SCHARF INVESTMENTS, LLC
Latest filing: Mar 17, 2025 (176 days ago)
AUM
$4,227,121,971
-7% change vs. 1 year ago
6% change vs. 3 years ago
24% change vs. 5 years ago
4% change vs. 10 years ago
Employee Count
23
0% change vs. 1 year ago
5% change vs. 3 years ago
5% change vs. 5 years ago
21% change vs. 10 years ago
Main Office
LOS GATOS, CA
16450 LOS GATOS BOULEVARD, SUITE 207, LOS GATOS, CA, UNITED STATES, 95032
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $2.8 |
| Non-Discretionary | $1.4 |
| Total | $4.2 |
| Client | AUM |
|---|---|
| Retail | $1.8 |
| Pooled | $0.7 |
| Institutional | $1.7 |
| Total | $4.2 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 1,433 | $1.8 |
| Average HNW AUM | $1,273,314 | |
| Retail Total | 1,433 | $1.8 |
| Average Retail AUM | $1,273,314 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|---|---|
| CHARLES SCHWAB & CO., INC. | SAN FRANCISCO-CA-USA | $1.5 |
| US BANK | MILWAUKEE-WI-USA | $0.5 |
| BANK OF NEW YORK | NEW YORK-NY-USA | $0.3 |
| RAYMOND JAMES | ST. PETERSBURG-FL-USA | $0.3 |
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $3.6 |
| Retail SMA AUM | $1.8 |
| Institutional SMA AUM | $1.7 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 90% | $3.2 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 5% | $0.2 |
| Municipal | 3% | $0.1 |
| Sovereign | 0% | $0.0 |
| IG Credit | 1% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 0% | $0.0 |
| Other Pools | 0% | $0.0 |
| Cash | 1% | $0.0 |
| Other | 0% | $0.0 |
| Total | 100% | $3.6 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| IM GLOBAL PARTNER FUND MANAGEMENT LLC | $3.3 | 110005 | |
| IM GLOBAL US DISTRIBUTORS LLC | $0.0 | broker-dealer | 299892 |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
Representatives
11 active representatives found
| Name | City | State | Exams | Designations | |||||
|---|---|---|---|---|---|---|---|---|---|
| BRIAN KRAWEZ | LOS GATOS | CA | CHARTERED FINANCIAL ANALYST | ||||||
| DEBORAH ROBINSON | LOS GATOS | CA | S65|2011-10-17 | ||||||
| EVAN JONES | LOS GATOS | CA | S63|2008-12-04|S65|2012-04-06 | CHARTERED FINANCIAL ANALYST | |||||
| GABE HOUSTON | LOS GATOS | CA | S65|2011-11-07 | ||||||
| AARON MILLER | LOS GATOS | CA | S66|2010-06-27 | CHARTERED FINANCIAL ANALYST | |||||
| THADDEUS HEGGENESS | LOS GATOS | CA | S66|2013-10-22|S65|2024-02-16 | ||||||
| ROBERT O'QUINN | LOS GATOS | CA | S66|2012-08-08 | CERTIFIED FINANCIAL PLANNER | |||||
| DANIEL D'ORAZIO | LOS GATOS | CA | S65|2017-11-08 | ||||||
| MARCUS POTEETE | LOS GATOS | CA | S66|2016-03-01 | CERTIFIED FINANCIAL PLANNER | |||||
| KENNETH VANDER KOOI | LOS GATOS | CA | S65|2013-04-09 | CERTIFIED FINANCIAL PLANNER | |||||
| ERIC LYNCH | LOS GATOS | CA | S66|2004-04-30 | ||||||
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-08-01 | $4.2 | $0.0 | 0% | 23 | 0 | 0% |
| 2025-04-21 | $4.2 | $0.0 | 0% | 23 | 0 | 0% |
| 2024-04-02 | $4.5 | -$0.3 | -7% | 23 | 0 | 0% |
| 2023-04-04 | $3.8 | $0.4 | 10% | 25 | -2 | -8% |
| 2022-04-01 | $4.0 | $0.2 | 6% | 22 | 1 | 5% |
| 2021-04-05 | $3.3 | $0.9 | 28% | 22 | 1 | 5% |
| 2020-04-01 | $3.4 | $0.8 | 24% | 22 | 1 | 5% |
| 2019-04-01 | $3.2 | $1.0 | 30% | 23 | 0 | 0% |
| 2018-04-02 | $5.0 | -$0.8 | -15% | 23 | 0 | 0% |
| 2017-04-01 | $5.3 | -$1.1 | -20% | 23 | 0 | 0% |
| 2016-04-01 | $5.1 | -$0.9 | -17% | 21 | 2 | 10% |
| 2015-04-01 | $4.1 | $0.2 | 4% | 19 | 4 | 21% |
| 2014-04-01 | $2.7 | $1.5 | 57% | 16 | 7 | 44% |
| 2013-04-01 | $1.8 | $2.4 | 130% | 15 | 8 | 53% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| CA, AL-03/05/2021, AR-09/28/2016, AZ-01/24/2005, CA-06/10/1983, CO-03/07/2011, CT-03/07/2011, DC-07/18/2016, DE-03/11/2024, FL-01/25/2005, GA-03/16/2012, HI-02/20/2014, IA-06/05/2014, ID-01/15/2015, IL-03/19/2012, IN-02/20/2014, KY-03/11/2024, LA-03/17/2015, MA-02/10/2005, MD-02/20/2014, ME-07/28/2015, MI-03/16/2012, MN-02/20/2014, MO-04/21/2016, MS-03/05/2021, MT-01/10/2013, NC-03/07/2011, NE-07/28/2015, NH-10/21/2015, NJ-04/11/2011, NM-09/09/2014, NV-10/16/2012, NY-01/24/2005, OH-01/10/2013, OR-01/10/2006, PA-03/07/2011, RI-02/28/2019, SC-03/16/2012, SD-03/14/2014, TN-03/16/2012, TX-01/11/2007, UT-09/28/2016, VA-03/16/2012, WA-08/01/2007, WI-03/14/2014, WV-07/01/2015 |
| ADVISER ACTIVITIES |
|
FINANCIAL PLANNING PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (RIC) PORTFOLIO MANAGEMENT (SMB) |
| OTHER ACTIVITIES |
|
COMMODITY TRADING ADVISOR |
ADVDB.CO • SOURCE: SEC FORM ADV