SEGAL MARCO ADVISORS
Latest filing: Jun 25, 2025 (124 days ago)
AUM
$37,521,300,750
18% change vs. 1 year ago
25% change vs. 3 years ago
39% change vs. 5 years ago
831% change vs. 10 years ago
Employee Count
112
-3% change vs. 1 year ago
5% change vs. 3 years ago
-3% change vs. 5 years ago
11% change vs. 10 years ago
Main Office
NEW YORK, NY
66 HUDSON BLVD E, NEW YORK, NY, UNITED STATES, 10001-2192
Client AUM
| Discretion | AUM |
|---|---|
| Discretionary | $11.3 |
| Non-Discretionary | $26.2 |
| Total | $37.5 |
| Client | AUM |
|---|---|
| Retail | $0.0 |
| Pooled | $2.0 |
| Institutional | $35.5 |
| Total | $37.5 |
| Retail | Accounts | AUM |
|---|---|---|
| Individual | 0 | $0.0 |
| Average Individual AUM | $0 | |
| HNW | 1 | $0.0 |
| Average HNW AUM | $18,069,210 | |
| Retail Total | 1 | $0.0 |
| Average Retail AUM | $18,069,210 |
ADVDB.CO • AUM IN BILLIONS, AVERAGES IN DOLLARS • SOURCE: SEC FORM ADV
SMA Custodians
| Custodian | Location | AUM |
|---|
ADVDB.CO • SMA AUM IN BILLIONS • SMA INCLUDES RETAIL AND INSTITUTIONAL • SOURCE: SEC FORM ADV
Separately Managed Assets
| Breakdown | AUM |
|---|---|
| Total SMA AUM | $35.5 |
| Retail SMA AUM | $0.0 |
| Institutional SMA AUM | $35.5 |
| Asset Class | % | AUM |
|---|---|---|
| Equity Exch | 0% | $0.0 |
| Equity Non-Exch | 0% | $0.0 |
| Govt Agency | 0% | $0.0 |
| Municipal | 0% | $0.0 |
| Sovereign | 0% | $0.0 |
| IG Credit | 0% | $0.0 |
| HY Credit | 0% | $0.0 |
| Derivatives | 0% | $0.0 |
| Investment Companies | 12% | $4.3 |
| Other Pools | 73% | $25.9 |
| Cash | 1% | $0.4 |
| Other | 14% | $5.0 |
| Total | 100% | $35.5 |
ADVDB.CO • AUM IN BILLIONS • POSSIBLE ROUNDING ERRORS, BUT SOME ADVISERS REPORT SUMS ≠ 100% • SOURCE: SEC FORM ADV
Affiliates
| Affiliates | AUM | Business Types | CRD Number |
|---|---|---|---|
| SEGAL SELECT INSURANCE SERVICES, INC. | $0.0 | - | |
| ROGERSCASEY CANADA, INC. | $0.0 | - | |
| RCTS MANAGEMENT, LLC | $0.0 | - |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Control Persons
13 active
| Name | Title |
|---|---|
| DEMAIRO, JOHN, ROBERT | DIRECTOR, PRESIDENT AND CHIEF EXECUTIVE OFFICER |
| LOCICERO, JOSEPH, ANTHONY | CHAIRMAN OF THE BOARD |
| BLUMENSTEIN, DAVID | DIRECTOR |
| LERNER, STUART | DIRECTOR |
| CROTTY, SUSAN, ANN | CHIEF INVESTMENT OFFICER/DIRECTOR |
| SHERMAN, ANDREW, D | DIRECTOR |
| BENZ, JENNIFER | DIRECTOR |
| GREENSPAN, STEVEN, CARY | SENIOR VICE PRESIDENT, GENERAL COUNSEL, CORPORATE SECRETARY |
| KIRBY, MARY, PATRICIA | DIRECTOR |
| FRISTACHI, JOESPH, MICHAEL | SENIOR VICE PRESIDENT, CHIEF FINANCIAL OFFICER & TREASURER |
| CAROFANO, FRANK, PATRICK | SENIOR VICE PRESIDENT, CHIEF COMPLIANCE OFFICER |
| FRIAS, ALDWIN, PASCUA | DIRECTOR |
ADVDB.CO • SOURCE: SEC
Representatives
| No representatives found with matching CRD |
ADVDB.CO • SOURCE: SEC
History
| Date | AUM | AUM ∆ | AUM % ∆ | Empl | Empl ∆ | Empl % ∆ |
|---|---|---|---|---|---|---|
| 2025-08-01 | $37.5 | $0.0 | 0% | 112 | 0 | 0% |
| 2025-04-21 | $37.5 | $0.0 | 0% | 112 | 0 | 0% |
| 2024-04-02 | $31.9 | $5.6 | 18% | 116 | -4 | -3% |
| 2023-04-04 | $26.2 | $11.3 | 43% | 116 | -4 | -3% |
| 2022-04-01 | $29.9 | $7.6 | 25% | 107 | 5 | 5% |
| 2021-04-05 | $27.3 | $10.2 | 37% | 115 | -3 | -3% |
| 2020-04-01 | $27.1 | $10.5 | 39% | 115 | -3 | -3% |
| 2019-04-01 | $21.9 | $15.6 | 71% | 115 | -3 | -3% |
| 2018-04-02 | $21.2 | $16.3 | 77% | 133 | -21 | -16% |
| 2017-04-01 | $15.5 | $22.1 | 143% | 139 | -27 | -19% |
| 2016-04-01 | $4.7 | $32.9 | 706% | 101 | 11 | 11% |
| 2015-04-01 | $4.0 | $33.5 | 831% | 101 | 11 | 11% |
| 2014-04-01 | $11.8 | $25.7 | 218% | 99 | 13 | 13% |
| 2013-04-01 | $10.3 | $27.2 | 265% | 115 | -3 | -3% |
ADVDB.CO • AUM IN BILLIONS • SOURCE: SEC FORM ADV
Other
| STATE REGISTRATIONS |
| NY, AK-05/09/2022, AZ-03/26/2015, CA-01/09/2017, CO-04/16/2013, CT-01/09/2017, DC-01/09/2017, FL-01/09/2017, GA-01/09/2017, HI-01/09/2017, IL-04/09/2012, IN-01/09/2017, KS-01/09/2017, KY-03/30/2022, LA-01/09/2017, MA-01/09/2017, MD-01/09/2017, MI-01/09/2017, MN-01/09/2017, MO-01/09/2017, NE-01/09/2017, NH-03/30/2022, NJ-01/17/2017, NV-03/30/2020, NY-01/09/2017, OH-01/09/2017, OK-01/09/2017, OR-03/30/2022, PA-01/09/2017, RI-01/09/2017, SC-03/30/2022, TN-01/09/2017, TX-01/09/2017, UT-03/30/2022, VA-01/09/2017, WA-01/31/2017, WI-01/31/2017, WV-01/31/2017 |
| ADVISER ACTIVITIES |
|
PORTFOLIO MANAGEMENT PORTFOLIO MANAGEMENT (POOLS) PORTFOLIO MANAGEMENT (SMB) PENSION CONSULTING MANAGER SELECTION NEWSLETTERS EDUCATIONAL WORKSHOPS |
| OTHER ACTIVITIES |
ADVDB.CO • SOURCE: SEC FORM ADV