RICHARD YOUNG ASSOCIATES, LTD.
Latest filing: Mar 06, 2025 (132 days ago)
AUM
$972,379,424
16% change vs. 1 year ago
42% change vs. 3 years ago
111% change vs. 5 years ago
284% change vs. 10 years ago
Employee Count
16
7% change vs. 1 year ago
33% change vs. 3 years ago
60% change vs. 5 years ago
129% change vs. 10 years ago
Main Office
AUGUSTA, GA
205 HUDSON TRACE, AUGUSTA, GA, UNITED STATES, 30907
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $1.0 |
| Non-Discretionary | $0.0 |
| Total | $1.0 |
| Client | AUM |
|---|---|
| Retail | $1.0 |
| Pooled | $0.0 |
| Institutional | $0.0 |
| Total | $1.0 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 1,588 | $0.4 |
| Average Individual AUM | $266,626 | |
| HNW | 258 | $0.5 |
| Average HNW AUM | $2,104,930 | |
| Retail Total | 1,846 | $1.0 |
| Average Retail AUM | $523,550 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| CHARLES SCHWAB & CO., INC. | WESTLAKE-TX-USA | $0.8 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $1.0 |
| Retail SMA AUM | $1.0 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 1% | $0.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 97% | $0.9 |
| Other Pools | 0% | $0.0 |
| Cash | 2% | $0.0 |
| Other | 0% | $0.0 |
| Total | 100% | $1.0 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Control Persons
Representatives
8 active representatives found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| JOSHUA MARBERT | AUGUSTA | GA | S65|2017-01-12 | ||||||
| RYAN BORDERS | AUGUSTA | GA | S65|2018-11-12 | ||||||
| ZACHARY ALBANESE | AUGUSTA | GA | S66|2019-12-30 | ||||||
| JUSTIN FOLSOM | AUGUSTA | GA | S65|2023-12-03 | ||||||
| WALTER MARBERT | AUGUSTA | GA | S63|1995-05-09|S65|1995-02-07 | CERTIFIED FINANCIAL PLANNER | |||||
| JOHN TRAVIS | AUGUSTA | GA | S63|2006-11-22|S65|2010-03-30 | ||||||
| JOHN TRAVIS | AUGUSTA | GA | S65|2018-04-27 | CERTIFIED FINANCIAL PLANNER | |||||
| ABIGAIL GIBSON | AUGUSTA | GA | S65|2023-07-21 | ||||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-06-02 | $1.0 | $0.0 | 0% | 16 | 0 | 0% |
| 2025-04-21 | $1.0 | $0.0 | 0% | 16 | 0 | 0% |
| 2024-04-02 | $0.8 | $0.1 | 16% | 15 | 1 | 7% |
| 2023-04-04 | $0.7 | $0.3 | 42% | 13 | 3 | 23% |
| 2022-04-01 | $0.7 | $0.3 | 42% | 12 | 4 | 33% |
| 2021-04-05 | $0.5 | $0.4 | 83% | 12 | 4 | 33% |
| 2020-04-01 | $0.5 | $0.5 | 111% | 10 | 6 | 60% |
| 2019-04-01 | $0.4 | $0.6 | 158% | 11 | 5 | 45% |
| 2018-04-02 | $0.4 | $0.6 | 156% | 9 | 7 | 78% |
| 2017-04-01 | $0.3 | $0.7 | 219% | 8 | 8 | 100% |
| 2016-04-01 | $0.3 | $0.7 | 275% | 8 | 8 | 100% |
| 2015-04-01 | $0.3 | $0.7 | 284% | 7 | 9 | 129% |
| 2014-04-01 | $0.2 | $0.7 | 334% | 6 | 10 | 167% |
| 2013-04-01 | $0.2 | $0.8 | 442% | 6 | 10 | 167% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| GA, AL-03/11/2019, CA-03/11/2019, FL-03/27/2014, GA-06/22/2009, IL-03/11/2019, KY-02/22/2021, LA-02/24/2022, MD-02/24/2022, NC-03/11/2010, PA-04/02/2020, SC-06/22/2009, TN-03/11/2019, TX-03/26/2015, VA-02/25/2016, WA-02/27/2023 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT EDUCATIONAL WORKSHOPS |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV