.0 | -29% | 16 | 0 | 0% |
| 2020-04-01 | $0.1 | $0.0 | -15% | 16 | 0 | 0% |
| 2019-04-01 | $0.1 | $0.0 | -23% | 16 | 0 | 0% |
| 2018-04-02 | $0.1 | $0.0 | -4% | 14 | 2 | 14% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| STATE REGISTRATIONS |
| FL, FL-10/06/2017, NY-10/06/2017, PA-10/06/2017, TX-08/02/2021 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT PENSION CONSULTING MANAGER SELECTION EDUCATIONAL WORKSHOPS |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV