PRINCETON GLOBAL ASSET MANAGEMENT LLC

Latest filing: Mar 20, 2025 (70 days ago)

View on IAPD

Adviser Website

AUM

$782,787,247

29% change vs. 1 year ago

50% change vs. 3 years ago

69% change vs. 5 years ago

488% change vs. 10 years ago

Employee Count

13% change vs. 1 year ago

21% change vs. 3 years ago

6% change vs. 5 years ago

143% change vs. 10 years ago

Main Office

PRINCETON, NJ

17 HULFISH STREET, PRINCETON, NJ, UNITED STATES, 08542

Client AUM

Discretion	AUM
Discretionary	$0.8
Non-Discretionary	$0.0
Total	$0.8

Client	AUM
Retail	$0.8
Pooled	$0.0
Institutional	$0.0
Total	$0.8

Retail	Accounts	AUM
Individual	240	$0.1
Average Individual AUM		$373,648
HNW	183	$0.7
Average HNW AUM		$3,610,218
Retail Total	423	$0.8
Average Retail AUM		$1,773,866

ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV

SMA Custodians

Custodian	Location	AUM
CHARLES SCHWAB & CO., INC.	SAN FRANCISCO-CA-USA	$0.4
NATIONAL FINANCIAL SERVICES LLC	BOSTON-MA-USA	$0.1

ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV

Separately Managed Assets

Breakdown	AUM
Total SMA AUM	$0.8
Retail SMA AUM	$0.8
Institutional SMA AUM	$0.0

Asset Class	%	AUM
Equity Exch	67%	$0.5
Equity Non-Exch	0%	$0.0
Govt Agency	2%	$0.0
Municipal	2%	$0.0
Sovereign	0%	$0.0
IG Credit	5%	$0.0
HY Credit	2%	$0.0
Derivatives	0%	$0.0
Investment Companies	12%	$0.1
Other Pools	0%	$0.0
Cash	10%	$0.1
Other	0%	$0.0
Total	100%	$0.8

ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV

Control Persons

5 active

Name	Title
GERARD, PAUL, JEFFREY IAPD Broker	CHAIRMAN
HEYMSFELD, JOEL IAPD Broker	CHIEF INVESTMENT OFFICER
SHAVER, BRETT, MICHAEL IAPD Broker	PRESIDENT AND CCO
MOSELEY, RICHARD, MICHAEL IAPD Broker	PARTNER AND PORTFOLIO MANAGER

ADVDB.CO • SOURCE: SEC

Representatives

16 active representatives found

Name	City	State	Exams	Designations
JOSEPH SCHREINER	PRINCETON	NJ	S65\|2019-07-29
MARCELL PICKENS	PRINCETON	NJ	S63\|2007-09-14\|S65\|2007-09-28
PAUL LEBOWITZ	PRINCETON	NJ	S63\|1987-04-09	CERTIFIED FINANCIAL PLANNER
TARA BANSAL	PRINCETON	NJ	S65\|2008-03-27	CERTIFIED FINANCIAL PLANNER
ROBERT SPADAFORD	PRINCETON	NJ	S66\|2006-01-30
DUANE LOVE	PRINCETON	NJ	S65\|2020-02-04
FRANCIS KEENE	PRINCETON	NJ	S63\|1985-10-29\|S65\|1991-05-09	CERTIFIED FINANCIAL PLANNER
BRENDAN MCPOYLE	PRINCETON	NJ	S63\|2002-08-28\|S66\|2003-10-21	CERTIFIED FINANCIAL PLANNER
BRETT SHAVER	PRINCETON	NJ	S66\|2002-10-02	CHARTERED FINANCIAL ANALYST
JAMES KILCOMMONS	PRINCETON	NJ	S63\|1985-03-11\|S65\|1990-12-27	CERTIFIED FINANCIAL PLANNER
PAUL GERARD	PRINCETON	NJ	S63\|1988-02-25\|S65\|1991-09-20	CHARTERED FINANCIAL ANALYST
GEORGE WISLAR	PRINCETON	NJ	S63\|1987-03-19\|S65\|2006-08-07
RICHARD MOSELEY	PRINCETON	NJ	S63\|2004-12-09\|S65\|2013-09-19\|S66\|2008-01-02
WILLIAM KUFTA	PRINCETON	NJ	S65\|2016-01-29
DANIEL HANLEY	PRINCETON	NJ	S63\|1994-11-07\|S65\|2013-08-12	CERTIFIED FINANCIAL PLANNER
JOEL HEYMSFELD	PRINCETON	NJ	S63\|1991-08-19\|S65\|1991-08-05	CHARTERED FINANCIAL ANALYST

ADVDB.CO • SOURCE: SEC

History

Date	AUM	AUM ∆	AUM % ∆	Empl	Empl ∆	Empl % ∆
2025-05-02	$0.8	$0.0	0%	17	0	0%
2025-04-21	$0.8	$0.0	0%	17	0	0%
2024-04-02	$0.6	$0.2	29%	15	2	13%
2023-04-04	$0.5	$0.3	59%	13	4	31%
2022-04-01	$0.5	$0.3	50%	14	3	21%
2021-04-05	$0.4	$0.3	78%	15	2	13%
2020-04-01	$0.5	$0.3	69%	16	1	6%
2019-04-01	$0.2	$0.6	294%	9	8	89%
2018-04-02	$0.2	$0.6	290%	9	8	89%
2017-04-01	$0.2	$0.6	385%	7	10	143%
2016-04-01	$0.1	$0.7	600%	7	10	143%
2015-04-01	$0.1	$0.6	488%	7	10	143%
2014-04-01	$0.1	$0.7	521%	7	10	143%
2013-04-01	$0.1	$0.7	618%	7	10	143%

ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV

Other

STATE REGISTRATIONS

NJ, CA-04/29/2021, CT-04/29/2021, DE-09/18/2019, FL-04/09/2010, MD-12/02/2024, NC-01/29/2025, NJ-04/09/2010, NY-04/09/2010, PA-05/24/2017, TX-04/09/2010

ADVISER ACTIVITIES

FINANCIAL PLANNING
PORTFOLIO MANAGEMENT
PENSION CONSULTING
EDUCATIONAL WORKSHOPS

OTHER ACTIVITIES

ADVDB.CO • SOURCE: SEC FORM ADV