PVG ASSET MANAGEMENT CORP
Latest filing: Mar 20, 2025 (86 days ago)
AUM
$617,865,000
23% change vs. 1 year ago
81% change vs. 3 years ago
111% change vs. 5 years ago
12% change vs. 10 years ago
Employee Count
9
80% change vs. 1 year ago
-10% change vs. 3 years ago
-10% change vs. 5 years ago
29% change vs. 10 years ago
Main Office
CENTENNIAL, CO
6898 S. UNIVERSITY BLVD., CENTENNIAL, CO, UNITED STATES, 80122
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $0.5 |
| Non-Discretionary | $0.2 |
| Total | $0.6 |
| Client | AUM |
|---|---|
| Retail | $0.5 |
| Pooled | $0.0 |
| Institutional | $0.2 |
| Total | $0.6 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 991 | $0.5 |
| Average Individual AUM | $472,114 | |
| HNW | 991 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 1,982 | $0.5 |
| Average Retail AUM | $236,057 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.6 |
| Retail SMA AUM | $0.5 |
| Institutional SMA AUM | $0.2 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 19% | $0.1 |
| Equity Non-Exch | 42% | $0.3 |
| Govt Agency | 1% | $0.0 |
| Municipal | 1% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 1% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 6% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 25% | $0.2 |
| Other | 5% | $0.0 |
| Total | 100% | $0.6 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Control Persons
Representatives
4 active representatives found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| BRUCE AMMAN | DENVER | CO | S63|1991-05-08|S65|2001-03-30 | ||||||
| BRETT FRASCATI | DENVER | CO | S63|2008-06-25|S65|2012-10-26 | ||||||
| JOSEPH PECORARO | DENVER | CO | CHARTERED FINANCIAL ANALYST | ||||||
| PATRICK ADAMS | DENVER | CO | |||||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-05-02 | $0.6 | $0.0 | 0% | 9 | 0 | 0% |
| 2025-04-21 | $0.6 | $0.0 | 0% | 9 | 0 | 0% |
| 2024-04-02 | $0.5 | $0.1 | 23% | 5 | 4 | 80% |
| 2023-04-04 | $0.4 | $0.3 | 76% | 8 | 1 | 12% |
| 2022-04-01 | $0.3 | $0.3 | 81% | 10 | -1 | -10% |
| 2021-04-05 | $0.3 | $0.3 | 114% | 10 | -1 | -10% |
| 2020-04-01 | $0.3 | $0.3 | 111% | 10 | -1 | -10% |
| 2019-04-01 | $0.2 | $0.4 | 163% | 10 | -1 | -10% |
| 2018-04-02 | $0.3 | $0.3 | 82% | 10 | -1 | -10% |
| 2017-04-01 | $0.5 | $0.2 | 36% | 9 | 0 | 0% |
| 2016-04-01 | $0.3 | $0.3 | 107% | 7 | 2 | 29% |
| 2015-04-01 | $0.6 | $0.1 | 12% | 7 | 2 | 29% |
| 2014-04-01 | $0.7 | -$0.1 | -17% | 8 | 1 | 12% |
| 2013-04-01 | $0.2 | $0.4 | 180% | 5 | 4 | 80% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| CO, AZ-06/23/2009, CA-08/18/1999, CO-01/01/1999, FL-04/02/2013, IL-03/27/2012, MD-02/22/2023, MI-04/01/2013, MN-01/03/1994, MO-02/22/2023, MT-02/22/2023, NC-04/01/2013, NV-03/26/2012, NY-10/23/2024, OK-02/22/2023, OR-04/01/2013, PA-04/01/2013, TX-06/23/2009, VA-04/01/2013, WA-03/26/2012 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (POOLS) |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV