AUM
Employee Count
Main Office
| Discretion | AUM |
|---|---|
| Discretionary | $1.8 |
| Non-Discretionary | $0.0 |
| Total | $1.8 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $1.8 |
| Institutional | $0.0 |
| Total | $1.8 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 0 | $0.0 |
| Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
| Custodian | Location | AUM |
|---|
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.0 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 0% | $0.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 0% | $0.0 |
| Other | 0% | $0.0 |
| Total | 0% | $0.0 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| QVT FINANCIAL INVESTMENT GP LLC | $0.0 | - | |
| QVT ADVISORS PRIVATE LIMITED | $0.0 | - | |
| FOURTH AVENUE CAPITAL PARTNERS GP LLC | $0.0 | - | |
| ASHOKAN ASSOCIATES GP LLC | $0.0 | - | |
| QVT ASSOCIATES GP LLC | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
9 active
| Name | Title |
|---|---|
| BRUMM, NICHOLAS, DAVID STUPNICK | LIMITED PARTNER |
| GOLD, DANIEL, ALLEN | CHIEF EXECUTIVE OFFICER; LIMITED PARTNER, MEMBER |
| CHU, ARTHUR, PAISHIH | LIMITED PARTNER |
| FU, TRACY, CHUIN | LIMITED PARTNER |
| EISNER, MARGARET, SARAH | CHIEF COMPLIANCE OFFICER |
| GAT, MICHAEL | GENERAL COUNSEL |
| KAISER-PENDERGRAST, VICTOR, ANDREW | CHIEF OPERATING OFFICER |
ADVDB.CO • SOURCE: SEC
| No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-06-02 | $1.8 | $0.0 | 0% | 32 | 0 | 0% |
| 2025-04-21 | $1.8 | $0.0 | 0% | 32 | 0 | 0% |
| 2024-04-02 | $2.1 | -$0.4 | -18% | 30 | 2 | 7% |
| 2023-04-04 | $2.2 | -$0.5 | -21% | 32 | 0 | 0% |
| 2022-04-01 | $2.9 | -$1.2 | -41% | 32 | 0 | 0% |
| 2021-04-05 | $2.9 | -$1.1 | -39% | 32 | 0 | 0% |
| 2020-04-01 | $1.8 | -$0.1 | -5% | 39 | -7 | -18% |
| 2019-04-01 | $1.8 | -$0.1 | -5% | 39 | -7 | -18% |
| 2018-04-02 | $2.9 | -$1.2 | -40% | 69 | -37 | -54% |
| 2017-04-01 | $4.3 | -$2.5 | -59% | 74 | -42 | -57% |
| 2016-04-01 | $4.9 | -$3.1 | -64% | 74 | -42 | -57% |
| 2015-04-01 | $6.3 | -$4.5 | -72% | 82 | -50 | -61% |
| 2014-04-01 | $8.9 | -$7.2 | -80% | 90 | -58 | -64% |
| 2013-04-01 | $13.5 | -$11.7 | -87% | 89 | -57 | -64% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| STATE REGISTRATIONS |
| NY, |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT (POOLS) |
| OTHER ACTIVITIES |
|
COMMODITY TRADING ADVISOR |
ADVDB.CO • SOURCE: SEC FORM ADV