PORTOLAN CAPITAL MANAGEMENT, LLC
Latest filing: Mar 31, 2025 (162 days ago)
AUM
$1,581,996,022
30% change vs. 1 year ago
1% change vs. 3 years ago
41% change vs. 5 years ago
196% change vs. 10 years ago
Employee Count
12
-8% change vs. 1 year ago
9% change vs. 3 years ago
9% change vs. 5 years ago
20% change vs. 10 years ago
Main Office
BOSTON, MA
TWO INTERNATIONAL PLACE, BOSTON, MA, UNITED STATES, 02110
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $1.6 |
| Non-Discretionary | $0.0 |
| Total | $1.6 |
| Client | AUM |
|---|---|
| Retail | $0.2 |
| Pooled | $1.3 |
| Institutional | $0.1 |
| Total | $1.6 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 16 | $0.2 |
| Average HNW AUM | $12,337,004 | |
| Retail Total | 16 | $0.2 |
| Average Retail AUM | $12,337,004 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| THE BANK OF NEW YORK MELLON | NEW YORK-NY-USA | $0.2 |
| FIDELITY BROKERAGE SERVICES LLC | SMITHFIELD-RI-USA | $0.0 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.3 |
| Retail SMA AUM | $0.2 |
| Institutional SMA AUM | $0.1 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 95% | $0.3 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 5% | $0.0 |
| Other | 0% | $0.0 |
| Total | 100% | $0.3 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| PORTOLAN INVESTMENTS, LLC | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
4 active
| Name | Title |
|---|---|
| MCCABE, GEORGE, FREDERIC | CHIEF INVESTMENT OFFICER, MANAGING DIRECTOR, AND SOLE MEMBER |
| BONNER, NANCY, JEAN | CHIEF ADMINISTRATIVE OFFICER |
| NARDONE, CHRISTOPHER, SAMUEL | CHIEF FINANCIAL OFFICER AND CHIEF OPERATING OFFICER |
| FLAHERTY, BETSY, HOCHADEL | CHIEF COMPLIANCE OFFICER |
ADVDB.CO • SOURCE: SEC
Representatives
| No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-08-01 | $1.6 | $0.0 | 0% | 12 | 0 | 0% |
| 2025-04-21 | $1.6 | $0.0 | 0% | 12 | 0 | 0% |
| 2024-04-02 | $1.2 | $0.4 | 30% | 13 | -1 | -8% |
| 2023-04-04 | $1.1 | $0.5 | 49% | 12 | 0 | 0% |
| 2022-04-01 | $1.6 | $0.0 | 1% | 11 | 1 | 9% |
| 2021-04-05 | $1.2 | $0.4 | 29% | 11 | 1 | 9% |
| 2020-04-01 | $1.1 | $0.5 | 41% | 11 | 1 | 9% |
| 2019-04-01 | $0.9 | $0.7 | 72% | 11 | 1 | 9% |
| 2018-04-02 | $0.8 | $0.8 | 101% | 12 | 0 | 0% |
| 2017-04-01 | $0.8 | $0.8 | 101% | 12 | 0 | 0% |
| 2016-04-01 | $0.8 | $0.7 | 87% | 11 | 1 | 9% |
| 2015-04-01 | $0.5 | $1.0 | 196% | 10 | 2 | 20% |
| 2014-04-01 | $0.5 | $1.1 | 207% | 10 | 2 | 20% |
| 2013-04-01 | $0.4 | $1.2 | 305% | 10 | 2 | 20% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| MA, FL-01/14/2021, MA-03/30/2012 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (RIC) PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) |
| OTHER ACTIVITIES |
|
COMMODITY TRADING ADVISOR |
ADVDB.CO • SOURCE: SEC FORM ADV