AUM
Employee Count
Main Office
| Discretion | AUM |
|---|---|
| Discretionary | $3.5 |
| Non-Discretionary | $0.0 |
| Total | $3.5 |
| Client | AUM |
|---|---|
| Retail | $3.5 |
| Pooled | $0.0 |
| Institutional | $0.0 |
| Total | $3.5 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 821 | $0.4 |
| Average Individual AUM | $500,494 | |
| HNW | 1,080 | $3.1 |
| Average HNW AUM | $2,897,442 | |
| Retail Total | 1,901 | $3.5 |
| Average Retail AUM | $1,862,253 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
| Custodian | Location | AUM |
|---|---|---|
| NATIONAL FINANCIAL SERVICES LLC | WESTLAKE-TX-USA | $3.0 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $3.5 |
| Retail SMA AUM | $3.5 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 10% | $0.4 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 1% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 3% | $0.1 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 81% | $2.9 |
| Other Pools | 0% | $0.0 |
| Cash | 5% | $0.2 |
| Other | 0% | $0.0 |
| Total | 100% | $3.5 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| QUOTIENT TAX TRUST AND ESTATE SERVICES, L.P. | $0.0 | accountancy | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
22 active representatives found, showing 20 random
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| TIMOTHY HARDER | IRVING | TX | S66|2008-03-15|S63|2020-09-22 | ||||||
| MARKHAM HAWKINS | IRVING | TX | S63|2011-05-17|S66|2012-12-07 | ||||||
| KEVIN WILSON | IRVING | TX | S65|2020-06-29 | ||||||
| JAMES RICH | IRVING | TX | S63|2015-06-19|S66|2016-06-29 | CERTIFIED FINANCIAL PLANNER | |||||
| MATTHEW BENNETT | IRVING | TX | S65|2013-02-23 | CERTIFIED FINANCIAL PLANNER | |||||
| ANTHONY LOVE | IRVING | TX | S63|2014-08-18|S65|2015-06-23 | CERTIFIED FINANCIAL PLANNER | |||||
| MATTHEW DAVIS | IRVING | TX | CERTIFIED FINANCIAL PLANNER | ||||||
| JEFFREY SEVERE | IRVING | TX | S63|1994-12-20 | ||||||
| CHRISTOPHER MOHRING | IRVING | TX | S66|2013-10-24 | CERTIFIED FINANCIAL PLANNER | |||||
| BRIAN WEATHERLY | IRVING | TX | S65|2012-03-24|S63|2014-05-11 | ||||||
| JAMES WARBURTON | IRVING | TX | CERTIFIED FINANCIAL PLANNER | ||||||
| JARED DAVIS | IRVING | TX | S65|2016-07-21 | ||||||
| CARLOS GUIDOTTI | IRVING | TX | S65|2022-09-19 | ||||||
| COLIN FAULK | IRVING | TX | S63|2018-11-19|S66|2020-09-29 | ||||||
| LUCAS BAKER | IRVING | TX | S65|2022-01-10 | ||||||
| JOSEPH CALHOUN | IRVING | TX | S63|2017-03-30|S65|2020-03-05 | CERTIFIED FINANCIAL PLANNER | |||||
| LARRY JACKSON | IRVING | TX | S66|2003-01-16 | ||||||
| BRANDON ROSS | IRVING | TX | S63|1998-08-24|S66|2001-07-06 | ||||||
| OWEN PINK | IRVING | TX | S66|2018-09-05 | ||||||
| BRUCE FITZSIMMONS | IRVING | TX | S66|2008-03-28 | ||||||
ADVDB.CO • SOURCE: SEC
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-08-01 | $3.5 | $0.0 | 0% | 51 | 0 | 0% |
| 2025-04-21 | $3.5 | $0.0 | 0% | 51 | 0 | 0% |
| 2024-04-02 | $3.1 | $0.4 | 14% | 39 | 12 | 31% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| STATE REGISTRATIONS |
| TX, AL-08/20/2024, AR-08/20/2024, AZ-08/20/2024, CA-09/01/2023, CO-09/01/2023, CT-09/01/2023, FL-09/01/2023, LA-08/20/2024, MA-09/01/2023, ME-03/26/2025, MT-08/20/2024, NC-09/01/2023, NE-08/20/2024, NH-08/20/2024, NJ-09/01/2023, NM-08/20/2024, NY-09/01/2023, OH-08/20/2024, OK-09/01/2023, PA-08/20/2024, SC-09/01/2023, TN-08/20/2024, TX-09/01/2023, UT-08/20/2024, VA-08/20/2024, WA-09/01/2023 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (SMB) MANAGER SELECTION |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV