AUM
Employee Count
Main Office
Discretion | AUM |
---|---|
Discretionary | $0.1 |
Non-Discretionary | $0.0 |
Total | $0.1 |
Client | AUM |
---|---|
Retail | $0.1 |
Pooled | $0.0 |
Institutional | $0.0 |
Total | $0.1 |
Retail | Accounts | AUM |
---|---|---|
Individual | 39 | $0.0 |
Average Individual AUM | $233,882 | |
HNW | 19 | $0.1 |
Average HNW AUM | $3,137,351 | |
Retail Total | 58 | $0.1 |
Average Retail AUM | $1,185,018 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
Custodian | Location | AUM |
---|---|---|
CHARLES SCHWAB & CO., INC. | SAN FRANCISCO-CA-USA | $0.1 |
MTG, LLC | NEW YORK-NY-USA | $0.0 |
ALTRUIST FINANCIAL LLC | CULVER CITY-CA-USA | $0.0 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Breakdown | AUM |
---|---|
Total SMA AUM | $0.1 |
Retail SMA AUM | $0.1 |
Institutional SMA AUM | $0.0 |
Asset Class | % | AUM |
---|---|---|
Equity Exch | 95% | $0.1 |
Equity Non-Exch | 0% | $0.0 |
Govt Agency | 0% | $0.0 |
Municipal | 0% | $0.0 |
Sovereign | 0% | $0.0 |
IG Credit | 0% | $0.0 |
HY Credit | 0% | $0.0 |
Derivatives | 0% | $0.0 |
Investment Companies | 0% | $0.0 |
Other Pools | 5% | $0.0 |
Cash | 0% | $0.0 |
Other | 0% | $0.0 |
Total | 100% | $0.1 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
4 active representatives found
Name | City | State | Exams | Designations | |||||
---|---|---|---|---|---|---|---|---|---|
CINDY MOTA RIOS | MANHATTAN | NY | S63|2012-07-20 | CERTIFIED FINANCIAL PLANNER | |||||
ANNA N'JIE-KONTE | MANHATTAN | NY | S66|2015-05-08 | CERTIFIED FINANCIAL PLANNER | |||||
WILLIE GHOLSTON | MANHATTAN | NY | CHARTERED FINANCIAL ANALYST | ||||||
KEITH BEVERLY | MANHATTAN | NY | S66|2004-03-09|S63|2015-03-19 | CERTIFIED FINANCIAL PLANNER|CHARTERED FINANCIAL ANALYST |
ADVDB.CO • SOURCE: SEC
Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
---|---|---|---|---|---|---|
2025-06-02 | $0.1 | $0.0 | 0% | 5 | 0 | 0% |
2025-04-21 | $0.1 | $0.0 | 0% | 5 | 0 | 0% |
2024-04-02 | $0.1 | $0.0 | 30% | 5 | 0 | 0% |
2023-04-04 | $0.1 | $0.1 | 82% | 6 | -1 | -17% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
STATE REGISTRATIONS |
NY, CA-04/18/2022, CO-04/18/2022, DC-04/18/2022, GA-04/18/2022, MD-04/18/2022, NC-04/18/2022, NJ-12/07/2022, NY-04/18/2022, TX-04/18/2022, VA-04/18/2022, WA-04/18/2022 |
ADVISER ACTIVITIES |
FINANCIAL PLANNING PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (POOLS) EDUCATIONAL WORKSHOPS |
OTHER ACTIVITIES |
INSURANCE AGENT |
ADVDB.CO • SOURCE: SEC FORM ADV