PT ASSET MANAGEMENT, LLC
Latest filing: Mar 31, 2025 (58 days ago)
AUM
$9,587,215,582
37% change vs. 1 year ago
23% change vs. 3 years ago
157% change vs. 5 years ago
684% change vs. 10 years ago
Employee Count
52
8% change vs. 1 year ago
53% change vs. 3 years ago
100% change vs. 5 years ago
93% change vs. 10 years ago
Main Office
CHICAGO, IL
500 W. MADISON STREET, CHICAGO, IL, UNITED STATES, 60661
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $9.6 |
| Non-Discretionary | $0.0 |
| Total | $9.6 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $9.6 |
| Institutional | $0.0 |
| Total | $9.6 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 0 | $0.0 |
| Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| U.S BANK ASSOCATION | ST. PAUL-MN-USA | $0.0 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.0 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 0% | $0.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 2% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 1% | $0.0 |
| Other | 97% | $0.0 |
| Total | 100% | $0.0 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| PERFORMANCE TRUST CAPITAL PARTNERS, LLC | $0.0 | broker-dealer | 36155 |
| PT CAPITAL PARTNERS LIMITED | $0.0 | broker-dealer | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
10 active
| Name | Title |
|---|---|
| NUSSBAUM, PHILIP, MARK | BOARD MEMBER |
| PLAISS, GEORGE, M | SENIOR PORTFOLIO MANAGER |
| HARRIS, ANTHONY, JAMES | SENIOR PORTFOLIO MANAGER |
| HOWLAND, DAVID, ROBERTS | BOARD MEMBER |
| DRANFIELD, SEAN, MICHAEL-THOMAS | CHIEF EXECUTIVE OFFICER |
| BROWN, ERIC, PAUL | BOARD MEMBER |
| BONGA, BRADLEY, DALE | BOARD MEMBER |
| HAYES, STEVEN, SPIRO | DIRECTOR OF FINANCE |
| DUFFY, ANNE, MARIE | CHIEF COMPLIANCE OFFICER & GENERAL COUNSEL |
ADVDB.CO • SOURCE: SEC
Representatives
11 active representatives found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| GEORGE PLAISS | CHICAGO | IL | CHARTERED FINANCIAL ANALYST | ||||||
| COLIN ARNOLD | CHICAGO | IL | S66|2014-10-11 | ||||||
| ANTHONY HARRIS | CHICAGO | IL | S63|2003-04-23|S65|2011-09-15 | ||||||
| SEAN DRANFIELD | CHICAGO | IL | S63|2004-10-28|S65|2012-02-27 | ||||||
| MARK PEILER | CHICAGO | IL | S63|1995-02-24|S65|1996-05-20 | CHARTERED FINANCIAL ANALYST | |||||
| MAX SALK | CHICAGO | IL | CHARTERED FINANCIAL ANALYST | ||||||
| ANDREW NELSON | CHICAGO | IL | S63|1992-09-03|S65|2018-06-25 | ||||||
| MARK TOMETICH | CHICAGO | IL | S63|2015-10-26|S66|2021-07-01 | ||||||
| LARS ANDERSON | CHICAGO | IL | CHARTERED FINANCIAL ANALYST | ||||||
| BROOKE TYLER | CHICAGO | IL | S63|2019-03-29|S65|2019-03-15 | ||||||
| KEVIN MILLER | CHICAGO | IL | S66|2014-08-05 | CERTIFIED FINANCIAL PLANNER | |||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-05-02 | $9.6 | $0.0 | 0% | 52 | 0 | 0% |
| 2025-04-21 | $9.6 | $0.0 | 0% | 52 | 0 | 0% |
| 2024-04-02 | $7.0 | $2.6 | 37% | 48 | 4 | 8% |
| 2023-04-04 | $5.5 | $4.0 | 73% | 44 | 8 | 18% |
| 2022-04-01 | $7.8 | $1.8 | 23% | 34 | 18 | 53% |
| 2021-04-05 | $5.7 | $3.9 | 70% | 28 | 24 | 86% |
| 2020-04-01 | $3.7 | $5.9 | 157% | 26 | 26 | 100% |
| 2019-04-01 | $2.3 | $7.3 | 322% | 23 | 29 | 126% |
| 2018-04-02 | $1.9 | $7.7 | 396% | 27 | 25 | 93% |
| 2017-04-01 | $1.8 | $7.8 | 432% | 27 | 25 | 93% |
| 2016-04-01 | $1.5 | $8.0 | 519% | 30 | 22 | 73% |
| 2015-04-01 | $1.2 | $8.4 | 684% | 27 | 25 | 93% |
| 2014-04-01 | $1.1 | $8.5 | 763% | 24 | 28 | 117% |
| 2013-04-01 | $1.0 | $8.6 | 872% | 27 | 25 | 93% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| IL, IL-06/03/1998, MN-03/31/2025, WI-03/29/2024 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (RIC) PORTFOLIO MANAGEMENT (SMB) |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV