ROSEMAN WAGNER WEALTH MANAGEMENT
Latest filing: Mar 27, 2025 (157 days ago)
AUM
$1,302,853,734
17% change vs. 1 year ago
38% change vs. 3 years ago
152% change vs. 5 years ago
400% change vs. 10 years ago
Employee Count
8
0% change vs. 1 year ago
33% change vs. 3 years ago
100% change vs. 5 years ago
300% change vs. 10 years ago
Main Office
ROCKLIN, CA
4970 ROCKLIN ROAD, ROCKLIN, CA, UNITED STATES, 95677
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $1.3 |
| Non-Discretionary | $0.0 |
| Total | $1.3 |
| Client | AUM |
|---|---|
| Retail | $1.1 |
| Pooled | $0.1 |
| Institutional | $0.1 |
| Total | $1.3 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 303 | $0.1 |
| Average Individual AUM | $220,436 | |
| HNW | 247 | $1.0 |
| Average HNW AUM | $4,130,439 | |
| Retail Total | 550 | $1.1 |
| Average Retail AUM | $1,976,382 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | ST. PETERSBURG-FL-USA | $1.0 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $1.2 |
| Retail SMA AUM | $1.1 |
| Institutional SMA AUM | $0.1 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 93% | $1.1 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 5% | $0.1 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 2% | $0.0 |
| Other | 0% | $0.0 |
| Total | 100% | $1.2 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| ROSEMAN WAGNER GP, LLC | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
Representatives
5 active representatives found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| SARA WISE | ROCKLIN | CA | S63|2014-06-26|S65|2021-02-02 | ||||||
| MICHAEL DI DIO | ROCKLIN | CA | S65|2017-08-30 | ||||||
| SCOTT ROSEMAN | ROCKLIN | CA | S63|1994-06-22|S65|1994-07-14 | ||||||
| AARON WAGNER | ROCKLIN | CA | S63|2002-11-11|S65|2002-11-25 | ||||||
| REX ROSEMAN | ROCKLIN | CA | S65|2021-07-23 | ||||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-08-01 | $1.3 | $0.0 | 0% | 8 | 0 | 0% |
| 2025-04-21 | $1.3 | $0.0 | 0% | 8 | 0 | 0% |
| 2024-04-02 | $1.1 | $0.2 | 17% | 8 | 0 | 0% |
| 2023-04-04 | $1.0 | $0.3 | 32% | 8 | 0 | 0% |
| 2022-04-01 | $0.9 | $0.4 | 38% | 6 | 2 | 33% |
| 2021-04-05 | $0.8 | $0.5 | 61% | 4 | 4 | 100% |
| 2020-04-01 | $0.5 | $0.8 | 152% | 4 | 4 | 100% |
| 2019-04-01 | $0.5 | $0.9 | 188% | 5 | 3 | 60% |
| 2018-04-02 | $0.4 | $0.9 | 196% | 5 | 3 | 60% |
| 2017-04-01 | $0.3 | $1.0 | 278% | 3 | 5 | 167% |
| 2016-04-01 | $0.3 | $1.0 | 357% | 2 | 6 | 300% |
| 2015-04-01 | $0.3 | $1.0 | 400% | 2 | 6 | 300% |
| 2014-04-01 | $0.2 | $1.1 | 513% | 2 | 6 | 300% |
| 2013-04-01 | $0.1 | $1.2 | 886% | 3 | 5 | 167% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| CA, AZ-03/27/2024, CA-09/16/2008, FL-03/30/2023, GA-03/27/2024, ID-03/22/2021, MT-03/27/2024, NE-03/30/2023, NH-03/25/2019, NV-03/22/2021, OR-03/22/2021, TX-08/09/2011, UT-12/10/2008, WA-03/30/2023, WY-08/30/2024 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV