ROOSEVELT MANAGEMENT COMPANY LLC
Latest filing: Apr 29, 2025 (55 days ago)
AUM
$451,650,572
-44% change vs. 1 year ago
-82% change vs. 3 years ago
-86% change vs. 5 years ago
-63% change vs. 10 years ago
Employee Count
48
-23% change vs. 1 year ago
-30% change vs. 3 years ago
-32% change vs. 5 years ago
9% change vs. 10 years ago
Main Office
NEW YORK, NY
1540 BROADWAY, SUITE 1500, NEW YORK, NY, UNITED STATES, 10036
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $0.0 |
| Non-Discretionary | $0.5 |
| Total | $0.5 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $0.5 |
| Institutional | $0.0 |
| Total | $0.5 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 0 | $0.0 |
| Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.0 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 0% | $0.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 0% | $0.0 |
| Other | 0% | $0.0 |
| Total | 0% | $0.0 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| XOME INC. | $0.0 | - | |
| XOME CT LLC | $0.0 | - | |
| XOME OH LLC | $0.0 | - | |
| XOME PR LLC | $0.0 | - | |
| DAKOTA ASSET SERVICES LLC | $0.0 | - | |
| XOME REALTY SERVICES LLC | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
9 active
| Name | Title |
|---|---|
| XIE, JEFFREY, YIQUN | CHIEF FINANCIAL OFFICER |
| RICKERT, ANDREW, PAUL | ENTERPRISE RISK OFFICER/TREASURER |
| GREBINAR, JONATHAN, S | CHIEF LEGAL OFFICER/CHIEF COMPLIANCE OFFICER |
| RIOPEL, GABRIEL, JUSTIN | CHIEF INVESTMENT OFFICER |
| GENNEKEN, KAREN, DENISE | INTERIM CHIEF EXECUTIVE OFFICER |
| BRAY, JESSE, K | CEO OF PARENT |
| MARSHALL, CHRISTOPHER, G | VICE CHAIRMAN OF PARENT |
| JOHNSON, KURT, G | CFO OF PARENT |
ADVDB.CO • SOURCE: SEC
Representatives
| No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-05-02 | $0.5 | $0.0 | 0% | 48 | 0 | 0% |
| 2025-04-21 | $0.5 | $0.0 | 0% | 48 | 0 | 0% |
| 2024-04-02 | $0.8 | -$0.4 | -44% | 62 | -14 | -23% |
| 2023-04-04 | $1.0 | -$0.5 | -53% | 31 | 17 | 55% |
| 2022-04-01 | $2.5 | -$2.0 | -82% | 69 | -21 | -30% |
| 2021-04-05 | $2.4 | -$1.9 | -81% | 60 | -12 | -20% |
| 2020-04-01 | $3.3 | -$2.8 | -86% | 71 | -23 | -32% |
| 2019-04-01 | $3.5 | -$3.0 | -87% | 73 | -25 | -34% |
| 2018-04-02 | $2.6 | -$2.2 | -83% | 69 | -21 | -30% |
| 2017-04-01 | $2.5 | -$2.1 | -82% | 60 | -12 | -20% |
| 2016-04-01 | $1.3 | -$0.9 | -66% | 57 | -9 | -16% |
| 2015-04-01 | $1.2 | -$0.8 | -63% | 44 | 4 | 9% |
| 2014-04-01 | $0.9 | -$0.5 | -52% | 43 | 5 | 12% |
| 2013-04-01 | $0.9 | -$0.5 | -52% | 46 | 2 | 4% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| NY, |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT (POOLS) |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV