AUM
Employee Count
Main Office
| Discretion | AUM |
|---|---|
| Discretionary | $0.1 |
| Non-Discretionary | $0.0 |
| Total | $0.1 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $0.0 |
| Institutional | $0.1 |
| Total | $0.1 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 1 | $0.0 |
| Average HNW AUM | $270,379 | |
| Retail Total | 1 | $0.0 |
| Average Retail AUM | $270,379 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
| Custodian | Location | AUM |
|---|---|---|
| MID ATLANTIC TRUST COMPANY | PIERRE-SD-USA | $0.3 |
| U.S. BANK TRUST COMPANY, NATIONAL ASSOCIATION | ST. PAUL-MN-USA | $0.0 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $0.1 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $0.1 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 0% | $0.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 65% | $0.1 |
| Other | 35% | $0.0 |
| Total | 100% | $0.1 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
2 active representatives found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| NED LUCIA | SAN FRANCISCO | CA | S65|2011-01-19 | ||||||
| YADY GUITANA | SAN FRANCISCO | CA | CHARTERED FINANCIAL ANALYST | ||||||
ADVDB.CO • SOURCE: SEC
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-06-02 | $0.1 | $0.0 | 0% | 2 | 0 | 0% |
| 2025-04-21 | $0.1 | $0.0 | 0% | 2 | 0 | 0% |
| 2024-04-02 | $0.2 | $0.0 | -27% | 2 | 0 | 0% |
| 2023-04-04 | $0.2 | $0.0 | -25% | 3 | -1 | -33% |
| 2022-04-01 | $0.3 | -$0.2 | -61% | 4 | -2 | -50% |
| 2021-04-05 | $0.4 | -$0.3 | -68% | 8 | -6 | -75% |
| 2020-04-01 | $0.1 | $0.0 | 36% | 8 | -6 | -75% |
| 2019-04-01 | $0.1 | $0.0 | 36% | 8 | -6 | -75% |
| 2018-04-02 | $0.1 | $0.0 | 14% | 8 | -6 | -75% |
| 2017-04-01 | $0.6 | -$0.5 | -78% | 4 | -2 | -50% |
| 2016-04-01 | $0.6 | -$0.5 | -78% | 4 | -2 | -50% |
| 2015-04-01 | $0.1 | $0.0 | 29% | 3 | -1 | -33% |
| 2014-04-01 | $0.1 | $0.0 | -5% | 5 | -3 | -60% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
| STATE REGISTRATIONS |
| CA, CA-01/28/2014 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (SMB) |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV