AUM
Employee Count
Main Office
| Discretion | AUM |
|---|---|
| Discretionary | $2.7 |
| Non-Discretionary | $0.0 |
| Total | $2.7 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $2.7 |
| Institutional | $0.0 |
| Total | $2.7 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 0 | $0.0 |
| Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
| Custodian | Location | AUM |
|---|
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.0 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 0% | $0.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 0% | $0.0 |
| Other | 0% | $0.0 |
| Total | 0% | $0.0 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| ROCKLAND PHR PARTNERS GP, LLC | $0.0 | - | |
| ROCKLAND POWER PARTNERS IV GP, LLC | $0.0 | - | |
| ROCKLAND GRIDFLEX PARTNERS GP, LLC | $0.0 | - | |
| ROCKLAND POWER PARTNERS II GP, LLC | $0.0 | - | |
| ROCKLAND POWER PARTNERS GP, LLC | $0.0 | - | |
| ROCKLAND POWER PARTNERS III GP, LLC | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
11 active
| Name | Title |
|---|---|
| HARLAN, WILLIAM, SCOTT | EXECUTIVE OFFICER, MANAGING MEMBER |
| MAIZ, JAMES, ANDREW | EXECUTIVE OFFICER, MANAGING MEMBER |
| ZAPALAC, WILLIE, FRANK | EXECUTIVE OFFICER, MANAGING MEMBER |
| MECHE, NOLENA, LYNN | CHIEF FINANCIAL OFFICER |
| BEACH, JONATHAN, MICHAEL | EXECUTIVE OFFICER, MANAGING MEMBER |
| MCMULLAN, JOHN, PATRICK | CHIEF COMPLIANCE OFFICER / GENERAL COUNSEL |
ADVDB.CO • SOURCE: SEC
5 active representatives found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| JONATHAN BEACH | THE WOODLANDS | TX | S63|2001-08-04 | ||||||
| WILLIAM HARLAN | THE WOODLANDS | TX | |||||||
| JAMES MAIZ | THE WOODLANDS | TX | |||||||
| WILLIE ZAPALAC | THE WOODLANDS | TX | |||||||
| SHANE LITTS | THE WOODLANDS | TX | S63|1995-10-23 | ||||||
ADVDB.CO • SOURCE: SEC
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-05-02 | $2.7 | $0.0 | 0% | 23 | 0 | 0% |
| 2025-04-21 | $2.7 | $0.0 | 0% | 23 | 0 | 0% |
| 2024-04-02 | $1.8 | $0.9 | 47% | 22 | 1 | 5% |
| 2023-04-04 | $1.4 | $1.3 | 97% | 22 | 1 | 5% |
| 2022-04-01 | $1.1 | $1.6 | 138% | 27 | -4 | -15% |
| 2021-04-05 | $0.9 | $1.8 | 191% | 32 | -9 | -28% |
| 2020-04-01 | $1.2 | $1.5 | 118% | 23 | 0 | 0% |
| 2019-04-01 | $0.9 | $1.8 | 195% | 31 | -8 | -26% |
| 2018-04-02 | $0.8 | $1.8 | 219% | 25 | -2 | -8% |
| 2017-04-01 | $1.0 | $1.7 | 169% | 25 | -2 | -8% |
| 2016-04-01 | $0.8 | $1.9 | 224% | 25 | -2 | -8% |
| 2015-04-01 | $0.9 | $1.8 | 202% | 28 | -5 | -18% |
| 2014-04-01 | $0.8 | $1.8 | 215% | 23 | 0 | 0% |
| 2013-04-01 | $0.4 | $2.3 | 571% | 18 | 5 | 28% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| STATE REGISTRATIONS |
| TX, TX-07/09/2012 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT (POOLS) |
| OTHER ACTIVITIES |
|
COMMODITY TRADING ADVISOR |
ADVDB.CO • SOURCE: SEC FORM ADV