RELATIVE VALUE PARTNERS, LLC
Latest filing: Apr 25, 2024 (598 days ago)
AUM
$2,568,654,265
15% change vs. 1 year ago
62% change vs. 3 years ago
154% change vs. 5 years ago
0% change vs. 10 years ago
Employee Count
21
0% change vs. 1 year ago
62% change vs. 3 years ago
62% change vs. 5 years ago
0% change vs. 10 years ago
Main Office
NORTHBROOK, IL
1033 SKOKIE BOULEVARD, NORTHBROOK, IL, UNITED STATES, 60062
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $2.3 |
| Non-Discretionary | $0.3 |
| Total | $2.6 |
| Client | AUM |
|---|---|
| Retail | $2.5 |
| Pooled | $0.0 |
| Institutional | $0.0 |
| Total | $2.6 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 55 | $0.0 |
| Average Individual AUM | $852,964 | |
| HNW | 260 | $2.5 |
| Average HNW AUM | $9,605,065 | |
| Retail Total | 315 | $2.5 |
| Average Retail AUM | $8,076,920 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| FIDELITY BROKERAGE SERVICES LLC | SMITHFIELD-RI-USA | $1.5 |
| CHARLES SCHWAB & CO., INC. | SAN FRANCISCO-CA-USA | $0.6 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $2.6 |
| Retail SMA AUM | $2.5 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 18% | $0.5 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 2% | $0.1 |
| Municipal | 1% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 71% | $1.8 |
| Other Pools | 0% | $0.0 |
| Cash | 5% | $0.1 |
| Other | 3% | $0.1 |
| Total | 100% | $2.6 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| STRATEGIC WEALTH PARTNERS GROUP, LLC | $3.5 | 174052 | |
| FOCUS RISK SOLUTIONS, LLC | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
Representatives
15 active representatives found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| CATHERINE GOEL | NORTHBROOK | IL | S63|2004-09-29|S65|2007-12-05 | ||||||
| BRIAN CALLAHAN | NORTHBROOK | IL | S65|2012-07-26 | ||||||
| MAURY FERTIG | NORTHBROOK | IL | S63|1985-12-12|S65|2004-10-18 | ||||||
| QUINN MARTIN | NORTHBROOK | IL | S65|2018-02-23|S63|2018-01-26 | CERTIFIED FINANCIAL PLANNER | |||||
| JEFFREY FOSSELMAN | NORTHBROOK | IL | CERTIFIED FINANCIAL PLANNER | ||||||
| KATHRYN GLANZ | NORTHBROOK | IL | S65|2008-06-27 | CERTIFIED FINANCIAL PLANNER | |||||
| ERNEST MACVICAR | NORTHBROOK | IL | S63|1985-05-14|S65|2017-10-26 | ||||||
| ROBERT HUFFMAN | NORTHBROOK | IL | S63|1984-11-30|S65|2004-10-19 | ||||||
| WHITNEY SPALDING SPENCER | NORTHBROOK | IL | S65|2018-04-23 | CERTIFIED FINANCIAL PLANNER | |||||
| GREGORY NEER | NORTHBROOK | IL | S63|2008-02-28|S65|2012-07-03 | ||||||
| DAVID MCGRANAHAN | NORTHBROOK | IL | S63|1994-10-28|S65|2016-09-08 | ||||||
| JENNIFER DAVIS | NORTHBROOK | IL | S65|2013-09-21|S63|2015-09-25 | CERTIFIED FINANCIAL PLANNER | |||||
| DOUGLAS CRIMMINS | NORTHBROOK | IL | S63|1993-11-11|S65|2014-06-11 | ||||||
| REBECCA DEATON | NORTHBROOK | IL | S65|1998-10-20 | CERTIFIED FINANCIAL PLANNER | |||||
| RUTH URESS | NORTHBROOK | IL | S63|2007-02-27|S66|2009-03-24 | CERTIFIED FINANCIAL PLANNER | |||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| IL, CA-07/01/2015, CO-11/10/2023, CT-07/01/2015, DC-03/28/2024, FL-07/30/2015, IL-08/17/2015, LA-03/28/2016, MA-03/24/2023, MD-03/24/2022, NJ-08/12/2015, NY-07/01/2015, OH-01/12/2022, PA-03/28/2024, TX-11/18/2022, WI-01/12/2022 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (SMB) MANAGER SELECTION |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV