AUM
Employee Count
Main Office
| Discretion | AUM |
|---|---|
| Discretionary | $0.9 |
| Non-Discretionary | $0.0 |
| Total | $0.9 |
| Client | AUM |
|---|---|
| Retail | $0.9 |
| Pooled | $0.0 |
| Institutional | $0.0 |
| Total | $0.9 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 899 | $0.9 |
| Average HNW AUM | $954,943 | |
| Retail Total | 899 | $0.9 |
| Average Retail AUM | $954,943 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
| Custodian | Location | AUM |
|---|---|---|
| INTERACTIVE BROKERS CORP. | 8 GREENWICH OFFICE PARK-CT-USA | $0.4 |
| CHARLES SCHWAB & CO., INC. | SAN FRANCISCO-CA-USA | $0.3 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.9 |
| Retail SMA AUM | $0.9 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 85% | $0.7 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 1% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 1% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 13% | $0.1 |
| Other | 0% | $0.0 |
| Total | 100% | $0.9 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
2 active representatives found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| ROBERT VALENTINE | PLEASANTON | CA | S66|2011-03-05 | ||||||
| MATTHEW VERA | PLEASANTON | CA | S63|2007-10-13|S65|2011-06-18 | ||||||
ADVDB.CO • SOURCE: SEC
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-05-02 | $0.9 | $0.0 | 0% | 9 | 0 | 0% |
| 2025-04-21 | $0.9 | $0.0 | 0% | 9 | 0 | 0% |
| 2024-04-02 | $0.7 | $0.2 | 22% | 9 | 0 | 0% |
| 2023-04-04 | $0.6 | $0.3 | 46% | 9 | 0 | 0% |
| 2022-04-01 | $0.7 | $0.1 | 20% | 9 | 0 | 0% |
| 2021-04-05 | $0.6 | $0.2 | 40% | 9 | 0 | 0% |
| 2020-04-01 | $0.6 | $0.3 | 54% | 9 | 0 | 0% |
| 2019-04-01 | $0.5 | $0.4 | 86% | 9 | 0 | 0% |
| 2018-04-02 | $0.5 | $0.3 | 64% | 9 | 0 | 0% |
| 2017-04-01 | $0.5 | $0.4 | 85% | 9 | 0 | 0% |
| 2016-04-01 | $0.4 | $0.5 | 145% | 7 | 2 | 29% |
| 2015-04-01 | $0.2 | $0.7 | 359% | 6 | 3 | 50% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| STATE REGISTRATIONS |
| CA, AL-09/05/2018, AZ-09/05/2018, CA-10/21/2014, FL-02/28/2020, LA-07/09/2015, MS-07/09/2015, NE-10/16/2023, NH-11/01/2022, NV-03/31/2017, TX-10/21/2014, UT-07/09/2015, WA-05/05/2017 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV