REDWOOD INVESTMENTS, LLC
Latest filing: Mar 31, 2025 (85 days ago)
AUM
$1,051,815,908
-38% change vs. 1 year ago
-52% change vs. 3 years ago
-47% change vs. 5 years ago
43% change vs. 10 years ago
Employee Count
7
-42% change vs. 1 year ago
-56% change vs. 3 years ago
-59% change vs. 5 years ago
-22% change vs. 10 years ago
Main Office
BOSTON, MA
265 FRANKLIN STREET, BOSTON, MA, UNITED STATES, 02110
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $1.1 |
| Non-Discretionary | $0.0 |
| Total | $1.1 |
| Client | AUM |
|---|---|
| Retail | $0.1 |
| Pooled | $0.3 |
| Institutional | $0.7 |
| Total | $1.1 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 1 | $0.0 |
| Average Individual AUM | $98,457 | |
| HNW | 72 | $0.1 |
| Average HNW AUM | $1,115,225 | |
| Retail Total | 73 | $0.1 |
| Average Retail AUM | $1,101,296 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| STATE STREET BANK AND TRUST COMPANY | BOSTON-MA-USA | $1.1 |
| JPMORGAN CHASE & CO. | NEW YORK-NY-USA | $0.2 |
| THE BANK OF NEW YORK MELLON | NEW YORK-NY-USA | $0.2 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.8 |
| Retail SMA AUM | $0.1 |
| Institutional SMA AUM | $0.7 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 97% | $0.8 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 3% | $0.0 |
| Other | 0% | $0.0 |
| Total | 100% | $0.8 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| FRED ALGER MANAGEMENT, LLC | $20.6 | 106750 | |
| WEATHERBIE CAPITAL, LLC | $1.9 | 105991 | |
| ALGER ALTERNATIVE HOLDINGS, LLC | $0.0 | - | |
| WEATHERBIE LIMITED PARTNERSHIP | $0.0 | - | |
| FRED ALGER & COMPANY, LLC | $0.0 | broker-dealer | 5300 |
| ALGER ALTERNATIVE HOLDINGS II, LLC | $0.0 | - | |
| ALGER MANAGEMENT, LTD | $0.0 | broker-dealer | - |
| WEATHERBIE MANAGEMENT LLC | $0.0 | - | |
| ALGER MANAGEMENT, (SINGAPORE) PTE. LTD. | $0.0 | broker-dealer | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
11 active
| Name | Title |
|---|---|
| SILVER, JENNIFER, KATZ | MANAGING PARTNER, BOARD OF MANAGERS |
| MUFSON, MICHAEL, J | MANAGING PARTNER, BOARD OF MANAGERS |
| ALGER, NICOLE, DEMARIGNY | STOCKHOLDER |
| ALGER, HILARY, MILLER | STOCKHOLDER |
| ALGER, ALEXANDRA, DEWEY | STOCKHOLDER |
| PAYNE, TINA | CHIEF COMPLIANCE OFFICER |
| CHUNG, DANIEL, CAYLEY | BOARD OF MANAGERS |
| LIEBES, HAL | BOARD OF MANAGERS |
| HENDRICKS, MAUREEN, AGNES | BOARD OF MANAGERS |
ADVDB.CO • SOURCE: SEC
Representatives
4 active representatives found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| DONALD SMITH | NEWTON | MA | CHARTERED FINANCIAL ANALYST | ||||||
| EZRA SAMET | NEWTON | MA | CHARTERED FINANCIAL ANALYST | ||||||
| JENNIFER SILVER | NEWTON | MA | S63|1997-11-21 | CHARTERED FINANCIAL ANALYST | |||||
| MICHAEL MUFSON | NEWTON | MA | CHARTERED FINANCIAL ANALYST | ||||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-05-02 | $1.1 | $0.0 | 0% | 7 | 0 | 0% |
| 2025-04-21 | $1.1 | $0.0 | 0% | 7 | 0 | 0% |
| 2024-04-02 | $1.7 | -$0.6 | -38% | 12 | -5 | -42% |
| 2023-04-04 | $1.8 | -$0.7 | -40% | 14 | -7 | -50% |
| 2022-04-01 | $2.2 | -$1.1 | -52% | 16 | -9 | -56% |
| 2021-04-05 | $2.2 | -$1.2 | -53% | 17 | -10 | -59% |
| 2020-04-01 | $2.0 | -$0.9 | -47% | 17 | -10 | -59% |
| 2019-04-01 | $1.8 | -$0.8 | -42% | 17 | -10 | -59% |
| 2018-04-02 | $2.2 | -$1.2 | -52% | 14 | -7 | -50% |
| 2017-04-01 | $1.3 | -$0.2 | -16% | 16 | -9 | -56% |
| 2016-04-01 | $1.0 | $0.0 | 3% | 10 | -3 | -30% |
| 2015-04-01 | $0.7 | $0.3 | 43% | 9 | -2 | -22% |
| 2014-04-01 | $0.8 | $0.3 | 39% | 9 | -2 | -22% |
| 2013-04-01 | $0.7 | $0.4 | 56% | 9 | -2 | -22% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| MA, CA-11/02/2010, FL-03/11/2022, GA-03/11/2022, MA-10/20/2004, MD-03/30/2017, NY-06/20/2011, PA-03/30/2017, TX-03/30/2016 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (RIC) PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV