AUM
Employee Count
Main Office
| Discretion | AUM |
|---|---|
| Discretionary | $0.1 |
| Non-Discretionary | $0.0 |
| Total | $0.1 |
| Client | AUM |
|---|---|
| Retail | $0.1 |
| Pooled | $0.0 |
| Institutional | $0.0 |
| Total | $0.1 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 1,268 | $0.1 |
| Average Individual AUM | $104,367 | |
| HNW | 9 | $0.0 |
| Average HNW AUM | $1,517,837 | |
| Retail Total | 1,277 | $0.1 |
| Average Retail AUM | $114,329 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
| Custodian | Location | AUM |
|---|
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.1 |
| Retail SMA AUM | $0.1 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 17% | $0.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 18% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 38% | $0.1 |
| Other Pools | 0% | $0.0 |
| Cash | 23% | $0.0 |
| Other | 0% | $0.0 |
| Total | 96% | $0.1 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
| No control persons found |
ADVDB.CO • SOURCE: SEC
3 active representatives found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| KELLY SHUFFLER | KINGMAN | AZ | S65|2022-02-10 | ||||||
| SCOTT PRESTON | KINGMAN | AZ | S63|1999-03-01|S65|2006-05-13 | ||||||
| SHAY STIERS | KINGMAN | AZ | S65|2020-05-12 | ||||||
ADVDB.CO • SOURCE: SEC
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-05-02 | $0.1 | $0.0 | 0% | 4 | 0 | 0% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| STATE REGISTRATIONS |
| AZ, AR-04/22/2025, AZ-04/22/2025, CA-04/22/2025, CO-04/22/2025, FL-04/22/2025, GA-04/22/2025, IA-04/22/2025, ID-04/22/2025, IL-04/22/2025, IN-04/22/2025, KS-04/22/2025, MI-04/22/2025, MN-04/22/2025, NM-04/22/2025, NV-04/22/2025, OH-04/22/2025, OK-04/22/2025, OR-04/22/2025, SC-04/22/2025, TN-04/22/2025, TX-04/22/2025, UT-04/22/2025, WA-04/22/2025 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT MANAGER SELECTION |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV