AUM
Employee Count
Main Office
| Discretion | AUM |
|---|---|
| Discretionary | $0.5 |
| Non-Discretionary | $0.0 |
| Total | $0.5 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $0.5 |
| Institutional | $0.1 |
| Total | $0.5 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 0 | $0.0 |
| Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
| Custodian | Location | AUM |
|---|---|---|
| BNY MELLON | PITTSBURGH-PA-USA | $0.0 |
| JP MORGAN CHASE BANK, N.A. | NEW YORK-NY-USA | $0.0 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.1 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $0.1 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 98% | $0.1 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 2% | $0.0 |
| Other | 0% | $0.0 |
| Total | 100% | $0.1 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| RCH ENERGY MLP FUND GP, LP | $0.0 | - | |
| RCH ENERGY OPPORTUNITY FUND III GP, LP | $0.0 | - | |
| NICKABELLA, LLC | $0.0 | - | |
| RS2 VENTURES GP, LP | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
4 active
| Name | Title |
|---|---|
| RAYMOND, ROBERT, JOSEPH | SOLE MEMBER AND CHIEF EXECUTIVE OFFICER |
| MORGAN, THOMAS, KENNETH | CHIEF COMPLIANCE OFFICER |
| HAMILTON, TONYA, BRANDT | CHIEF FINANCIAL OFFICER AND CHIEF OPERATING OFFICER |
| HORTON, ROBERT, BRYAN | PRESIDENT |
ADVDB.CO • SOURCE: SEC
2 active representatives found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| SEAN MAHER | DALLAS | TX | S63|2001-10-02|S65|2008-12-05 | ||||||
| ROBERT RAYMOND | DALLAS | TX | S65|2004-05-03 | ||||||
ADVDB.CO • SOURCE: SEC
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-08-01 | $0.5 | $0.0 | 0% | 8 | 0 | 0% |
| 2025-04-21 | $0.5 | $0.0 | 0% | 8 | 0 | 0% |
| 2024-04-02 | $0.8 | -$0.2 | -29% | 8 | 0 | 0% |
| 2023-04-04 | $0.8 | -$0.2 | -30% | 9 | -1 | -11% |
| 2022-04-01 | $0.6 | -$0.1 | -14% | 7 | 1 | 14% |
| 2021-04-05 | $0.4 | $0.1 | 36% | 7 | 1 | 14% |
| 2020-04-01 | $0.8 | -$0.3 | -35% | 8 | 0 | 0% |
| 2019-04-01 | $0.9 | -$0.3 | -38% | 9 | -1 | -11% |
| 2018-04-02 | $0.8 | -$0.3 | -32% | 8 | 0 | 0% |
| 2017-04-01 | $0.9 | -$0.3 | -39% | 10 | -2 | -20% |
| 2016-04-01 | $0.8 | -$0.3 | -32% | 11 | -3 | -27% |
| 2015-04-01 | $1.0 | -$0.4 | -43% | 10 | -2 | -20% |
| 2014-04-01 | $1.1 | -$0.6 | -52% | 10 | -2 | -20% |
| 2013-04-01 | $1.1 | -$0.6 | -52% | 10 | -2 | -20% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| STATE REGISTRATIONS |
| TX, TX-03/30/2012 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV