RIVERWATER PARTNERS LLC
Latest filing: Apr 15, 2025 (114 days ago)
AUM
$600,209,973
-31% change vs. 1 year ago
-33% change vs. 3 years ago
1% change vs. 5 years ago
0% change vs. 10 years ago
Employee Count
11
-8% change vs. 1 year ago
0% change vs. 3 years ago
57% change vs. 5 years ago
0% change vs. 10 years ago
Main Office
MILWAUKEE, WI
1433 N. WATER STREET, MILWAUKEE, WI, UNITED STATES, 53202
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $0.2 |
| Non-Discretionary | $0.4 |
| Total | $0.6 |
| Client | AUM |
|---|---|
| Retail | $0.5 |
| Pooled | $0.0 |
| Institutional | $0.1 |
| Total | $0.6 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 68 | $0.0 |
| Average Individual AUM | $130,179 | |
| HNW | 101 | $0.4 |
| Average HNW AUM | $4,427,057 | |
| Retail Total | 169 | $0.5 |
| Average Retail AUM | $2,698,136 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| CHARLES SCHWAB & CO., INC. | SAN FRANCISCO-CA-USA | $0.4 |
| ONEAMERICA SECURITIES, INC. | INDIANAPOLIS-IN-USA | $0.3 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.6 |
| Retail SMA AUM | $0.5 |
| Institutional SMA AUM | $0.1 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 31% | $0.2 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 9% | $0.1 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 50% | $0.3 |
| Other Pools | 6% | $0.0 |
| Cash | 3% | $0.0 |
| Other | 0% | $0.0 |
| Total | 99% | $0.6 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Control Persons
6 active
| Name | Title |
|---|---|
| PECK, ADAM, JONATHAN | MEMBER AND CHIEF INVESTMENT OFFICER |
| PECK, LAURA, LEIGH | MEMBER |
| DRVARIC, MATTHEW, MICHAEL | PARTNER |
| WAIT, GREGORY, DEAN | PARTNER |
| BOHLEN, CYNTHIA, KAY | CHIEF MINDFULNESS OFFICER |
| POMBRA, MANOJ, KUMAR | CHIEF COMPLIANCE OFFICER |
ADVDB.CO • SOURCE: SEC
Representatives
7 active representatives found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| NATHAN FREDRICK | MILWAUKEE | WI | S65|2018-08-27 | ||||||
| ADAM PECK | MILWAUKEE | WI | S63|2007-02-20|S65|2007-09-04 | CHARTERED FINANCIAL ANALYST | |||||
| BRIAN GIGL | MILWAUKEE | WI | S63|2003-05-08 | CERTIFIED FINANCIAL PLANNER | |||||
| JOHN DOAK | MILWAUKEE | WI | S65|2021-10-15 | ||||||
| GREGORY WAIT | MILWAUKEE | WI | S63|1984-11-30|S65|1998-11-06 | ||||||
| ELIZABETH KIEFER | MILWAUKEE | WI | S63|1997-02-28|S65|2000-06-13|S66|2005-04-15 | ||||||
| MATTHEW DRVARIC | MILWAUKEE | WI | S63|2008-04-19|S65|2014-06-02 | ||||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-08-01 | $0.6 | $0.0 | 0% | 11 | 0 | 0% |
| 2025-04-21 | $0.6 | $0.0 | 0% | 11 | 0 | 0% |
| 2024-04-02 | $0.9 | -$0.3 | -31% | 12 | -1 | -8% |
| 2023-04-04 | $0.7 | -$0.1 | -20% | 11 | 0 | 0% |
| 2022-04-01 | $0.9 | -$0.3 | -33% | 11 | 0 | 0% |
| 2021-04-05 | $0.7 | -$0.1 | -20% | 7 | 4 | 57% |
| 2020-04-01 | $0.6 | $0.0 | 1% | 7 | 4 | 57% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| WI, FL-11/08/2022, IL-11/23/2022, MN-11/08/2022, TX-11/14/2019, WI-11/14/2019 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (SMB) |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV