AUM
Employee Count
Main Office
| Discretion | AUM |
|---|---|
| Discretionary | $1.9 |
| Non-Discretionary | $0.0 |
| Total | $1.9 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $1.8 |
| Institutional | $0.1 |
| Total | $1.9 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 0 | $0.0 |
| Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
| Custodian | Location | AUM |
|---|
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.1 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $0.1 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 7% | $0.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 13% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 39% | $0.0 |
| HY Credit | 19% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 22% | $0.0 |
| Other | 0% | $0.0 |
| Total | 100% | $0.1 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| ROSE GROVE GP I, LLC | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
9 active
| Name | Title |
|---|---|
| PETROVIC, SUSAN, MARIE | CHIEF COMPLIANCE OFFICER/CHIEF FINANCIAL OFFICER |
| PASCUCCI, MICHAEL, PHILIP | PRINCIPAL/PORTFOLIO MANAGER, PRINCIPAL/PORTFOLIO MANAGER, PRINCIPAL/PORTFOLIOMANAGER |
| PASCUCCI, HOPE, EIGHMY | PRINCIPAL/PRESIDENT, PRINCIPAL/PRESIDENT, PRINCIPAL/PRESIDENT |
ADVDB.CO • SOURCE: SEC
| No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-05-02 | $1.9 | $0.0 | 0% | 15 | 0 | 0% |
| 2025-04-21 | $1.9 | $0.0 | 0% | 15 | 0 | 0% |
| 2024-04-02 | $1.7 | $0.2 | 11% | 15 | 0 | 0% |
| 2023-04-04 | $1.9 | $0.0 | 0% | 16 | -1 | -6% |
| 2022-04-01 | $2.4 | -$0.5 | -20% | 16 | -1 | -6% |
| 2021-04-05 | $2.1 | -$0.2 | -10% | 14 | 1 | 7% |
| 2020-04-01 | $1.8 | $0.1 | 4% | 14 | 1 | 7% |
| 2019-04-01 | $1.6 | $0.3 | 21% | 13 | 2 | 15% |
| 2018-04-02 | $1.3 | $0.7 | 51% | 13 | 2 | 15% |
| 2017-04-01 | $1.0 | $0.9 | 94% | 12 | 3 | 25% |
| 2016-04-01 | $1.7 | $0.2 | 12% | 12 | 3 | 25% |
| 2015-04-01 | $2.7 | -$0.8 | -29% | 13 | 2 | 15% |
| 2014-04-01 | $2.3 | -$0.4 | -17% | 10 | 5 | 50% |
| 2013-04-01 | $1.4 | $0.5 | 36% | 11 | 4 | 36% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| STATE REGISTRATIONS |
| MA, MA-03/30/2012 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV