SALI FUND SERVICES
Latest filing: Mar 28, 2025 (110 days ago)
AUM
$33,713,938,071
41% change vs. 1 year ago
94% change vs. 3 years ago
168% change vs. 5 years ago
736% change vs. 10 years ago
Employee Count
64
16% change vs. 1 year ago
31% change vs. 3 years ago
56% change vs. 5 years ago
178% change vs. 10 years ago
Main Office
AUSTIN, TX
6850 AUSTIN CENTER BLVD., AUSTIN, TX, UNITED STATES, 78731
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $33.7 |
| Non-Discretionary | $0.0 |
| Total | $33.7 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $33.3 |
| Institutional | $0.4 |
| Total | $33.7 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 0 | $0.0 |
| Average HNW AUM | $0 | |
| Retail Total | 0 | $0.0 |
| Average Retail AUM | $0 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| CHARLES SCHWAB & CO., INC. | SAN FRANCISCO-CA-USA | $0.0 |
| THE BANK OF NEW YORK MELLON | PITTSBURGH-PA-USA | $0.0 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.4 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $0.4 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 15% | $0.1 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 1% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 11% | $0.0 |
| Other Pools | 55% | $0.2 |
| Cash | 18% | $0.1 |
| Other | 0% | $0.0 |
| Total | 100% | $0.4 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| SALI FUND PARTNERS XIIII LLC | $0.0 | - | |
| SALI FUND PARTNERS SVW, LLC | $0.0 | - | |
| SALI FUND PARTNERS XII, LLC | $0.0 | - | |
| SALI FUND PARTNERS X, LLC | $0.0 | - | |
| SALI FUND PARTNERS IX, LLC | $0.0 | - | |
| SALI FUND PARTNERS II, LLC | $0.0 | - | |
| SALI FUND PARTNERS XI, LLC | $0.0 | - | |
| ESSENTIAL FUND SERVICES, LLC | $0.0 | accountancy | - |
| SALI SELECT PARTNERS, LLC | $0.0 | - | |
| SALI FUND PARTNERS, LLC | $0.0 | - | |
| SALI FUND PARTNERS XIII, LLC | $0.0 | - | |
| NES FINANCIAL CORP | $0.0 | accountancy | - |
| SALI FUND PARTNERS V, LLC | $0.0 | - | |
| SALI FUND PARTNERS IV, LLC | $0.0 | - | |
| SALI FUND PARTNERS VII, LLC | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
11 active
| Name | Title |
|---|---|
| CHANG, CHI | CHIEF COMPLIANCE OFFICER / GENERAL COUNSEL |
| NIEMAN, THOMAS, ALBERT | MANAGING DIRECTOR |
| BELLUSH, GREGORY, WILLIAM | CHIEF FINANCIAL OFFICER |
| KATZ, JONAS, CALIBAN | CHIEF MARKETING OFFICER |
| VAIL, CAMERON, JAY | MANAGING DIRECTOR |
| PHILP, JAMES, PARKER | DIRECTOR OF INVESTMENT RESEARCH |
ADVDB.CO • SOURCE: SEC
Representatives
1 active representative found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| THOMAS NIEMAN | AUSTIN | TX | |||||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-06-02 | $33.7 | $0.0 | 0% | 64 | 0 | 0% |
| 2025-04-21 | $33.7 | $0.0 | 0% | 64 | 0 | 0% |
| 2024-04-02 | $23.9 | $9.8 | 41% | 55 | 9 | 16% |
| 2023-04-04 | $18.8 | $14.9 | 80% | 53 | 11 | 21% |
| 2022-04-01 | $17.4 | $16.3 | 94% | 49 | 15 | 31% |
| 2021-04-05 | $15.9 | $17.8 | 112% | 48 | 16 | 33% |
| 2020-04-01 | $12.6 | $21.1 | 168% | 41 | 23 | 56% |
| 2019-04-01 | $9.5 | $24.2 | 256% | 45 | 19 | 42% |
| 2018-04-02 | $7.9 | $25.8 | 326% | 44 | 20 | 45% |
| 2017-04-01 | $5.5 | $28.2 | 508% | 40 | 24 | 60% |
| 2016-04-01 | $5.1 | $28.6 | 559% | 37 | 27 | 73% |
| 2015-04-01 | $4.0 | $29.7 | 736% | 23 | 41 | 178% |
| 2014-04-01 | $4.0 | $29.7 | 748% | 20 | 44 | 220% |
| 2013-04-01 | $3.5 | $30.2 | 869% | 19 | 45 | 237% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| TX, NY-01/09/2003, TX-05/10/2004, WA-09/05/2018 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) MANAGER SELECTION |
| OTHER ACTIVITIES |
|
COMMODITY TRADING ADVISOR |
ADVDB.CO • SOURCE: SEC FORM ADV