SALOMON AND LUDWIN
Latest filing: Apr 16, 2025 (42 days ago)
AUM
$1,227,068,596
-28% change vs. 1 year ago
14% change vs. 3 years ago
27% change vs. 5 years ago
0% change vs. 10 years ago
Employee Count
11
-8% change vs. 1 year ago
0% change vs. 3 years ago
0% change vs. 5 years ago
0% change vs. 10 years ago
Main Office
RICHMOND, VA
1401 GASKINS ROAD, RICHMOND, VA, UNITED STATES, 23238
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $1.2 |
| Non-Discretionary | $0.0 |
| Total | $1.2 |
| Client | AUM |
|---|---|
| Retail | $1.2 |
| Pooled | $0.0 |
| Institutional | $0.0 |
| Total | $1.2 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 193 | $0.1 |
| Average Individual AUM | $378,681 | |
| HNW | 246 | $1.1 |
| Average HNW AUM | $4,618,803 | |
| Retail Total | 439 | $1.2 |
| Average Retail AUM | $2,754,695 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| CHARLES SCHWAB & CO., INC. | WESTLAKE-TX-USA | $1.7 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $1.2 |
| Retail SMA AUM | $1.2 |
| Institutional SMA AUM | $0.0 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 8% | $0.1 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 2% | $0.0 |
| Municipal | 1% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 1% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 70% | $0.9 |
| Other Pools | 0% | $0.0 |
| Cash | 20% | $0.2 |
| Other | 1% | $0.0 |
| Total | 103% | $1.3 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Control Persons
8 active
| Name | Title |
|---|---|
| SALOMON, DALAL, MARIA | CHIEF FINANCIAL OFFICER, TRUSTEE |
| LUDWIN, DANIEL, BUFORD | PRESIDENT, TRUSTEE |
| SALOMON, JACOB, ERIC | VICE PRESIDENT (10/2021) AND CHIEF COMPLIANCE OFFICER (7-2023) |
| HENDRICKS, ELIZABETH, PETTLER | CHIEF OPERATING OFFICER |
ADVDB.CO • SOURCE: SEC
Representatives
6 active representatives found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| JEREMIAH WINTERS | RICHMOND | VA | S66|2007-08-30 | CERTIFIED FINANCIAL PLANNER | |||||
| DAVID STAPLES | RICHMOND | VA | S66|2009-09-08 | CERTIFIED FINANCIAL PLANNER | |||||
| DANIEL LUDWIN | RICHMOND | VA | S63|1994-04-18|S65|2001-03-22 | ||||||
| CATHERINE ATWOOD | RICHMOND | VA | S63|2010-12-09|S65|2010-12-22 | CERTIFIED FINANCIAL PLANNER | |||||
| DALAL SALOMON | RICHMOND | VA | S63|1982-07-30|S65|1999-12-30 | ||||||
| JACOB SALOMON | RICHMOND | VA | S66|2017-09-29 | CERTIFIED FINANCIAL PLANNER | |||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-05-02 | $1.2 | $0.0 | 0% | 11 | 0 | 0% |
| 2025-04-21 | $1.2 | $0.0 | 0% | 11 | 0 | 0% |
| 2024-04-02 | $1.7 | -$0.5 | -28% | 12 | -1 | -8% |
| 2023-04-04 | $1.2 | $0.0 | 0% | 11 | 0 | 0% |
| 2022-04-01 | $1.1 | $0.2 | 14% | 11 | 0 | 0% |
| 2021-04-05 | $1.1 | $0.2 | 15% | 10 | 1 | 10% |
| 2020-04-01 | $1.0 | $0.3 | 27% | 11 | 0 | 0% |
| 2019-04-01 | $0.9 | $0.3 | 29% | 13 | -2 | -15% |
| 2018-04-02 | $0.8 | $0.4 | 56% | 13 | -2 | -15% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| VA, CA-04/10/2018, CO-04/10/2018, DC-04/10/2018, FL-04/10/2018, GA-04/10/2018, LA-12/08/2023, MA-04/10/2018, MD-04/10/2018, MI-04/10/2018, NC-04/10/2018, NY-03/01/2018, OR-04/10/2018, PA-04/10/2018, TN-06/14/2021, TX-04/10/2018, VA-02/22/2018 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT EDUCATIONAL WORKSHOPS |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV