RICHARD BERNSTEIN ADVISORS LLC
Latest filing: Mar 25, 2025 (168 days ago)
AUM
$4,954,561,817
-5% change vs. 1 year ago
-18% change vs. 3 years ago
33% change vs. 5 years ago
209% change vs. 10 years ago
Employee Count
30
-14% change vs. 1 year ago
-9% change vs. 3 years ago
11% change vs. 5 years ago
67% change vs. 10 years ago
Main Office
NEW YORK, NY
1251 AVENUE OF THE AMERICAS, NEW YORK, NY, UNITED STATES, 10020
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $5.0 |
| Non-Discretionary | $0.0 |
| Total | $5.0 |
| Client | AUM |
|---|---|
| Retail | $3.1 |
| Pooled | $1.1 |
| Institutional | $0.7 |
| Total | $5.0 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 12,581 | $3.1 |
| Average Individual AUM | $248,034 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 12,581 | $3.1 |
| Average Retail AUM | $248,034 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| UBS FINANCIAL SERVICES INC. | WEEHAWKIN-NJ-USA | $1.7 |
| MORGAN STANLEY SMITH BARNEY LLC | PURCHASE-NY-USA | $1.6 |
| BANK OF NEW YORK MELLON CORPORATION | NEW YORK-NY-USA | $0.5 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $3.8 |
| Retail SMA AUM | $3.1 |
| Institutional SMA AUM | $0.7 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 98% | $3.7 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 2% | $0.1 |
| Other | 0% | $0.0 |
| Total | 100% | $3.8 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Control Persons
15 active
| Name | Title |
|---|---|
| BERNSTEIN, RICHARD, NMN | CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER, BOARD MEMBER AND MEMBER |
| MEYER, MICHAEL, HARRIS | CHIEF COMPLIANCE OFFICER |
| REAGAN, JOHN, RAYMOND | CHIEF TECHNOLOGY OFFICER |
| MCCOMBE, JOHN, JOSEPH | PRESIDENT, DIRECTOR OF DISTRIBUTION AND BOARD MEMBER |
| TARBEL, BARBARA | CHIEF FINANCIAL OFFICER AND BOARD MEMBER |
| GOLDFARB, PHILIP, STEPHEN | DIRECTOR OF TRADING |
| SUZUKI, DAN, JAMES | DEPUTY CHIEF INVESTMENT OFFICER & CHAIRMAN OF THE INVESTMENT COMMITTEE |
| KIRSCHNER, LISA | DIRECTOR OF RESEARCH |
| GRISWOLD, FRANK, MATTHEW | DIRECTOR OF INVESTMENTS AND RISK MANAGEMENT |
ADVDB.CO • SOURCE: SEC
Representatives
| No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-08-01 | $5.0 | $0.0 | 0% | 30 | 0 | 0% |
| 2025-04-21 | $5.0 | $0.0 | 0% | 30 | 0 | 0% |
| 2024-04-02 | $5.2 | -$0.3 | -5% | 35 | -5 | -14% |
| 2023-04-04 | $5.2 | -$0.3 | -5% | 36 | -6 | -17% |
| 2022-04-01 | $6.1 | -$1.1 | -18% | 33 | -3 | -9% |
| 2021-04-05 | $4.7 | $0.2 | 5% | 32 | -2 | -6% |
| 2020-04-01 | $3.7 | $1.2 | 33% | 27 | 3 | 11% |
| 2019-04-01 | $3.5 | $1.4 | 40% | 23 | 7 | 30% |
| 2018-04-02 | $3.2 | $1.8 | 55% | 19 | 11 | 58% |
| 2017-04-01 | $1.7 | $3.3 | 197% | 18 | 12 | 67% |
| 2016-04-01 | $1.5 | $3.4 | 221% | 17 | 13 | 76% |
| 2015-04-01 | $1.6 | $3.4 | 209% | 18 | 12 | 67% |
| 2014-04-01 | $1.2 | $3.8 | 319% | 16 | 14 | 88% |
| 2013-04-01 | $0.4 | $4.6 | 1218% | 10 | 20 | 200% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| NY, NY-06/01/2010 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (RIC) PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) NEWSLETTERS |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV