AUM
Employee Count
Main Office
Discretion | AUM |
---|---|
Discretionary | $45.2 |
Non-Discretionary | $0.0 |
Total | $45.2 |
Client | AUM |
---|---|
Retail | $0.6 |
Pooled | $25.6 |
Institutional | $18.9 |
Total | $45.2 |
Retail | Accounts | AUM |
---|---|---|
Individual | 64 | $0.1 |
Average Individual AUM | $1,724,986 | |
HNW | 40 | $0.5 |
Average HNW AUM | $12,534,105 | |
Retail Total | 104 | $0.6 |
Average Retail AUM | $5,882,340 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
Custodian | Location | AUM |
---|---|---|
NORTHERN TRUST CORPORATION | CHICAGO-IL-USA | $5.2 |
STATE STREET CORPORATION | BOSTON-MA-USA | $5.0 |
THE BANK OF NEW YORK MELLON CORPORATION | NEW YORK CITY-NY-USA | $3.7 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Breakdown | AUM |
---|---|
Total SMA AUM | $19.5 |
Retail SMA AUM | $0.6 |
Institutional SMA AUM | $18.9 |
Asset Class | % | AUM |
---|---|---|
Equity Exch | 98% | $19.2 |
Equity Non-Exch | 0% | $0.0 |
Govt Agency | 0% | $0.0 |
Municipal | 0% | $0.0 |
Sovereign | 0% | $0.0 |
IG Credit | 0% | $0.0 |
HY Credit | 0% | $0.0 |
Derivatives | 0% | $0.0 |
Investment Companies | 0% | $0.0 |
Other Pools | 0% | $0.0 |
Cash | 2% | $0.4 |
Other | 0% | $0.0 |
Total | 100% | $19.5 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates | AUM | Business Types | CRD Number |
---|---|---|---|
SANDS CAPITAL VENTURES, LLC | $3.2 | 155517 | |
SANDS CAPITAL LIFE SCIENCES PULSE FUND C-1-GP, LLC | $0.0 | - | |
SANDS CAPITAL LIFE SCIENCES PULSE FUND-GP, L.P. | $0.0 | - | |
SANDS CAPITAL TEAM FUND-GP, LLC | $0.0 | - | |
SANDS CAPITAL EMERGING MARKETS GROWTH FUND-GP LIMITED | $0.0 | - | |
SANDS CAPITAL EMERGING MARKETS GROWTH FUND-GP, LLC | $0.0 | - | |
SANDS CAPITAL GLOBAL VENTURE FUND I-GP, L.P. | $0.0 | - | |
SANDS CAPITAL GLOBAL INNOVATION FUND-GP, L.P. | $0.0 | - | |
SANDS CAPITAL GLOBAL VENTURE FUND I-GP, LLC | $0.0 | - | |
SANDS CAPITAL PARTNERS FUND-GP, LLC | $0.0 | - | |
SANDS CAPITAL GLOBAL VENTURE FUND III-GP, L.P. | $0.0 | - | |
SANDS CAPITAL PARTNERS FUND-GP, L.P. | $0.0 | - | |
SANDS CAPITAL GLOBAL INNOVATION FUND-PUBLIC OPPORTUNITIES-GP, L.P. | $0.0 | - | |
SANDS CAPITAL VENTURES DISCOVERY FUND III-GP, LLC | $0.0 | - | |
SANDS CAPITAL LIFE SCIENCES PULSE III-GP, L.P. | $0.0 | - | |
SANDS CAPITAL LIFE SCIENCES PULSE III-GP, LLC | $0.0 | - | |
SANDS CAPITAL GLOBAL INNOVATION FUND-PUBLIC OPPORTUNITIES-GP, LLC | $0.0 | - | |
SANDS CAPITAL GLOBAL VENTURE FUND II-GP, L.P. | $0.0 | - | |
SANDS CAPITAL GLOBAL VENTURE FUND II-GP, LLC | $0.0 | - | |
SANDS CAPITAL LIFE SCIENCES PULSE FUND C-1-GP, L.P. | $0.0 | - | |
SANDS CAPITAL PRIVATE GROWTH FUND-GP, L.P. | $0.0 | - | |
SANDS CAPITAL LIFE SCIENCES PULSE FUND II-GP L.P. | $0.0 | - | |
SANDS CAPITAL GLOBAL VENTURE FUND III-GP, LLC | $0.0 | - | |
SANDS CAPITAL GLOBAL INNOVATION FUND C-1-GP, L.P. | $0.0 | - | |
SANDS CAPITAL GLOBAL INNOVATION FUND II-GP, L.P. | $0.0 | - | |
SANDS CAPITAL GLOBAL INNOVATION FUND II-GP, LLC | $0.0 | - | |
SANDS CAPITAL PRIVATE GROWTH FUND-GP, LLC | $0.0 | - | |
SANDS CAPITAL INTERNATIONAL GROWTH FUND-GP, LLC | $0.0 | - | |
SANDS CAPITAL LIFE SCIENCES PULSE FUND II-GP LLC | $0.0 | - | |
SANDS CAPITAL GLOBAL INNOVATION FUND C-1-GP, LLC | $0.0 | - | |
SANDS CAPITAL GLOBAL INNOVATION FUND-GP, LLC | $0.0 | - | |
SANDS CAPITAL LIFE SCIENCES PULSE FUND-GP, LLC | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
24 active
Name | Title |
---|---|
SANDS, FRANK, MELVILLE | CHIEF INVESTMENT OFFICER, CHIEF EXECUTIVE OFFICER, MANAGER, TRUSTEE, MANAGER, MANAGER |
MCNAMARA, DANA, MARIE | EXECUTIVE MANAGING DIRECTOR, CHIEF ADMINISTRATIVE OFFICER |
GOODMAN, JONATHAN, PAUL | GENERAL COUNSEL AND SECRETARY |
WILLIAMS, THOMAS, PERRY | PRESIDENT |
LEVANSON, DAVID, EDWARD | EXECUTIVE MANAGING DIRECTOR, SR. PORTFOLIO MANAGER, RESEARCH ANALYST |
NIMMO, STEPHEN, FREW | EXECUTIVE MANAGING DIRECTOR, BUSINESS DEVELOPMENT AND CLIENT RELATIONS |
CHRISTIANSEN, BRIAN, ALAN | EXECUTIVE MANAGING DIRECTOR, SR. PORTFOLIO MANAGER, RESEARCH ANALYST |
RATCLIFFE, IAN, W | EXECUTIVE MANAGING DIRECTOR, EXECUTIVE MANAGING PARTNER |
FULK, ALEXANDRA, REBECCA | CHIEF COMPLIANCE OFFICER, SENIOR COUNSEL |
ADVDB.CO • SOURCE: SEC
No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
---|---|---|---|---|---|---|
2025-06-02 | $45.2 | $0.0 | 0% | 177 | 0 | 0% |
2025-04-21 | $45.2 | $0.0 | 0% | 177 | 0 | 0% |
2024-04-02 | $45.0 | $0.2 | 0% | 181 | -4 | -2% |
2023-04-04 | $38.9 | $6.3 | 16% | 181 | -4 | -2% |
2022-04-01 | $73.1 | -$27.9 | -38% | 162 | 15 | 9% |
2021-04-05 | $68.6 | -$23.4 | -34% | 134 | 43 | 32% |
2020-04-01 | $44.6 | $0.5 | 1% | 115 | 62 | 54% |
2019-04-01 | $35.4 | $9.8 | 28% | 108 | 69 | 64% |
2018-04-02 | $41.3 | $3.8 | 9% | 103 | 74 | 72% |
2017-04-01 | $34.9 | $10.3 | 29% | 103 | 74 | 72% |
2016-04-01 | $44.2 | $1.0 | 2% | 99 | 78 | 79% |
2015-04-01 | $47.7 | -$2.5 | -5% | 101 | 76 | 75% |
2014-04-01 | $42.1 | $3.1 | 7% | 93 | 84 | 90% |
2013-04-01 | $27.0 | $18.2 | 67% | 82 | 95 | 116% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
STATE REGISTRATIONS |
VA, AK-10/14/2005, AL-01/06/2006, AR-11/09/2005, AZ-11/04/2005, CA-11/04/2005, CO-11/04/2005, CT-11/04/2005, DC-11/04/2005, DE-11/04/2005, FL-11/04/2005, GA-11/04/2005, HI-11/04/2005, IA-11/04/2005, ID-11/04/2005, IL-11/04/2005, IN-11/04/2005, KS-11/04/2005, KY-11/04/2005, LA-11/04/2005, MA-11/04/2005, MD-11/04/2005, ME-11/04/2005, MI-11/04/2005, MN-11/04/2005, MO-11/04/2005, MS-11/04/2005, MT-11/04/2005, NC-11/04/2005, ND-11/04/2005, NE-11/04/2005, NH-11/04/2005, NJ-12/09/2005, NM-11/04/2005, NV-11/04/2005, NY-11/04/2005, OH-11/04/2005, OK-11/04/2005, OR-11/04/2005, PA-11/04/2005, PR-11/04/2005, RI-11/04/2005, SC-11/04/2005, SD-11/07/2005, TN-11/04/2005, TX-11/04/2005, UT-11/04/2005, VA-11/04/2005, VI-03/29/2012, VT-11/04/2005, WA-11/04/2005, WI-11/04/2005, WV-11/04/2005 |
ADVISER ACTIVITIES |
PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (RIC) PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) |
OTHER ACTIVITIES |
COMMODITY TRADING ADVISOR |
ADVDB.CO • SOURCE: SEC FORM ADV